David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$516M |
| 2 |
Estee Lauder
EL
|
+$487M |
| 3 |
Microsoft
MSFT
|
+$482M |
| 4 |
Nike
NKE
|
+$252M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$247M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walmart Inc
WMT
|
+$584M |
| 2 |
Tesla
TSLA
|
+$483M |
| 3 |
NVIDIA
NVDA
|
+$444M |
| 4 |
Eli Lilly
LLY
|
+$345M |
| 5 |
T-Mobile US
TMUS
|
+$296M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.67% |
| 2 | Consumer Discretionary | 9.3% |
| 3 | Healthcare | 7.82% |
| 4 | Financials | 5.66% |
| 5 | Industrials | 4.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CTEV
1326
Claritev Corp
CTEV
$637M
| $8.09M | 0.01% |
120,401
-202,500
| -63% | -$15M |
|
1327
Gulfport Energy Corp
GPOR
$3.08B
| $8.09M | 0.01% |
68,161
+26,047
| +62% | +$2.89M |
|
1328
Embecta
EMBC
$281M
| $8.07M | 0.01% |
536,505
-42,138
| -7% | -$790K |
|
1329
Sonoco
SON
$5.69B
| $8.07M | 0.01% |
+148,497
| New | +$8.41M |
|
1330
CALL
lululemon athletica
LULU
$13.2B
| $8.06M | 0.01% |
20,900
-73,900
| -78% | -$28.2M |
|
1331
Vishay Intertechnology
VSH
$4.7B
| $8.03M | 0.01% |
+324,708
| New | +$8.75M |
|
|
OKLO
1332
Oklo
OKLO
$7.74B
| $8.02M | 0.01% |
774,478
| – | – |
|
1333
Arrow Electronics
ARW
$10.5B
| $8M | 0.01% |
63,881
-2,569
| -4% | -$343K |
|
1334
CALL
Pool Corp
POOL
$6.85B
| $7.98M | 0.01% |
22,400
-500
| -2% | -$182K |
|
1335
CALL
Intuit
INTU
$94.6B
| $7.97M | 0.01% |
15,600
| – | – |
|
1336
LSB Industries
LXU
$749M
| $7.97M | 0.01% |
779,107
-106,313
| -12% | -$1.1M |
|
1337
Pitney Bowes
PBI
$2.33B
| $7.95M | 0.01% |
2,633,376
-131,771
| -5% | -$451K |
|
1338
PUT
Zebra Technologies
ZBRA
$17B
| $7.95M | 0.01% |
33,600
| – | – |
|
1339
PUT
LyondellBasell Industries
LYB
$20.2B
| $7.94M | 0.01% |
83,800
+33,800
| +68% | +$3.25M |
|
1340
CALL
EOG Resources
EOG
$76B
| $7.92M | 0.01% |
62,500
-158,900
| -72% | -$20.2M |
|
1341
TriNet
TNET
$3.23B
| $7.91M | 0.01% |
67,948
+51,438
| +312% | +$5.43M |
|
|
BTX
1342
BlackRock Technology and Private Equity Term Trust
BTX
$1.04B
| $7.91M | 0.01% |
1,136,060
-10,148
| -0.9% | -$77.4K |
|
1343
CALL
Antero Resources
AR
$11.8B
| $7.89M | 0.01% |
311,000
-138,100
| -31% | -$3.56M |
|
|
SOVO
1344
DELISTED
Sovos Brands, Inc. Common Stock
SOVO
| $7.88M | 0.01% |
349,622
-477,247
| -58% | -$10M |
|
1345
NETGEAR
NTGR
$589M
| $7.88M | 0.01% |
625,550
+323,034
| +107% | +$4.28M |
|
1346
Liberty Media Series A
FWONA
$23.9B
| $7.87M | 0.01% |
139,148
-51,351
| -27% | -$3.13M |
|
1347
Cirrus Logic
CRUS
$5.53B
| $7.86M | 0.01% |
106,245
+77,183
| +266% | +$6.03M |
|
1348
Targa Resources
TRGP
$63B
| $7.85M | 0.01% |
91,575
-259,657
| -74% | -$21.5M |
|
1349
CALL
Alpha Metallurgical Resources
AMR
$2.76B
| $7.84M | 0.01% |
30,200
| – | – |
|
|
DEN
1350
CALL
DELISTED
Denbury Inc.
DEN
| $7.84M | 0.01% |
80,000
| – | – |
|
Similar funds
David Shaw's Q3 2023 Portfolio in Review
As of Q3 2023, David Shaw held 4,689 positions worth $95.8B, down 2.2% from $97.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
David Shaw withdrew a net $2.99B in Q3 2023, closing 472 positions and reducing 1,535 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $174M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, David Shaw opened a new position in NiSource Inc. Series A Corporate Units worth $52.6M.
- David Shaw's largest Q3 2023 buy was NiSource Inc. Series A Corporate Units: 540,000 shares worth $52.6M.
- David Shaw added most to Amazon in Q3 2023, an estimated $516M increase.
- David Shaw's biggest Q3 2023 reduction was Walmart Inc, cutting an estimated $584M.
- David Shaw fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2023, selling an estimated $174M.
- David Shaw's ten largest holdings make up 12% of its $95.8B portfolio in Q3 2023.
- David Shaw opened 482 new positions and closed 472 in Q3 2023.
- David Shaw's portfolio value fell 2.2% quarter-over-quarter to $95.8B.
Based on D.E. Shaw & Co's 13F filing for Q3 2023, filed 14 Nov 2023.