David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$528M |
| 2 |
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
|
+$447M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$242M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$233M |
| 5 |
Meta Platforms (Facebook)
META
|
+$209M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$751M |
| 2 |
Pfizer
PFE
|
+$320M |
| 3 |
BMC
BMC SOFTWARE, INC
BMC
|
+$264M |
| 4 |
Visa
V
|
+$201M |
| 5 |
McDonald's
MCD
|
+$161M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.42% |
| 2 | Consumer Discretionary | 7% |
| 3 | Financials | 6.95% |
| 4 | Healthcare | 6.82% |
| 5 | Communication Services | 6.11% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1426
PUT
Markel Group
MKL
$22.4B
| $5.95M | 0.01% |
+11,500
| New | +$6.04M |
|
1427
EOG Resources
EOG
$77B
| $5.94M | 0.01% |
70,210
-99,688
| -59% | -$7.74M |
|
1428
CALL
Microchip Technology
MCHP
$39.9B
| $5.94M | 0.01% |
295,000
+137,000
| +87% | +$2.71M |
|
1429
Aon
AON
$75.3B
| $5.93M | 0.01% |
79,720
-209,271
| -72% | -$14.4M |
|
1430
IAMGOLD
IAG
$12.7B
| $5.93M | 0.01% |
1,243,638
+672,929
| +118% | +$3.53M |
|
|
IOC
1431
CALL
DELISTED
Interoil Corporation
IOC
| $5.92M | 0.01% |
83,000
+32,800
| +65% | +$2.45M |
|
|
PTLA
1432
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
| $5.91M | 0.01% |
221,000
| – | – |
|
|
BCR
1433
PUT
DELISTED
CR Bard Inc.
BCR
| $5.9M | 0.01% |
51,200
+29,500
| +136% | +$3.38M |
|
1434
PUT
Hain Celestial
HAIN
$78.9M
| $5.89M | 0.01% |
+152,800
| New | +$5.76M |
|
1435
NOV
NOV
$7.11B
| $5.88M | 0.01% |
83,538
-468,234
| -85% | -$31.3M |
|
|
ROSE
1436
DELISTED
ROSETTA RESOURCES INC
ROSE
| $5.87M | 0.01% |
107,848
-209,416
| -66% | -$9.91M |
|
1437
PUT
Stryker
SYK
$127B
| $5.85M | 0.01% |
86,600
+42,900
| +98% | +$2.96M |
|
1438
CALL
T. Rowe Price
TROW
$24.1B
| $5.85M | 0.01% |
81,300
+28,900
| +55% | +$2.14M |
|
1439
PUT
United Rentals
URI
$65.6B
| $5.85M | 0.01% |
100,300
-4,300
| -4% | -$239K |
|
1440
Jones Lang LaSalle
JLL
$18.1B
| $5.83M | 0.01% |
66,817
-33,874
| -34% | -$3.02M |
|
1441
Marriott Vacations Worldwide
VAC
$4.02B
| $5.83M | 0.01% |
132,541
+87,235
| +193% | +$3.89M |
|
|
GRMN
1442
CALL
Garmin
GRMN
$55.6B
| $5.83M | 0.01% |
128,900
+52,500
| +69% | +$2.09M |
|
1443
National Grid
NGG
$81.6B
| $5.81M | 0.01% |
102,054
+23,636
| +30% | +$1.33M |
|
1444
CALL
Nike
NKE
$58.6B
| $5.81M | 0.01% |
160,000
| – | – |
|
1445
PUT
Consolidated Edison
ED
$39.6B
| $5.8M | 0.01% |
105,200
+43,200
| +70% | +$2.49M |
|
|
BECN
1446
DELISTED
Beacon Roofing Supply, Inc.
BECN
| $5.8M | 0.01% |
157,346
+105,190
| +202% | +$4.01M |
|
1447
CALL
Warner Bros
WBD
$72.5B
| $5.8M | 0.01% |
134,446
+63,407
| +89% | +$2.64M |
|
1448
CALL
Rayonier
RYN
$6.32B
| $5.79M | 0.01% |
153,492
-47,376
| -24% | -$1.82M |
|
1449
PUT
Transocean
RIG
$6.42B
| $5.79M | 0.01% |
130,000
-40,000
| -24% | -$1.89M |
|
1450
CALL
Black Hills Corp
BKH
$5.57B
| $5.78M | 0.01% |
115,900
+24,800
| +27% | +$1.26M |
|
Similar funds
David Shaw's Q3 2013 Portfolio in Review
As of Q3 2013, David Shaw held 4,679 positions worth $62.7B, up 18% from $53.2B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
David Shaw deployed $4.08B of net new capital in Q3 2013, opening 738 new positions and adding to 1,785 existing holdings. Its largest new stake was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 9.9% a quarter earlier, followed by Consumer Discretionary and Financials.
On the sell side, the largest reduction was Apple, an estimated $751M trimmed.
- David Shaw's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
- David Shaw added most to DELL INC in Q3 2013, an estimated $528M increase.
- David Shaw's biggest Q3 2013 reduction was Apple, cutting an estimated $751M.
- David Shaw fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $264M.
- David Shaw's ten largest holdings make up 14% of its $62.7B portfolio in Q3 2013.
- David Shaw opened 738 new positions and closed 426 in Q3 2013.
- David Shaw's portfolio value rose 18% quarter-over-quarter to $62.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2013, filed 14 Nov 2013.