David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1326
OGE Energy
OGE
$9.48B
| $4.53M | 0.01% |
143,278
-55,772
| -28% | -$1.77M |
|
|
SWC
1327
CALL
DELISTED
Stillwater Mining Co
SWC
| $4.52M | 0.01% |
338,600
+48,600
| +17% | +$652K |
|
1328
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
| $4.52M | 0.01% |
36,683
-63,317
| -63% | -$7.8M |
|
1329
Wayfair
W
$14.2B
| $4.51M | 0.01% |
+114,658
| New | +$4.63M |
|
1330
PUT
Vale
VALE
$64.2B
| $4.51M | 0.01% |
820,100
| – | – |
|
1331
Celldex Therapeutics
CLDX
$3.25B
| $4.51M | 0.01% |
74,362
+69,933
| +1,579% | +$4.36M |
|
1332
Hancock Whitney
HWC
$5.97B
| $4.51M | 0.01% |
138,969
+86,141
| +163% | +$2.6M |
|
1333
PUT
Dollar Tree
DLTR
$25.5B
| $4.5M | 0.01% |
57,000
-5,700
| -9% | -$513K |
|
1334
PUT
T-Mobile US
TMUS
$195B
| $4.49M | 0.01% |
96,000
+34,400
| +56% | +$1.58M |
|
1335
Caleres
CAL
$441M
| $4.48M | 0.01% |
177,316
-96,526
| -35% | -$2.46M |
|
1336
CALL
Dick's Sporting Goods
DKS
$11.4B
| $4.48M | 0.01% |
79,000
+53,200
| +206% | +$2.93M |
|
|
ACC
1337
DELISTED
American Campus Communities, Inc.
ACC
| $4.48M | 0.01% |
88,044
+29,194
| +50% | +$1.5M |
|
1338
Knowles
KN
$2.86B
| $4.48M | 0.01% |
+318,669
| New | +$4.51M |
|
1339
Corpay
CPAY
$27.1B
| $4.48M | 0.01% |
25,765
-41,816
| -62% | -$6.7M |
|
1340
Norfolk Southern
NSC
$79B
| $4.47M | 0.01% |
46,069
-451,514
| -91% | -$41.1M |
|
|
EBSB
1341
DELISTED
Meridian Bancorp, Inc.
EBSB
| $4.47M | 0.01% |
287,109
-7,872
| -3% | -$121K |
|
|
SRC
1342
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
| $4.47M | 0.01% |
74,742
+61,897
| +482% | +$3.68M |
|
|
MRO
1343
PUT
DELISTED
Marathon Oil Corporation
MRO
| $4.46M | 0.01% |
282,400
-175,500
| -38% | -$2.6M |
|
1344
CALL
Cooper Companies
COO
$14.4B
| $4.46M | 0.01% |
+99,600
| New | +$4.54M |
|
|
AZPN
1345
DELISTED
ASPEN TECHNOLOGY INC
AZPN
| $4.45M | 0.01% |
95,186
+43,297
| +83% | +$2.03M |
|
1346
Banco de Chile
BCH
$21.5B
| $4.44M | 0.01% |
207,847
+2,506
| +1% | +$53.1K |
|
1347
Mitsubishi UFJ Financial
MUFG
$250B
| $4.44M | 0.01% |
878,634
-671,695
| -43% | -$3.39M |
|
1348
PUT
Petrobras
PBR
$114B
| $4.43M | 0.01% |
475,400
+218,500
| +85% | +$1.92M |
|
1349
Tenaris
TS
$27.5B
| $4.43M | 0.01% |
156,029
+50,557
| +48% | +$1.39M |
|
|
MRO
1350
CALL
DELISTED
Marathon Oil Corporation
MRO
| $4.43M | 0.01% |
280,000
-382,200
| -58% | -$5.67M |
|
Similar funds
David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.