David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Netflix
NFLX
|
+$408M |
| 2 |
Medtronic
MDT
|
+$271M |
| 3 |
NXP Semiconductors
NXPI
|
+$270M |
| 4 |
Gilead Sciences
GILD
|
+$253M |
| 5 |
Hewlett Packard
HPE
|
+$211M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$424M |
| 2 |
CVS Health
CVS
|
+$391M |
| 3 |
LNKD
LinkedIn Corporation
LNKD
|
+$323M |
| 4 |
Wells Fargo
WFC
|
+$280M |
| 5 |
VMW
VMware, Inc
VMW
|
+$264M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.19% |
| 2 | Healthcare | 10.41% |
| 3 | Financials | 9.12% |
| 4 | Communication Services | 8.45% |
| 5 | Consumer Discretionary | 8.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1401
Hawaiian Electric Industries
HE
$1.96B
| $4.42M | 0.01% |
133,720
-178,111
| -57% | -$5.43M |
|
1402
Banner Corp
BANR
$2.39B
| $4.42M | 0.01% |
79,159
+39,422
| +99% | +$1.93M |
|
1403
CACI
CACI
$13.5B
| $4.42M | 0.01% |
35,538
+28,063
| +375% | +$3.24M |
|
1404
Factset
FDS
$10.5B
| $4.41M | 0.01% |
26,963
+5,743
| +27% | +$916K |
|
1405
Trip.com Group
TCOM
$29B
| $4.41M | 0.01% |
110,135
+82,191
| +294% | +$3.6M |
|
1406
Walker & Dunlop
WD
$1.4B
| $4.4M | 0.01% |
141,043
+22,538
| +19% | +$632K |
|
1407
Belden
BDC
$4.57B
| $4.36M | 0.01% |
58,256
+54,118
| +1,308% | +$3.85M |
|
1408
CALL
Madison Square Garden
MSGS
$9.79B
| $4.36M | 0.01% |
35,611
+14,020
| +65% | +$1.7M |
|
|
MYOV
1409
DELISTED
Myovant Sciences Ltd.
MYOV
| $4.35M | 0.01% |
+350,000
| New | +$4.06M |
|
1410
Helen of Troy
HELE
$674M
| $4.35M | 0.01% |
51,499
+5,463
| +12% | +$457K |
|
1411
Entravision Communication
EVC
$753M
| $4.35M | 0.01% |
620,989
-15,816
| -2% | -$107K |
|
1412
Blackstone Mortgage Trust
BXMT
$2.36B
| $4.33M | 0.01% |
144,184
+57,658
| +67% | +$1.72M |
|
|
WCG
1413
DELISTED
Wellcare Health Plans, Inc.
WCG
| $4.33M | 0.01% |
31,578
-31,001
| -50% | -$3.95M |
|
|
SPNC
1414
DELISTED
Spectranetics Corp
SPNC
| $4.33M | 0.01% |
176,613
-41,446
| -19% | -$975K |
|
1415
Yatra Online
YTRA
$64.6M
| $4.32M | 0.01% |
+470,000
| New | +$4.59M |
|
1416
EXL Service
EXLS
$5.68B
| $4.32M | 0.01% |
428,325
+45,515
| +12% | +$435K |
|
|
CMA
1417
CALL
DELISTED
Comerica
CMA
| $4.31M | 0.01% |
+63,300
| New | +$3.71M |
|
1418
Seacoast Banking Corp of Florida
SBCF
$3.29B
| $4.3M | 0.01% |
194,947
+82,251
| +73% | +$1.56M |
|
1419
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33.1B
| $4.3M | 0.01% |
36,683
| – | – |
|
1420
Graham Holdings Company
GHC
$5.01B
| $4.28M | 0.01% |
8,351
+1,124
| +16% | +$548K |
|
|
SOHU
1421
Sohu.com
SOHU
$374M
| $4.27M | 0.01% |
125,965
-101,251
| -45% | -$3.78M |
|
|
FDC
1422
DELISTED
First Data Corporation
FDC
| $4.27M | 0.01% |
300,649
+260,570
| +650% | +$3.7M |
|
1423
CALL
Texas Capital Bancshares
TCBI
$4.29B
| $4.26M | 0.01% |
54,400
+14,300
| +36% | +$965K |
|
1424
Cooper-Standard Automotive
CPS
$472M
| $4.26M | 0.01% |
41,235
-15,474
| -27% | -$1.49M |
|
|
LKSD
1425
DELISTED
LSC Communications, Inc.
LKSD
| $4.26M | 0.01% |
+143,586
| New | +$3.41M |
|
Similar funds
David Shaw's Q4 2016 Portfolio in Review
As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.
David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
- David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
- David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
- David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
- David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
- David Shaw opened 462 new positions and closed 397 in Q4 2016.
- David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.
Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.