David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$516M |
| 2 |
Estee Lauder
EL
|
+$487M |
| 3 |
Microsoft
MSFT
|
+$482M |
| 4 |
Nike
NKE
|
+$252M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$247M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walmart Inc
WMT
|
+$584M |
| 2 |
Tesla
TSLA
|
+$483M |
| 3 |
NVIDIA
NVDA
|
+$444M |
| 4 |
Eli Lilly
LLY
|
+$345M |
| 5 |
T-Mobile US
TMUS
|
+$296M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.67% |
| 2 | Consumer Discretionary | 9.3% |
| 3 | Healthcare | 7.82% |
| 4 | Financials | 5.66% |
| 5 | Industrials | 4.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1226
DuPont de Nemours
DD
$18.6B
| $9.38M | 0.01% |
100,131
-107,354
| -52% | -$10.1M |
|
1227
PUT
Jabil
JBL
$32.6B
| $9.36M | 0.01% |
73,800
+23,800
| +48% | +$2.6M |
|
1228
Lam Research
LRCX
$392B
| $9.36M | 0.01% |
149,390
+86,540
| +138% | +$5.69M |
|
1229
PUT
Rio Tinto
RIO
$170B
| $9.32M | 0.01% |
146,500
+8,800
| +6% | +$561K |
|
1230
Intuit
INTU
$94.6B
| $9.3M | 0.01% |
18,200
+17,679
| +3,393% | +$8.95M |
|
1231
Evergy
EVRG
$19B
| $9.29M | 0.01% |
183,195
+140,655
| +331% | +$7.99M |
|
1232
PUT
PepsiCo
PEP
$194B
| $9.29M | 0.01% |
+54,800
| New | +$9.95M |
|
1233
PUT
Teck Resources
TECK
$34.9B
| $9.26M | 0.01% |
+215,000
| New | +$8.91M |
|
1234
CALL
Philip Morris
PM
$303B
| $9.26M | 0.01% |
100,000
-4,600
| -4% | -$443K |
|
1235
Intapp
INTA
$3.09B
| $9.26M | 0.01% |
276,173
-37,877
| -12% | -$1.38M |
|
1236
PUT
Kraft Heinz
KHC
$29.4B
| $9.25M | 0.01% |
275,100
+184,100
| +202% | +$6.36M |
|
1237
JELD-WEN Holding
JELD
$210M
| $9.25M | 0.01% |
692,393
-79,064
| -10% | -$1.24M |
|
1238
Ryan Specialty Holdings
RYAN
$11.1B
| $9.25M | 0.01% |
191,111
+26,078
| +16% | +$1.21M |
|
1239
MGM Resorts International
MGM
$10.9B
| $9.25M | 0.01% |
251,539
-295,689
| -54% | -$13.1M |
|
1240
CALL
Monolithic Power Systems
MPWR
$64.1B
| $9.24M | 0.01% |
+20,000
| New | +$10.2M |
|
1241
Innoviva
INVA
$1.53B
| $9.23M | 0.01% |
710,623
+95,114
| +15% | +$1.24M |
|
1242
CALL
Archer Daniels Midland
ADM
$38.6B
| $9.22M | 0.01% |
122,200
| – | – |
|
|
LGF.A
1243
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
| $9.21M | 0.01% |
1,086,020
-374,264
| -26% | -$2.97M |
|
1244
CRH
CRH
$64.6B
| $9.2M | 0.01% |
168,143
+23,590
| +16% | +$1.34M |
|
1245
Live Oak Bancshares
LOB
$1.85B
| $9.2M | 0.01% |
317,674
+26,215
| +9% | +$843K |
|
1246
PUT
Magna International
MGA
$17.7B
| $9.17M | 0.01% |
+171,000
| New | +$9.96M |
|
1247
Pool Corp
POOL
$6.85B
| $9.15M | 0.01% |
25,708
-8,125
| -24% | -$2.96M |
|
|
TDAY
1248
USA Today Co
TDAY
$940M
| $9.15M | 0.01% |
3,733,604
+464,343
| +14% | +$1.28M |
|
1249
PUT
Lithia Motors
LAD
$8.14B
| $9.13M | 0.01% |
30,900
-10,000
| -24% | -$3.05M |
|
1250
PUT
Kinsale Capital Group
KNSL
$8.82B
| $9.11M | 0.01% |
+22,000
| New | +$8.54M |
|
Similar funds
David Shaw's Q3 2023 Portfolio in Review
As of Q3 2023, David Shaw held 4,689 positions worth $95.8B, down 2.2% from $97.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
David Shaw withdrew a net $2.99B in Q3 2023, closing 472 positions and reducing 1,535 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $174M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, David Shaw opened a new position in NiSource Inc. Series A Corporate Units worth $52.6M.
- David Shaw's largest Q3 2023 buy was NiSource Inc. Series A Corporate Units: 540,000 shares worth $52.6M.
- David Shaw added most to Amazon in Q3 2023, an estimated $516M increase.
- David Shaw's biggest Q3 2023 reduction was Walmart Inc, cutting an estimated $584M.
- David Shaw fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2023, selling an estimated $174M.
- David Shaw's ten largest holdings make up 12% of its $95.8B portfolio in Q3 2023.
- David Shaw opened 482 new positions and closed 472 in Q3 2023.
- David Shaw's portfolio value fell 2.2% quarter-over-quarter to $95.8B.
Based on D.E. Shaw & Co's 13F filing for Q3 2023, filed 14 Nov 2023.