David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1451
Virtu Financial
VIRT
$5.76B
| $3.73M | 0.01% |
249,251
+125,572
| +102% | +$2.12M |
|
1452
PUT
Alaska Air
ALK
$4.84B
| $3.73M | 0.01% |
56,600
| – | – |
|
|
FLG
1453
Flagstar Bank National Association
FLG
$5.58B
| $3.73M | 0.01% |
87,317
+28,480
| +48% | +$1.25M |
|
1454
PUT
Signet Jewelers
SIG
$3.29B
| $3.73M | 0.01% |
50,000
+40,000
| +400% | +$3.38M |
|
|
TYPE
1455
DELISTED
Monotype Imaging Holdings Inc.
TYPE
| $3.72M | 0.01% |
168,289
-18,267
| -10% | -$398K |
|
1456
Stellantis
STLA
$19.8B
| $3.71M | 0.01% |
582,010
+458,594
| +372% | +$3.01M |
|
1457
Iron Mountain
IRM
$36B
| $3.71M | 0.01% |
98,710
-50,088
| -34% | -$1.93M |
|
1458
CALL
Mercado Libre
MELI
$101B
| $3.7M | 0.01% |
+20,000
| New | +$3.32M |
|
|
INWK
1459
DELISTED
InnerWorkings, Inc.
INWK
| $3.69M | 0.01% |
392,256
+7,710
| +2% | +$67.3K |
|
1460
NETGEAR
NTGR
$581M
| $3.69M | 0.01% |
61,060
-283,609
| -82% | -$15.4M |
|
1461
Principal Financial Group
PFG
$23.9B
| $3.69M | 0.01% |
71,539
-289,773
| -80% | -$13.6M |
|
|
HTZ
1462
PUT
DELISTED
Hertz Global Holdings, Inc.
HTZ
| $3.68M | 0.01% |
+105,547
| New | +$4.42M |
|
1463
CALL
MarketAxess Holdings
MKTX
$5.72B
| $3.68M | 0.01% |
+22,200
| New | +$3.6M |
|
1464
1-800-Flowers.com
FLWS
$251M
| $3.66M | 0.01% |
399,438
-92,284
| -19% | -$855K |
|
|
KITE
1465
DELISTED
Kite Pharma, Inc.
KITE
| $3.66M | 0.01% |
65,486
+44,865
| +218% | +$2.5M |
|
|
STAY
1466
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
| $3.64M | 0.01% |
256,215
-3,569
| -1% | -$51.8K |
|
1467
PUT
Texas Instruments
TXN
$237B
| $3.63M | 0.01% |
+51,800
| New | +$3.53M |
|
1468
CALL
Yum! Brands
YUM
$42.6B
| $3.63M | 0.01% |
55,640
| – | – |
|
|
EXAR
1469
DELISTED
Exar Corporation
EXAR
| $3.63M | 0.01% |
389,675
+105,914
| +37% | +$924K |
|
|
ZIXI
1470
DELISTED
Zix Corporation
ZIXI
| $3.63M | 0.01% |
884,658
-27,556
| -3% | -$109K |
|
1471
Morningstar
MORN
$8.07B
| $3.63M | 0.01% |
45,737
+12,152
| +36% | +$999K |
|
1472
Equinor
EQNR
$97.8B
| $3.62M | 0.01% |
+215,646
| New | +$3.5M |
|
1473
Rogers Corp
ROG
$2.23B
| $3.62M | 0.01% |
59,292
-18,569
| -24% | -$1.13M |
|
|
DNB
1474
CALL
DELISTED
Dun & Bradstreet
DNB
| $3.62M | 0.01% |
+26,500
| New | +$3.55M |
|
|
EGL
1475
DELISTED
Engility Holdings, Inc.
EGL
| $3.62M | 0.01% |
114,912
+78,525
| +216% | +$2.31M |
|
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David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.