David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Netflix
NFLX
|
+$408M |
| 2 |
Medtronic
MDT
|
+$271M |
| 3 |
NXP Semiconductors
NXPI
|
+$270M |
| 4 |
Gilead Sciences
GILD
|
+$253M |
| 5 |
Hewlett Packard
HPE
|
+$211M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$424M |
| 2 |
CVS Health
CVS
|
+$391M |
| 3 |
LNKD
LinkedIn Corporation
LNKD
|
+$323M |
| 4 |
Wells Fargo
WFC
|
+$280M |
| 5 |
VMW
VMware, Inc
VMW
|
+$264M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.19% |
| 2 | Healthcare | 10.41% |
| 3 | Financials | 9.12% |
| 4 | Communication Services | 8.45% |
| 5 | Consumer Discretionary | 8.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CSOD
1251
DELISTED
Cornerstone OnDemand, Inc.
CSOD
| $5.75M | 0.01% |
135,857
-216,177
| -61% | -$8.58M |
|
|
ARC
1252
DELISTED
ARC Document Solutions, Inc.
ARC
| $5.74M | 0.01% |
1,130,491
+600
| +0.1% | +$2.51K |
|
1253
Church & Dwight Co
CHD
$24.2B
| $5.69M | 0.01% |
128,805
-48,687
| -27% | -$2.22M |
|
1254
Merit Medical Systems
MMSI
$5.48B
| $5.66M | 0.01% |
213,515
-13,943
| -6% | -$337K |
|
1255
Iron Mountain
IRM
$36.1B
| $5.65M | 0.01% |
173,889
+75,179
| +76% | +$2.5M |
|
|
NXH
1256
Neighborhood Intelligence Inc
NXH
$383M
| $5.64M | 0.01% |
428,932
+20,885
| +5% | +$257K |
|
1257
PUT
AbbVie
ABBV
$470B
| $5.64M | 0.01% |
90,000
-106,100
| -54% | -$6.48M |
|
1258
Titan International
TWI
$465M
| $5.62M | 0.01% |
501,440
-67,883
| -12% | -$743K |
|
|
ONIT
1259
Onity Group
ONIT
$293M
| $5.59M | 0.01% |
69,149
+60,640
| +713% | +$4.27M |
|
1260
Synaptics
SYNA
$3.69B
| $5.58M | 0.01% |
104,233
+63,453
| +156% | +$3.67M |
|
1261
Employers Holdings
EIG
$880M
| $5.56M | 0.01% |
140,381
-53,713
| -28% | -$1.82M |
|
1262
BCE
BCE
$22B
| $5.55M | 0.01% |
128,576
+85,579
| +199% | +$3.78M |
|
|
JOYY
1263
CALL
JOYY Inc
JOYY
$3.76B
| $5.55M | 0.01% |
140,900
-30,000
| -18% | -$1.41M |
|
|
1264
CALL
Gilead Sciences
GILD
$184B
| $5.54M | 0.01% |
77,400
-26,300
| -25% | -$1.95M |
|
|
GHL
1265
DELISTED
Greenhill & Co., Inc.
GHL
| $5.54M | 0.01% |
200,111
+7,537
| +4% | +$194K |
|
1266
Comfort Systems
FIX
$54.9B
| $5.54M | 0.01% |
166,296
-44,772
| -21% | -$1.39M |
|
1267
CALL
HP
HPQ
$26.8B
| $5.54M | 0.01% |
373,200
-15,000
| -4% | -$227K |
|
1268
Murphy USA
MUSA
$10B
| $5.52M | 0.01% |
89,809
-34,606
| -28% | -$2.33M |
|
1269
PUT
T-Mobile US
TMUS
$194B
| $5.52M | 0.01% |
96,000
| – | – |
|
1270
GameStop
GME
$8.06B
| $5.52M | 0.01% |
874,104
+796,760
| +1,030% | +$4.92M |
|
|
CARB
1271
DELISTED
Carbonite Inc
CARB
| $5.49M | 0.01% |
334,892
-124,835
| -27% | -$2.13M |
|
|
WAGE
1272
DELISTED
WageWorks, Inc.
WAGE
| $5.48M | 0.01% |
75,640
-125,169
| -62% | -$8.41M |
|
|
BRSL
1273
Brightstar Lottery PLC
BRSL
$2.12B
| $5.48M | 0.01% |
214,816
-324,397
| -60% | -$8.7M |
|
1274
Enovis
ENOV
$1.47B
| $5.48M | 0.01% |
88,611
+49,878
| +129% | +$2.95M |
|
1275
PUT
Jones Lang LaSalle
JLL
$18B
| $5.48M | 0.01% |
+54,200
| New | +$5.45M |
|
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David Shaw's Q4 2016 Portfolio in Review
As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.
David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
- David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
- David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
- David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
- David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
- David Shaw opened 462 new positions and closed 397 in Q4 2016.
- David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.
Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.