David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
IBM
IBM
|
+$339M |
| 2 |
James River Group Holdings
JRVR
|
+$309M |
| 3 |
Phillips 66
PSX
|
+$252M |
| 4 |
LyondellBasell Industries
LYB
|
+$251M |
| 5 |
DuPont de Nemours
DD
|
+$250M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$693M |
| 2 |
Alibaba
BABA
|
+$408M |
| 3 |
Booking.com
BKNG
|
+$406M |
| 4 |
YHOO
Yahoo Inc
YHOO
|
+$284M |
| 5 |
Micron Technology
MU
|
+$265M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.71% |
| 2 | Energy | 8.64% |
| 3 | Consumer Discretionary | 8.27% |
| 4 | Healthcare | 7.23% |
| 5 | Communication Services | 6.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
XOMA
1226
DELISTED
Xoma
XOMA
| $8.04M | 0.01% |
111,986
+68,777
| +159% | +$5.89M |
|
1227
Nomura Holdings
NMR
$28.5B
| $8.02M | 0.01% |
1,415,070
+242,298
| +21% | +$1.43M |
|
1228
Western Digital
WDC
$157B
| $8.02M | 0.01% |
95,866
+48,774
| +104% | +$3.68M |
|
1229
CALL
Darden Restaurants
DRI
$25.6B
| $8.01M | 0.01% |
152,814
| – | – |
|
1230
WisdomTree
WT
$3.61B
| $8M | 0.01% |
+510,286
| New | +$7.1M |
|
1231
Zurn Elkay Water Solutions
ZWS
$8.1B
| $7.99M | 0.01% |
587,801
-563,260
| -49% | -$7.44M |
|
1232
TechnipFMC
FTI
$29.7B
| $7.98M | 0.01% |
229,011
-689,523
| -75% | -$26.2M |
|
|
LM
1233
DELISTED
Legg Mason, Inc.
LM
| $7.96M | 0.01% |
149,156
+64,759
| +77% | +$3.42M |
|
1234
EOG Resources
EOG
$78.8B
| $7.96M | 0.01% |
86,432
-573,649
| -87% | -$53.4M |
|
1235
PUT
Synaptics
SYNA
$3.66B
| $7.95M | 0.01% |
115,500
| – | – |
|
1236
CALL
Capital One
COF
$133B
| $7.92M | 0.01% |
96,000
-42,400
| -31% | -$3.45M |
|
1237
Orthofix Medical
OFIX
$399M
| $7.91M | 0.01% |
263,158
+16,095
| +7% | +$472K |
|
1238
PUT
Mondelez International
MDLZ
$82.6B
| $7.88M | 0.01% |
216,900
| – | – |
|
|
PEGI
1239
DELISTED
Pattern Energy Group Inc. Class A
PEGI
| $7.87M | 0.01% |
319,014
+73,784
| +30% | +$1.99M |
|
1240
ArcelorMittal
MT
$54.8B
| $7.86M | 0.01% |
311,618
-235,483
| -43% | -$6.54M |
|
1241
PUT
Toll Brothers
TOL
$13.6B
| $7.86M | 0.01% |
229,200
| – | – |
|
|
SIRO
1242
DELISTED
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
| $7.84M | 0.01% |
89,719
-109,463
| -55% | -$9.04M |
|
|
ALE
1243
DELISTED
Allete
ALE
| $7.82M | 0.01% |
141,812
+84,912
| +149% | +$4.34M |
|
|
CQB
1244
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
| $7.82M | 0.01% |
540,582
| – | – |
|
|
HMHC
1245
DELISTED
Houghton Mifflin Harcourt Company
HMHC
| $7.81M | 0.01% |
377,088
+125,601
| +50% | +$2.51M |
|
|
SEM
1246
DELISTED
Select Medical
SEM
| $7.8M | 0.01% |
1,006,017
-93,773
| -9% | -$684K |
|
|
SNCR
1247
DELISTED
Synchronoss Technologies
SNCR
| $7.8M | 0.01% |
20,716
+12,534
| +153% | +$5.07M |
|
1248
CALL
KLA
KLAC
$237B
| $7.78M | 0.01% |
1,107,000
-329,000
| -23% | -$2.43M |
|
1249
Aflac
AFL
$59.3B
| $7.77M | 0.01% |
254,294
-840,520
| -77% | -$24.8M |
|
|
SYA
1250
DELISTED
SYMETRA FINANCIAL CORPORATION COMMON STOCK
SYA
| $7.74M | 0.01% |
335,848
-140,372
| -29% | -$3.19M |
|
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David Shaw's Q4 2014 Portfolio in Review
As of Q4 2014, David Shaw held 4,575 positions worth $77.8B, up 0.73% from $77.2B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
David Shaw's Q4 2014 filing shows 517 new, 1,382 increased, 1,468 reduced and 614 closed positions. Its largest new stake was James River Group Holdings: 14,047,238 shares worth $320M. The largest sale was Apple, an estimated $693M.
By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 9.2% a quarter earlier, followed by Energy and Consumer Discretionary.
- David Shaw's largest Q4 2014 buy was James River Group Holdings: 14,047,238 shares worth $320M.
- David Shaw added most to IBM in Q4 2014, an estimated $339M increase.
- David Shaw's biggest Q4 2014 reduction was Apple, cutting an estimated $693M.
- David Shaw fully exited TIM HORTONS INC COM, CANADA in Q4 2014, selling an estimated $110M.
- David Shaw's ten largest holdings make up 11% of its $77.8B portfolio in Q4 2014.
- David Shaw opened 517 new positions and closed 614 in Q4 2014.
- David Shaw's portfolio value rose 0.73% quarter-over-quarter to $77.8B.
Based on D.E. Shaw & Co's 13F filing for Q4 2014, filed 17 Feb 2015.