David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1526
CALL
T-Mobile US
TMUS
$195B
| $3.35M | 0.01% |
71,700
| – | – |
|
1527
AutoZone
AZO
$49.4B
| $3.35M | 0.01% |
4,356
-40,907
| -90% | -$31.8M |
|
1528
NOV
NOV
$7.11B
| $3.34M | 0.01% |
91,013
-13,208
| -13% | -$444K |
|
1529
PUT
Rio Tinto
RIO
$174B
| $3.34M | 0.01% |
100,000
-20,000
| -17% | -$637K |
|
|
SLCA
1530
CALL
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
| $3.34M | 0.01% |
+71,700
| New | +$2.79M |
|
|
BGFV
1531
DELISTED
Big 5 Sporting Goods
BGFV
| $3.33M | 0.01% |
244,841
+11,623
| +5% | +$143K |
|
|
LHCG
1532
DELISTED
LHC Group LLC
LHCG
| $3.33M | 0.01% |
90,214
-15,478
| -15% | -$620K |
|
1533
PUT
Comcast
CMCSA
$96.2B
| $3.32M | 0.01% |
100,000
+45,400
| +83% | +$1.51M |
|
|
GRMN
1534
Garmin
GRMN
$55.6B
| $3.31M | 0.01% |
68,845
-102,672
| -60% | -$5.07M |
|
1535
CALL
Phillips 66
PSX
$94.5B
| $3.29M | 0.01% |
40,800
| – | – |
|
1536
PUT
Pan American Silver
PAAS
$22.5B
| $3.28M | 0.01% |
186,300
+136,300
| +273% | +$2.55M |
|
1537
PUT
lululemon athletica
LULU
$13.4B
| $3.27M | 0.01% |
53,700
-2,400
| -4% | -$177K |
|
1538
3M
MMM
$92.5B
| $3.26M | 0.01% |
22,130
-87,170
| -80% | -$13M |
|
1539
Tesla
TSLA
$1.38T
| $3.26M | 0.01% |
239,670
+88,080
| +58% | +$1.27M |
|
|
BHI
1540
PUT
DELISTED
Baker Hughes
BHI
| $3.26M | 0.01% |
64,600
+10,000
| +18% | +$481K |
|
1541
CALL
Lithia Motors
LAD
$8.18B
| $3.26M | 0.01% |
34,100
| – | – |
|
1542
Madison Square Garden
MSGS
$9.8B
| $3.24M | 0.01% |
26,820
-57,336
| -68% | -$7.29M |
|
|
SIVB
1543
CALL
DELISTED
SVB Financial Group
SIVB
| $3.24M | 0.01% |
29,300
-27,100
| -48% | -$2.82M |
|
|
DCM
1544
DELISTED
NTT DOCOMO, Inc.
DCM
| $3.23M | 0.01% |
127,285
+37,297
| +41% | +$985K |
|
|
AUO
1545
DELISTED
AU Optronics Corp
AUO
| $3.23M | 0.01% |
885,559
+181,340
| +26% | +$695K |
|
1546
AptarGroup
ATR
$8.57B
| $3.2M | 0.01% |
41,348
-71,848
| -63% | -$5.62M |
|
1547
Spectrum Brands
SPB
$2.05B
| $3.2M | 0.01% |
23,248
-92,371
| -80% | -$11.8M |
|
1548
CALL
Analog Devices
ADI
$181B
| $3.2M | 0.01% |
49,600
| – | – |
|
1549
Mercer International
MERC
$28.6M
| $3.19M | 0.01% |
377,299
+64,015
| +20% | +$532K |
|
|
VSA
1550
VisionSys AI
VSA
$9.44M
| $3.19M | 0.01% |
88
+13
| +17% | +$406K |
|
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David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.