David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Emerson Electric
EMR
|
+$546M |
| 2 |
Amazon
AMZN
|
+$515M |
| 3 |
Tesla
TSLA
|
+$389M |
| 4 |
Netflix
NFLX
|
+$322M |
| 5 |
Adobe
ADBE
|
+$305M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$836M |
| 2 |
CELG
Celgene Corp
CELG
|
+$460M |
| 3 |
NVIDIA
NVDA
|
+$429M |
| 4 |
ConocoPhillips
COP
|
+$311M |
| 5 |
Biogen
BIIB
|
+$301M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.8% |
| 2 | Consumer Discretionary | 11.76% |
| 3 | Healthcare | 10.16% |
| 4 | Financials | 7.89% |
| 5 | Industrials | 6.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AVP
1426
DELISTED
Avon Products, Inc.
AVP
| $7.02M | 0.01% |
1,244,988
-1,778,911
| -59% | -$8.26M |
|
1427
PUT
Okta
OKTA
$23.4B
| $7.01M | 0.01% |
60,800
+1,400
| +2% | +$161K |
|
|
B
1428
DELISTED
Barnes Group Inc.
B
| $7M | 0.01% |
112,928
-47,644
| -30% | -$2.75M |
|
1429
PUT
LyondellBasell Industries
LYB
$20.2B
| $6.99M | 0.01% |
74,000
+20,200
| +38% | +$1.85M |
|
1430
Huntington Ingalls Industries
HII
$11.7B
| $6.99M | 0.01% |
27,850
+464
| +2% | +$110K |
|
1431
John Wiley & Sons Class A
WLY
$2.7B
| $6.99M | 0.01% |
144,007
-36,479
| -20% | -$1.7M |
|
1432
PUT
ASML
ASML
$671B
| $6.98M | 0.01% |
+23,600
| New | +$6.38M |
|
1433
Enviri
NVRI
$651M
| $6.98M | 0.01% |
303,546
+122,315
| +67% | +$2.56M |
|
1434
Revvity
RVTY
$14.1B
| $6.96M | 0.01% |
71,664
+43,181
| +152% | +$3.85M |
|
1435
SLM Corp
SLM
$5.03B
| $6.95M | 0.01% |
780,236
-458,743
| -37% | -$3.99M |
|
1436
CALL
Regeneron Pharmaceuticals
REGN
$83.9B
| $6.95M | 0.01% |
+18,500
| New | +$6.22M |
|
1437
Eldorado Gold
EGO
$12.2B
| $6.94M | 0.01% |
863,851
+363,458
| +73% | +$2.82M |
|
|
TCF
1438
DELISTED
TCF Financial Corporation Common Stock
TCF
| $6.92M | 0.01% |
147,851
-516,570
| -78% | -$21.4M |
|
1439
Integer Holdings
ITGR
$4.26B
| $6.91M | 0.01% |
85,897
+12,101
| +16% | +$924K |
|
|
TRTX
1440
TPG RE Finance Trust
TRTX
$592M
| $6.9M | 0.01% |
340,382
+60,851
| +22% | +$1.22M |
|
1441
CALL
Match Group
MTCH
$9.66B
| $6.89M | 0.01% |
83,900
-1,400
| -2% | -$102K |
|
1442
Amcor
AMCR
$21.8B
| $6.88M | 0.01% |
126,908
-663,632
| -84% | -$33.2M |
|
|
HRC
1443
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
| $6.86M | 0.01% |
60,459
+45,059
| +293% | +$4.75M |
|
1444
PUT
Sun Communities
SUI
$15.3B
| $6.86M | 0.01% |
45,700
+31,900
| +231% | +$4.97M |
|
1445
PUT
Franco-Nevada
FNV
$51.6B
| $6.86M | 0.01% |
66,400
+50,000
| +305% | +$4.83M |
|
|
FBM
1446
DELISTED
Foundation Building Materials, Inc. Common Stock
FBM
| $6.84M | 0.01% |
353,737
+8,404
| +2% | +$161K |
|
1447
Adecoagro
AGRO
$1.6B
| $6.83M | 0.01% |
815,391
+21,567
| +3% | +$144K |
|
1448
BP
BP
$109B
| $6.83M | 0.01% |
180,859
-1,368,423
| -88% | -$52M |
|
1449
Bank of N.T. Butterfield & Son
NTB
$2.32B
| $6.8M | 0.01% |
183,567
-31,511
| -15% | -$1.05M |
|
1450
CALL
American Electric Power
AEP
$67.2B
| $6.79M | 0.01% |
71,900
| – | – |
|
Similar funds
David Shaw's Q4 2019 Portfolio in Review
As of Q4 2019, David Shaw held 4,337 positions worth $87.5B, up 7.7% from $81.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q4 2019 filing shows 572 new, 1,477 increased, 1,498 reduced and 412 closed positions. Its largest new stake was Tesla: 17,953,230 shares worth $501M. The largest sale was Alibaba, an estimated $836M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- David Shaw's largest Q4 2019 buy was Tesla: 17,953,230 shares worth $501M.
- David Shaw added most to Emerson Electric in Q4 2019, an estimated $546M increase.
- David Shaw's biggest Q4 2019 reduction was Alibaba, cutting an estimated $836M.
- David Shaw fully exited Celgene Corp in Q4 2019, selling an estimated $460M.
- David Shaw's ten largest holdings make up 10% of its $87.5B portfolio in Q4 2019.
- David Shaw opened 572 new positions and closed 412 in Q4 2019.
- David Shaw's portfolio value rose 7.7% quarter-over-quarter to $87.5B.
Based on D.E. Shaw & Co's 13F filing for Q4 2019, filed 14 Feb 2020.