David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$516M |
| 2 |
Estee Lauder
EL
|
+$487M |
| 3 |
Microsoft
MSFT
|
+$482M |
| 4 |
Nike
NKE
|
+$252M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$247M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walmart Inc
WMT
|
+$584M |
| 2 |
Tesla
TSLA
|
+$483M |
| 3 |
NVIDIA
NVDA
|
+$444M |
| 4 |
Eli Lilly
LLY
|
+$345M |
| 5 |
T-Mobile US
TMUS
|
+$296M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.67% |
| 2 | Consumer Discretionary | 9.3% |
| 3 | Healthcare | 7.82% |
| 4 | Financials | 5.66% |
| 5 | Industrials | 4.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
CALL
Palo Alto Networks
PANW
$292B
| $186M | 0.19% |
1,589,800
+333,000
| +26% | +$39.4M |
|
|
SWN
102
DELISTED
Southwestern Energy Company
SWN
| $185M | 0.19% |
28,723,862
-747,761
| -3% | -$4.77M |
|
103
PUT
General Motors
GM
$77.2B
| $185M | 0.19% |
5,606,000
+747,000
| +15% | +$26.5M |
|
104
Transocean
RIG
$6.61B
| $183M | 0.19% |
22,296,573
-685,767
| -3% | -$5.6M |
|
105
Goldman Sachs
GS
$303B
| $182M | 0.19% |
563,201
+4,079
| +0.7% | +$1.36M |
|
106
Wayfair
W
$13.9B
| $181M | 0.19% |
2,982,229
+503,447
| +20% | +$35M |
|
107
CALL
Procter & Gamble
PG
$336B
| $180M | 0.19% |
1,231,900
+288,000
| +31% | +$44M |
|
108
VeriSign
VRSN
$25.5B
| $179M | 0.19% |
883,700
+398,773
| +82% | +$82.8M |
|
109
CALL
Home Depot
HD
$335B
| $178M | 0.19% |
588,300
+52,300
| +10% | +$16.8M |
|
110
CALL
Alphabet (Google) Class C
GOOG
$4.18T
| $177M | 0.18% |
1,340,000
+220,000
| +20% | +$28.6M |
|
111
Gilead Sciences
GILD
$181B
| $175M | 0.18% |
2,330,090
+279,963
| +14% | +$21.5M |
|
112
Merck
MRK
$376B
| $174M | 0.18% |
1,692,140
+378,731
| +29% | +$40.8M |
|
113
PUT
CVS Health
CVS
$119B
| $170M | 0.18% |
2,434,900
+573,800
| +31% | +$40.7M |
|
114
CALL
Bristol-Myers Squibb
BMY
$137B
| $169M | 0.18% |
2,908,100
+392,600
| +16% | +$24.1M |
|
115
PUT
Wells Fargo
WFC
$254B
| $167M | 0.17% |
4,093,900
-271,600
| -6% | -$11.7M |
|
116
ON Semiconductor
ON
$28.9B
| $167M | 0.17% |
1,796,762
-366,521
| -17% | -$35.6M |
|
117
AbbVie
ABBV
$468B
| $167M | 0.17% |
1,119,808
-543,840
| -33% | -$79.8M |
|
118
ASML
ASML
$677B
| $165M | 0.17% |
280,881
+182,555
| +186% | +$121M |
|
|
119
CALL
AbbVie
ABBV
$468B
| $165M | 0.17% |
1,104,800
+107,200
| +11% | +$15.7M |
|
120
PUT
Uber
UBER
$161B
| $164M | 0.17% |
3,574,600
+7,200
| +0.2% | +$329K |
|
121
CALL
Broadcom
AVGO
$1.75T
| $163M | 0.17% |
1,964,000
+740,000
| +60% | +$64.1M |
|
|
122
CALL
Walmart Inc
WMT
$825B
| $162M | 0.17% |
3,034,500
-370,500
| -11% | -$19.7M |
|
123
Occidental Petroleum
OXY
$61.3B
| $161M | 0.17% |
2,485,390
+2,318,143
| +1,386% | +$146M |
|
124
PUT
Intel
INTC
$476B
| $161M | 0.17% |
4,530,100
-294,700
| -6% | -$10.3M |
|
|
125
Alphabet (Google) Class C
GOOG
$4.18T
| $159M | 0.17% |
1,202,494
+409,079
| +52% | +$53.2M |
|
Similar funds
David Shaw's Q3 2023 Portfolio in Review
As of Q3 2023, David Shaw held 4,689 positions worth $95.8B, down 2.2% from $97.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
David Shaw withdrew a net $2.99B in Q3 2023, closing 472 positions and reducing 1,535 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $174M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, David Shaw opened a new position in NiSource Inc. Series A Corporate Units worth $52.6M.
- David Shaw's largest Q3 2023 buy was NiSource Inc. Series A Corporate Units: 540,000 shares worth $52.6M.
- David Shaw added most to Amazon in Q3 2023, an estimated $516M increase.
- David Shaw's biggest Q3 2023 reduction was Walmart Inc, cutting an estimated $584M.
- David Shaw fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2023, selling an estimated $174M.
- David Shaw's ten largest holdings make up 12% of its $95.8B portfolio in Q3 2023.
- David Shaw opened 482 new positions and closed 472 in Q3 2023.
- David Shaw's portfolio value fell 2.2% quarter-over-quarter to $95.8B.
Based on D.E. Shaw & Co's 13F filing for Q3 2023, filed 14 Nov 2023.