David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$327M |
| 2 |
Netflix
NFLX
|
+$275M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$219M |
| 4 |
Citigroup
C
|
+$211M |
| 5 |
Merck
MRK
|
+$201M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$558M |
| 2 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$259M |
| 3 |
Meta Platforms (Facebook)
META
|
+$252M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$252M |
| 5 |
IBM
IBM
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.49% |
| 2 | Technology | 7.17% |
| 3 | Consumer Discretionary | 7.02% |
| 4 | Healthcare | 6.66% |
| 5 | Communication Services | 6.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1276
PUT
Factset
FDS
$10.6B
| $8.16M | 0.01% |
75,200
+20,000
| +36% | +$2.22M |
|
1277
Automatic Data Processing
ADP
$113B
| $8.15M | 0.01% |
114,911
-308,467
| -73% | -$20.7M |
|
|
WLT
1278
CALL
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
| $8.14M | 0.01% |
489,400
-17,700
| -3% | -$277K |
|
|
AMED
1279
DELISTED
Amedisys
AMED
| $8.13M | 0.01% |
555,446
+10,792
| +2% | +$174K |
|
|
WAGE
1280
PUT
DELISTED
WageWorks, Inc.
WAGE
| $8.13M | 0.01% |
136,700
+37,200
| +37% | +$2.05M |
|
1281
PUT
Coca-Cola Europacific Partners
CCEP
$48.5B
| $8.12M | 0.01% |
184,100
+35,100
| +24% | +$1.47M |
|
1282
PUT
United Parcel Service
UPS
$90.1B
| $8.12M | 0.01% |
77,300
-185,000
| -71% | -$18.2M |
|
1283
CALL
Lear
LEA
$8.22B
| $8.11M | 0.01% |
100,100
+23,100
| +30% | +$1.81M |
|
|
SPWR
1284
CALL
DELISTED
SunPower Corporation Common Stock
SPWR
| $8.1M | 0.01% |
414,886
+45,810
| +12% | +$916K |
|
1285
CALL
Domino's
DPZ
$11.6B
| $8.09M | 0.01% |
116,200
-12,000
| -9% | -$821K |
|
|
MRO
1286
DELISTED
Marathon Oil Corporation
MRO
| $8.09M | 0.01% |
229,159
+20,626
| +10% | +$736K |
|
1287
Infosys
INFY
$48.6B
| $8.06M | 0.01% |
1,139,128
-535,984
| -32% | -$3.61M |
|
1288
AGNC Investment
AGNC
$12.9B
| $8.05M | 0.01% |
417,467
+351,831
| +536% | +$7.49M |
|
|
ZQK
1289
DELISTED
QUICKSILVER,INC.
ZQK
| $8.05M | 0.01% |
918,080
+414,206
| +82% | +$3.35M |
|
|
VG
1290
DELISTED
Vonage Holdings Corporation
VG
| $8.01M | 0.01% |
2,406,149
-180,001
| -7% | -$605K |
|
1291
CALL
Murphy Oil
MUR
$5B
| $7.99M | 0.01% |
123,200
+33,100
| +37% | +$2.08M |
|
1292
Western Union
WU
$2.27B
| $7.99M | 0.01% |
463,000
+432,263
| +1,406% | +$7.57M |
|
1293
PUT
Honeywell
HON
$68.3B
| $7.98M | 0.01% |
+97,156
| New | +$7.59M |
|
|
K
1294
DELISTED
Kellanova
K
| $7.96M | 0.01% |
138,766
-10,120
| -7% | -$583K |
|
1295
Enovis
ENOV
$1.47B
| $7.94M | 0.01% |
72,420
-104,869
| -59% | -$10.5M |
|
1296
CALL
Trip.com Group
TCOM
$28.9B
| $7.94M | 0.01% |
320,000
+160,000
| +100% | +$4.17M |
|
1297
PUT
Allstate
ALL
$65.5B
| $7.91M | 0.01% |
145,100
+1,100
| +0.8% | +$58.7K |
|
1298
Chunghwa Telecom
CHT
$33.5B
| $7.91M | 0.01% |
255,635
+106,433
| +71% | +$3.32M |
|
1299
CGI
GIB
$15.4B
| $7.89M | 0.01% |
+235,865
| New | +$8.34M |
|
|
MDSO
1300
CALL
DELISTED
Medidata Solutions, Inc.
MDSO
| $7.89M | 0.01% |
130,200
+45,400
| +54% | +$2.52M |
|
Similar funds
David Shaw's Q4 2013 Portfolio in Review
As of Q4 2013, David Shaw held 4,972 positions worth $73.3B, up 17% from $62.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
David Shaw deployed $3.59B of net new capital in Q4 2013, opening 721 new positions and adding to 1,786 existing holdings. Its largest new stake was Allegion: 2,233,249 shares worth $98.7M.
By sector, the portfolio is most concentrated in Financials at 7.5% of assets, up from 7% a quarter earlier, followed by Technology and Consumer Discretionary.
On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $252M trimmed.
- David Shaw's largest Q4 2013 buy was Allegion: 2,233,249 shares worth $98.7M.
- David Shaw added most to Bank of America in Q4 2013, an estimated $327M increase.
- David Shaw's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $252M.
- David Shaw fully exited DELL INC in Q4 2013, selling an estimated $558M.
- David Shaw's ten largest holdings make up 13% of its $73.3B portfolio in Q4 2013.
- David Shaw opened 721 new positions and closed 549 in Q4 2013.
- David Shaw's portfolio value rose 17% quarter-over-quarter to $73.3B.
Based on D.E. Shaw & Co's 13F filing for Q4 2013, filed 14 Feb 2014.