David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$986M |
| 2 |
Sea Limited
SE
|
+$480M |
| 3 |
Snowflake
SNOW
|
+$441M |
| 4 |
Citigroup
C
|
+$422M |
| 5 |
Oracle
ORCL
|
+$393M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$575M |
| 2 |
Apple
AAPL
|
+$515M |
| 3 |
Mastercard
MA
|
+$506M |
| 4 |
Walt Disney
DIS
|
+$447M |
| 5 |
Alibaba
BABA
|
+$434M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.97% |
| 2 | Consumer Discretionary | 9.19% |
| 3 | Financials | 7.48% |
| 4 | Healthcare | 7.05% |
| 5 | Communication Services | 6.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1401
Sumitomo Mitsui Financial
SMFG
$161B
| $11.6M | 0.01% |
1,708,505
+547,249
| +47% | +$3.71M |
|
|
GSAQ
1402
DELISTED
Global Synergy Acquisition Corp. Class A Ordinary Shares
GSAQ
| $11.6M | 0.01% |
1,182,114
-96,594
| -8% | -$950K |
|
|
TMAC
1403
DELISTED
The Music Acquisition Corporation
TMAC
| $11.6M | 0.01% |
1,187,602
+488,034
| +70% | +$4.75M |
|
1404
InterContinental Hotels
IHG
$24.3B
| $11.6M | 0.01% |
177,728
-13,084
| -7% | -$868K |
|
1405
Radian Group
RDN
$4.85B
| $11.6M | 0.01% |
546,762
-165,711
| -23% | -$3.67M |
|
1406
Martin Marietta Materials
MLM
$37.9B
| $11.5M | 0.01% |
26,181
+3,390
| +15% | +$1.37M |
|
1407
PUT
LendingTree
TREE
$426M
| $11.5M | 0.01% |
94,000
-60,000
| -39% | -$7.98M |
|
1408
Sable Offshore Corp
SOC
$879M
| $11.5M | 0.01% |
1,185,269
+826,641
| +231% | +$8.05M |
|
1409
AptarGroup
ATR
$8.58B
| $11.5M | 0.01% |
94,045
+10,562
| +13% | +$1.31M |
|
|
QTI
1410
QT Imaging Holdings
QTI
$46.5M
| $11.5M | 0.01% |
+1,164,564
| New | +$11.5M |
|
1411
ON Semiconductor
ON
$28.6B
| $11.5M | 0.01% |
169,416
-418,305
| -71% | -$23.7M |
|
1412
Highwoods Properties
HIW
$3.49B
| $11.5M | 0.01% |
+257,210
| New | +$11.6M |
|
1413
PUT
Pool Corp
POOL
$6.83B
| $11.4M | 0.01% |
20,200
+12,200
| +153% | +$6.4M |
|
1414
Boston Beer
SAM
$1.9B
| $11.4M | 0.01% |
22,620
-4,371
| -16% | -$2.18M |
|
1415
First Solar
FSLR
$22B
| $11.4M | 0.01% |
131,060
+3,433
| +3% | +$353K |
|
1416
PUT
Autodesk
ADSK
$54.1B
| $11.4M | 0.01% |
40,500
+14,300
| +55% | +$4.17M |
|
1417
PUT
American Tower
AMT
$81.9B
| $11.4M | 0.01% |
38,900
+11,300
| +41% | +$3.09M |
|
|
SRNE
1418
DELISTED
Sorrento Therapeutics, Inc.
SRNE
| $11.4M | 0.01% |
2,447,050
-505,785
| -17% | -$3.14M |
|
|
ZEN
1419
CALL
DELISTED
ZENDESK INC
ZEN
| $11.4M | 0.01% |
109,000
+13,000
| +14% | +$1.39M |
|
|
CTXS
1420
PUT
DELISTED
Citrix Systems Inc
CTXS
| $11.4M | 0.01% |
120,100
-200
| -0.2% | -$18.3K |
|
|
AGR
1421
DELISTED
Avangrid, Inc.
AGR
| $11.4M | 0.01% |
227,707
+86,916
| +62% | +$4.41M |
|
1422
Coeur Mining
CDE
$22B
| $11.3M | 0.01% |
2,249,733
+742,939
| +49% | +$4.47M |
|
1423
PUT
Tyson Foods
TSN
$20.1B
| $11.3M | 0.01% |
+130,000
| New | +$10.7M |
|
1424
Generac Holdings
GNRC
$12.3B
| $11.3M | 0.01% |
32,173
+20,492
| +175% | +$8.5M |
|
|
TMPO
1425
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
| $11.3M | 0.01% |
1,135,880
+693,952
| +157% | +$6.9M |
|
Similar funds
David Shaw's Q4 2021 Portfolio in Review
As of Q4 2021, David Shaw held 5,958 positions worth $121B, up 8.8% from $111B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.
David Shaw's Q4 2021 filing shows 1,032 new, 1,969 increased, 1,595 reduced and 616 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B. The largest sale was Microsoft, an estimated $575M.
By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Consumer Discretionary and Financials.
- David Shaw's largest Q4 2021 buy was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B.
- David Shaw added most to Sea Limited in Q4 2021, an estimated $480M increase.
- David Shaw's biggest Q4 2021 reduction was Microsoft, cutting an estimated $575M.
- David Shaw fully exited Aon in Q4 2021, selling an estimated $179M.
- David Shaw's ten largest holdings make up 9.2% of its $121B portfolio in Q4 2021.
- David Shaw opened 1,032 new positions and closed 616 in Q4 2021.
- David Shaw's portfolio value rose 8.8% quarter-over-quarter to $121B.
Based on D.E. Shaw & Co's 13F filing for Q4 2021, filed 14 Feb 2022.