David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$516M |
| 2 |
Estee Lauder
EL
|
+$487M |
| 3 |
Microsoft
MSFT
|
+$482M |
| 4 |
Nike
NKE
|
+$252M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$247M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walmart Inc
WMT
|
+$584M |
| 2 |
Tesla
TSLA
|
+$483M |
| 3 |
NVIDIA
NVDA
|
+$444M |
| 4 |
Eli Lilly
LLY
|
+$345M |
| 5 |
T-Mobile US
TMUS
|
+$296M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.67% |
| 2 | Consumer Discretionary | 9.3% |
| 3 | Healthcare | 7.82% |
| 4 | Financials | 5.66% |
| 5 | Industrials | 4.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1401
National Fuel Gas
NFG
$7.94B
| $7.22M | 0.01% |
139,052
-25,750
| -16% | -$1.36M |
|
1402
Acadia Healthcare
ACHC
$2.85B
| $7.21M | 0.01% |
102,590
-16,083
| -14% | -$1.2M |
|
1403
CALL
Citizens Financial Group
CFG
$29.7B
| $7.2M | 0.01% |
+268,700
| New | +$7.68M |
|
1404
Repay Holdings
RPAY
$312M
| $7.19M | 0.01% |
947,458
-379,495
| -29% | -$3.16M |
|
1405
Immunocore
IMCR
$1.91B
| $7.18M | 0.01% |
138,403
-81,556
| -37% | -$4.83M |
|
1406
Omnicom Group
OMC
$24.1B
| $7.18M | 0.01% |
96,419
+73,212
| +315% | +$6.04M |
|
1407
WD-40
WDFC
$2.91B
| $7.17M | 0.01% |
+35,301
| New | +$7.55M |
|
1408
Louisiana-Pacific
LPX
$4.98B
| $7.17M | 0.01% |
129,770
+33,015
| +34% | +$2.17M |
|
1409
Prestige Consumer Healthcare
PBH
$2.47B
| $7.17M | 0.01% |
125,391
+19,666
| +19% | +$1.19M |
|
1410
PUT
Sociedad Química y Minera de Chile
SQM
$22.4B
| $7.16M | 0.01% |
+120,000
| New | +$8.09M |
|
1411
Hain Celestial
HAIN
$69.9M
| $7.16M | 0.01% |
690,103
+372,378
| +117% | +$4.3M |
|
1412
BHP
BHP
$245B
| $7.15M | 0.01% |
125,746
-22,687
| -15% | -$1.33M |
|
1413
CALL
Cummins
CMI
$79.6B
| $7.13M | 0.01% |
31,200
| – | – |
|
1414
CALL
Domino's
DPZ
$11.4B
| $7.12M | 0.01% |
18,800
+8,800
| +88% | +$3.39M |
|
1415
Sensient Technologies
SXT
$5.83B
| $7.12M | 0.01% |
121,668
+103,952
| +587% | +$6.55M |
|
1416
Carlisle Companies
CSL
$14.5B
| $7.11M | 0.01% |
27,431
+26,315
| +2,358% | +$7.05M |
|
1417
Corpay
CPAY
$26.7B
| $7.11M | 0.01% |
27,851
-85,001
| -75% | -$22.2M |
|
|
VRNT
1418
DELISTED
Verint Systems
VRNT
| $7.11M | 0.01% |
309,278
+188,203
| +155% | +$6.07M |
|
|
NETD
1419
DELISTED
Nabors Energy Transition Corp II
NETD
| $7.1M | 0.01% |
+698,000
| New | +$7.1M |
|
1420
PUT
Targa Resources
TRGP
$63B
| $7.09M | 0.01% |
82,700
+41,200
| +99% | +$3.41M |
|
1421
Albany International
AIN
$1.67B
| $7.09M | 0.01% |
82,157
+42,625
| +108% | +$3.88M |
|
1422
Brixmor Property Group
BRX
$9.02B
| $7.07M | 0.01% |
340,458
+260,964
| +328% | +$5.78M |
|
1423
CALL
Sunrun
RUN
$2.2B
| $7.07M | 0.01% |
563,200
+22,400
| +4% | +$368K |
|
|
AIV
1424
Aimco
AIV
$367M
| $7.06M | 0.01% |
1,037,800
-126,664
| -11% | -$1.01M |
|
1425
Mid-America Apartment Communities
MAA
$15.3B
| $7.04M | 0.01% |
54,721
+43,143
| +373% | +$6.23M |
|
Similar funds
David Shaw's Q3 2023 Portfolio in Review
As of Q3 2023, David Shaw held 4,689 positions worth $95.8B, down 2.2% from $97.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
David Shaw withdrew a net $2.99B in Q3 2023, closing 472 positions and reducing 1,535 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $174M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, David Shaw opened a new position in NiSource Inc. Series A Corporate Units worth $52.6M.
- David Shaw's largest Q3 2023 buy was NiSource Inc. Series A Corporate Units: 540,000 shares worth $52.6M.
- David Shaw added most to Amazon in Q3 2023, an estimated $516M increase.
- David Shaw's biggest Q3 2023 reduction was Walmart Inc, cutting an estimated $584M.
- David Shaw fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2023, selling an estimated $174M.
- David Shaw's ten largest holdings make up 12% of its $95.8B portfolio in Q3 2023.
- David Shaw opened 482 new positions and closed 472 in Q3 2023.
- David Shaw's portfolio value fell 2.2% quarter-over-quarter to $95.8B.
Based on D.E. Shaw & Co's 13F filing for Q3 2023, filed 14 Nov 2023.