David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$528M |
| 2 |
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
|
+$447M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$242M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$233M |
| 5 |
Meta Platforms (Facebook)
META
|
+$209M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$751M |
| 2 |
Pfizer
PFE
|
+$320M |
| 3 |
BMC
BMC SOFTWARE, INC
BMC
|
+$264M |
| 4 |
Visa
V
|
+$201M |
| 5 |
McDonald's
MCD
|
+$161M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.42% |
| 2 | Consumer Discretionary | 7% |
| 3 | Financials | 6.95% |
| 4 | Healthcare | 6.82% |
| 5 | Communication Services | 6.11% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1276
PUT
Universal Health Services
UHS
$10.3B
| $7.12M | 0.01% |
95,000
-35,000
| -27% | -$2.44M |
|
|
CBI
1277
CALL
DELISTED
Chicago Bridge & Iron Nv
CBI
| $7.12M | 0.01% |
105,000
+40,800
| +64% | +$2.52M |
|
|
BDN
1278
Brandywine Realty Trust
BDN
$558M
| $7.12M | 0.01% |
539,878
+514,532
| +2,030% | +$6.94M |
|
|
WLT
1279
CALL
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
| $7.12M | 0.01% |
507,100
+45,400
| +10% | +$577K |
|
|
BBBY
1280
PUT
DELISTED
Bed Bath & Beyond Inc
BBBY
| $7.09M | 0.01% |
91,700
| – | – |
|
1281
CALL
Wolfspeed
WOLF
$1.32B
| $7.08M | 0.01% |
117,700
+67,900
| +136% | +$4.32M |
|
1282
CALL
EQT Corp
EQT
$34B
| $7.06M | 0.01% |
146,225
| – | – |
|
1283
PUT
Aflac
AFL
$58.7B
| $7.06M | 0.01% |
227,800
+169,400
| +290% | +$5.1M |
|
1284
CALL
Duke Energy
DUK
$94.8B
| $7.04M | 0.01% |
105,500
-23,800
| -18% | -$1.62M |
|
|
GWR
1285
DELISTED
Genesee & Wyoming Inc.
GWR
| $7.04M | 0.01% |
75,752
-164,557
| -68% | -$14.9M |
|
|
PNRA
1286
DELISTED
Panera Bread Co
PNRA
| $7.03M | 0.01% |
44,358
+16,998
| +62% | +$2.95M |
|
|
AET
1287
PUT
DELISTED
Aetna Inc
AET
| $7.01M | 0.01% |
109,500
+78,300
| +251% | +$5.02M |
|
1288
Accenture
ACN
$114B
| $7M | 0.01% |
+95,037
| New | +$7.04M |
|
1289
PUT
Automatic Data Processing
ADP
$112B
| $7M | 0.01% |
110,141
+97,840
| +795% | +$6.22M |
|
1290
Nomura Holdings
NMR
$28.8B
| $6.98M | 0.01% |
894,018
+20,848
| +2% | +$161K |
|
|
1291
EQT Corp
EQT
$34B
| $6.91M | 0.01% |
143,156
+8,396
| +6% | +$389K |
|
|
CMA.WS
1292
DELISTED
Comerica Incorporated Ws
CMA.WS
| $6.91M | 0.01% |
500,000
| – | – |
|
1293
Clean Energy Fuels
CLNE
$353M
| $6.89M | 0.01% |
539,335
-184,097
| -25% | -$2.37M |
|
1294
PUT
Travel + Leisure Co
TNL
$4.46B
| $6.89M | 0.01% |
250,295
| – | – |
|
|
TIF
1295
CALL
DELISTED
Tiffany & Co.
TIF
| $6.87M | 0.01% |
89,600
| – | – |
|
1296
CALL
AGNC Investment
AGNC
$12.9B
| $6.85M | 0.01% |
303,600
-21,400
| -7% | -$482K |
|
1297
PUT
Red Robin
RRGB
$185M
| $6.85M | 0.01% |
96,300
+46,000
| +91% | +$2.88M |
|
1298
BlackBerry
BB
$4.61B
| $6.84M | 0.01% |
861,060
+845,143
| +5,310% | +$8.21M |
|
|
USG
1299
PUT
DELISTED
Usg
USG
| $6.84M | 0.01% |
239,500
| – | – |
|
1300
CALL
Rio Tinto
RIO
$172B
| $6.83M | 0.01% |
140,000
| – | – |
|
Similar funds
David Shaw's Q3 2013 Portfolio in Review
As of Q3 2013, David Shaw held 4,679 positions worth $62.7B, up 18% from $53.2B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
David Shaw deployed $4.08B of net new capital in Q3 2013, opening 738 new positions and adding to 1,785 existing holdings. Its largest new stake was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 9.9% a quarter earlier, followed by Consumer Discretionary and Financials.
On the sell side, the largest reduction was Apple, an estimated $751M trimmed.
- David Shaw's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
- David Shaw added most to DELL INC in Q3 2013, an estimated $528M increase.
- David Shaw's biggest Q3 2013 reduction was Apple, cutting an estimated $751M.
- David Shaw fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $264M.
- David Shaw's ten largest holdings make up 14% of its $62.7B portfolio in Q3 2013.
- David Shaw opened 738 new positions and closed 426 in Q3 2013.
- David Shaw's portfolio value rose 18% quarter-over-quarter to $62.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2013, filed 14 Nov 2013.