David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ILG
1251
DELISTED
ILG, Inc Common Stock
ILG
| $5.17M | 0.01% |
301,199
+240,984
| +400% | +$4.17M |
|
|
RUTH
1252
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
| $5.17M | 0.01% |
365,966
+180,697
| +98% | +$2.76M |
|
1253
PUT
EOG Resources
EOG
$77.8B
| $5.16M | 0.01% |
53,400
+5,500
| +11% | +$483K |
|
|
IL
1254
DELISTED
IntraLinks Holdings Inc.
IL
| $5.16M | 0.01% |
512,641
+57,275
| +13% | +$485K |
|
1255
Infosys
INFY
$48B
| $5.11M | 0.01% |
647,176
-2,414,976
| -79% | -$19.9M |
|
1256
CALL
Charter Communications
CHTR
$17.5B
| $5.1M | 0.01% |
18,900
| – | – |
|
1257
Quanta Services
PWR
$94.8B
| $5.1M | 0.01% |
182,162
-309,801
| -63% | -$7.89M |
|
1258
Vera Bradley
VRA
$90.1M
| $5.09M | 0.01% |
335,920
+11,242
| +3% | +$169K |
|
1259
FTI Consulting
FCN
$4.27B
| $5.08M | 0.01% |
114,113
-60,879
| -35% | -$2.63M |
|
1260
McEwen Inc
MUX
$1.26B
| $5.08M | 0.01% |
138,564
-205,515
| -60% | -$8.47M |
|
1261
Antero Resources
AR
$11.5B
| $5.07M | 0.01% |
188,200
-527,623
| -74% | -$14.1M |
|
1262
PUT
Affiliated Managers Group
AMG
$9.36B
| $5.07M | 0.01% |
35,000
+12,200
| +54% | +$1.75M |
|
1263
Enerpac Tool Group
EPAC
$1.91B
| $5.05M | 0.01% |
+217,325
| New | +$5.09M |
|
1264
Energizer
ENR
$1.46B
| $5.04M | 0.01% |
100,909
-124,577
| -55% | -$6.12M |
|
|
ALXN
1265
DELISTED
Alexion Pharmaceuticals
ALXN
| $5.04M | 0.01% |
41,144
-150,649
| -79% | -$19.4M |
|
1266
Huntsman Corp
HUN
$1.64B
| $5.03M | 0.01% |
309,424
+118,320
| +62% | +$1.87M |
|
1267
Sprouts Farmers Market
SFM
$7.98B
| $5.03M | 0.01% |
243,353
+126,053
| +107% | +$2.8M |
|
1268
Stantec
STN
$8.41B
| $5.03M | 0.01% |
213,800
-139,000
| -39% | -$3.34M |
|
1269
State Street Materials Select Sector SPDR ETF
XLB
$8.83B
| $5.01M | 0.01% |
+210,000
| New | +$5.06M |
|
|
TOWR
1270
DELISTED
Tower International, Inc.
TOWR
| $5.01M | 0.01% |
207,894
-12,751
| -6% | -$292K |
|
|
DDC
1271
DELISTED
Dominion Diamond Corporation
DDC
| $5.01M | 0.01% |
513,999
-150,853
| -23% | -$1.35M |
|
1272
PUT
APA Corp
APA
$14.7B
| $4.99M | 0.01% |
78,200
+14,800
| +23% | +$809K |
|
1273
PUT
Eaton
ETN
$161B
| $4.99M | 0.01% |
75,900
| – | – |
|
|
TSRO
1274
DELISTED
TESARO, Inc.
TSRO
| $4.97M | 0.01% |
49,566
-137,632
| -74% | -$12.9M |
|
|
EPAY
1275
DELISTED
Bottomline Technologies Inc
EPAY
| $4.97M | 0.01% |
+213,021
| New | +$4.67M |
|
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David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.