David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$528M |
| 2 |
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
|
+$447M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$242M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$233M |
| 5 |
Meta Platforms (Facebook)
META
|
+$209M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$751M |
| 2 |
Pfizer
PFE
|
+$320M |
| 3 |
BMC
BMC SOFTWARE, INC
BMC
|
+$264M |
| 4 |
Visa
V
|
+$201M |
| 5 |
McDonald's
MCD
|
+$161M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.42% |
| 2 | Consumer Discretionary | 7% |
| 3 | Financials | 6.95% |
| 4 | Healthcare | 6.82% |
| 5 | Communication Services | 6.11% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1226
Lennar Class A
LEN
$21.1B
| $7.54M | 0.01% |
223,672
+99,349
| +80% | +$3.22M |
|
1227
Allison Transmission
ALSN
$10.8B
| $7.54M | 0.01% |
300,831
+188,980
| +169% | +$4.47M |
|
1228
PUT
Range Resources
RRC
$9.48B
| $7.54M | 0.01% |
99,300
+25,500
| +35% | +$1.99M |
|
|
CNQR
1229
PUT
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
| $7.54M | 0.01% |
+68,200
| New | +$6.64M |
|
1230
CALL
VanEck Gold Miners ETF
GDX
$31.9B
| $7.52M | 0.01% |
300,000
| – | – |
|
|
ESV
1231
PUT
DELISTED
Ensco Rowan plc
ESV
| $7.5M | 0.01% |
34,900
+5,550
| +19% | +$1.27M |
|
1232
Ingredion
INGR
$6.59B
| $7.5M | 0.01% |
113,291
+37,508
| +49% | +$2.45M |
|
|
BRCM
1233
CALL
DELISTED
BROADCOM CORP CL-A
BRCM
| $7.5M | 0.01% |
+288,200
| New | +$8.14M |
|
|
OPEN
1234
CALL
DELISTED
OPENTABLE,INC COMMON STOCK
OPEN
| $7.49M | 0.01% |
107,000
+40,000
| +60% | +$2.8M |
|
|
1235
CALL
Range Resources
RRC
$9.48B
| $7.47M | 0.01% |
98,400
+33,800
| +52% | +$2.64M |
|
1236
Ecopetrol
EC
$34.8B
| $7.46M | 0.01% |
162,227
+20,537
| +14% | +$931K |
|
1237
PUT
Allegiant Air
ALGT
$2.24B
| $7.46M | 0.01% |
70,800
+16,600
| +31% | +$1.64M |
|
|
MTOR
1238
DELISTED
MERITOR, Inc.
MTOR
| $7.44M | 0.01% |
946,443
+240,438
| +34% | +$1.86M |
|
|
RUE
1239
DELISTED
RUE21 INC COM STK (DE)
RUE
| $7.44M | 0.01% |
184,350
+162,520
| +744% | +$6.73M |
|
|
FNGN
1240
PUT
DELISTED
Financial Engines, Inc.
FNGN
| $7.44M | 0.01% |
125,100
+71,500
| +133% | +$3.8M |
|
|
TUP
1241
PUT
DELISTED
Tupperware Brands Corporation
TUP
| $7.42M | 0.01% |
85,900
+47,700
| +125% | +$3.98M |
|
|
IOC
1242
DELISTED
Interoil Corporation
IOC
| $7.42M | 0.01% |
103,989
+2,765
| +3% | +$206K |
|
1243
ICICI Bank
IBN
$107B
| $7.4M | 0.01% |
+1,335,714
| New | +$7.84M |
|
1244
CALL
Zillow
ZG
$8.54B
| $7.39M | 0.01% |
262,800
+60,000
| +30% | +$1.66M |
|
|
GTLS
1245
CALL
DELISTED
Chart Industries
GTLS
| $7.38M | 0.01% |
60,000
| – | – |
|
1246
CALL
Digital Realty Trust
DLR
$70.6B
| $7.38M | 0.01% |
138,900
+81,200
| +141% | +$4.62M |
|
1247
Lam Research
LRCX
$394B
| $7.38M | 0.01% |
1,440,860
-4,783,420
| -77% | -$23.4M |
|
1248
ConocoPhillips
COP
$158B
| $7.37M | 0.01% |
106,048
-403,868
| -79% | -$26.9M |
|
|
SCTY
1249
DELISTED
SolarCity Corporation
SCTY
| $7.36M | 0.01% |
212,831
+194,866
| +1,085% | +$7.31M |
|
1250
MGIC Investment
MTG
$6.37B
| $7.36M | 0.01% |
1,010,865
+989,348
| +4,598% | +$7.02M |
|
Similar funds
David Shaw's Q3 2013 Portfolio in Review
As of Q3 2013, David Shaw held 4,679 positions worth $62.7B, up 18% from $53.2B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
David Shaw deployed $4.08B of net new capital in Q3 2013, opening 738 new positions and adding to 1,785 existing holdings. Its largest new stake was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 9.9% a quarter earlier, followed by Consumer Discretionary and Financials.
On the sell side, the largest reduction was Apple, an estimated $751M trimmed.
- David Shaw's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
- David Shaw added most to DELL INC in Q3 2013, an estimated $528M increase.
- David Shaw's biggest Q3 2013 reduction was Apple, cutting an estimated $751M.
- David Shaw fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $264M.
- David Shaw's ten largest holdings make up 14% of its $62.7B portfolio in Q3 2013.
- David Shaw opened 738 new positions and closed 426 in Q3 2013.
- David Shaw's portfolio value rose 18% quarter-over-quarter to $62.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2013, filed 14 Nov 2013.