David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$528M |
| 2 |
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
|
+$447M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$242M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$233M |
| 5 |
Meta Platforms (Facebook)
META
|
+$209M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$751M |
| 2 |
Pfizer
PFE
|
+$320M |
| 3 |
BMC
BMC SOFTWARE, INC
BMC
|
+$264M |
| 4 |
Visa
V
|
+$201M |
| 5 |
McDonald's
MCD
|
+$161M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.42% |
| 2 | Consumer Discretionary | 7% |
| 3 | Financials | 6.95% |
| 4 | Healthcare | 6.82% |
| 5 | Communication Services | 6.11% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
Home Depot
HD
$335B
| $99.2M | 0.16% |
1,308,047
+769,572
| +143% | +$59.4M |
|
|
HNT
127
DELISTED
HEALTH NET INC
HNT
| $99.2M | 0.16% |
3,129,707
+567,063
| +22% | +$17.9M |
|
128
Eli Lilly
LLY
$1.12T
| $98.2M | 0.16% |
1,950,630
+1,341,111
| +220% | +$70.2M |
|
129
Adobe
ADBE
$109B
| $96.8M | 0.15% |
1,864,514
-1,042,404
| -36% | -$49.7M |
|
|
ESRX
130
DELISTED
Express Scripts Holding Company
ESRX
| $96.5M | 0.15% |
1,562,101
-1,551,405
| -50% | -$100M |
|
131
CALL
Walmart Inc
WMT
$825B
| $96.3M | 0.15% |
3,905,400
+269,700
| +7% | +$6.8M |
|
132
CALL
Alphabet (Google) Class C
GOOG
$4.18T
| $95.8M | 0.15% |
4,392,402
+598,234
| +16% | +$13.2M |
|
133
PUT
Wynn Resorts
WYNN
$10.3B
| $95.5M | 0.15% |
604,100
+115,400
| +24% | +$16.2M |
|
134
PUT
Boeing
BA
$169B
| $94.8M | 0.15% |
806,800
+698,700
| +646% | +$75.3M |
|
135
Equinix
EQIX
$105B
| $94.7M | 0.15% |
515,510
-127,340
| -20% | -$23.1M |
|
136
Agilent Technologies
A
$44.9B
| $94.2M | 0.15% |
2,569,988
+1,910,328
| +290% | +$64.4M |
|
|
DISH
137
DELISTED
DISH Network Corp.
DISH
| $94.1M | 0.15% |
2,090,343
+2,047,365
| +4,764% | +$92.1M |
|
|
ROC
138
DELISTED
ROCKWOOD HLDGS INC
ROC
| $94M | 0.15% |
1,404,899
+147,857
| +12% | +$9.75M |
|
139
PUT
Berkshire Hathaway Class B
BRK.B
$1.06T
| $93.3M | 0.15% |
821,900
-101,600
| -11% | -$11.7M |
|
140
PUT
Procter & Gamble
PG
$336B
| $92.4M | 0.15% |
1,222,800
-540,200
| -31% | -$43M |
|
141
CALL
Microsoft
MSFT
$3.59T
| $92.3M | 0.15% |
2,772,100
-124,200
| -4% | -$4.09M |
|
|
WCRX
142
DELISTED
WARNER CHILCOTT PLC ORD SHS CL A (IRL)
WCRX
| $92.2M | 0.15% |
4,033,175
-361,564
| -8% | -$7.65M |
|
143
CALL
IBM
IBM
$222B
| $92.1M | 0.15% |
520,490
+68,095
| +15% | +$12.4M |
|
144
Herbalife
HLF
$1.33B
| $92M | 0.15% |
2,638,622
-1,625,162
| -38% | -$50.3M |
|
|
AOL
145
DELISTED
AOL INC COMMON STOCK
AOL
| $91.7M | 0.15% |
2,652,503
-603,682
| -19% | -$21.5M |
|
|
HOUS
146
DELISTED
Anywhere Real Estate
HOUS
| $91M | 0.15% |
2,115,735
+1,121,837
| +113% | +$50.8M |
|
147
PUT
Newmont
NEM
$139B
| $90.3M | 0.14% |
3,214,100
+30,300
| +1% | +$898K |
|
|
HSH
148
DELISTED
HILLSHIRE BRANDS CO
HSH
| $89.9M | 0.14% |
2,926,038
+312,235
| +12% | +$10.3M |
|
|
AVP
149
DELISTED
Avon Products, Inc.
AVP
| $88.8M | 0.14% |
4,309,508
+937,306
| +28% | +$20.1M |
|
150
PUT
Whirlpool
WHR
$2.63B
| $88.2M | 0.14% |
602,300
+143,700
| +31% | +$19M |
|
Similar funds
David Shaw's Q3 2013 Portfolio in Review
As of Q3 2013, David Shaw held 4,679 positions worth $62.7B, up 18% from $53.2B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
David Shaw deployed $4.08B of net new capital in Q3 2013, opening 738 new positions and adding to 1,785 existing holdings. Its largest new stake was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 9.9% a quarter earlier, followed by Consumer Discretionary and Financials.
On the sell side, the largest reduction was Apple, an estimated $751M trimmed.
- David Shaw's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
- David Shaw added most to DELL INC in Q3 2013, an estimated $528M increase.
- David Shaw's biggest Q3 2013 reduction was Apple, cutting an estimated $751M.
- David Shaw fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $264M.
- David Shaw's ten largest holdings make up 14% of its $62.7B portfolio in Q3 2013.
- David Shaw opened 738 new positions and closed 426 in Q3 2013.
- David Shaw's portfolio value rose 18% quarter-over-quarter to $62.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2013, filed 14 Nov 2013.