David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TMUSP
101
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
| $112M | 0.2% |
1,439,500
+250,000
| +21% | +$19.3M |
|
102
CALL
Chevron
CVX
$403B
| $112M | 0.2% |
1,088,600
-195,300
| -15% | -$19.9M |
|
|
RTN
103
DELISTED
Raytheon Company
RTN
| $112M | 0.2% |
820,665
+541,374
| +194% | +$75.3M |
|
104
CALL
Bausch Health
BHC
$2.41B
| $112M | 0.2% |
4,543,900
+1,522,100
| +50% | +$39.4M |
|
105
Marriott International
MAR
$92.9B
| $111M | 0.2% |
1,650,847
+1,642,769
| +20,336% | +$116M |
|
106
Dick's Sporting Goods
DKS
$16.4B
| $110M | 0.19% |
1,944,102
+662,214
| +52% | +$36.4M |
|
|
107
PUT
Walt Disney
DIS
$186B
| $110M | 0.19% |
1,185,600
+127,100
| +12% | +$12.2M |
|
108
CALL
JPMorgan Chase
JPM
$935B
| $107M | 0.19% |
1,606,200
+56,600
| +4% | +$3.69M |
|
109
Masco
MAS
$14.5B
| $106M | 0.19% |
3,101,728
-130,685
| -4% | -$4.52M |
|
|
110
PUT
Chevron
CVX
$403B
| $106M | 0.19% |
1,025,500
+146,200
| +17% | +$14.9M |
|
111
United Airlines
UAL
$36.7B
| $105M | 0.19% |
2,007,549
+1,536,644
| +326% | +$73.9M |
|
112
PUT
IBM
IBM
$222B
| $105M | 0.19% |
692,557
+191,941
| +38% | +$29.1M |
|
|
ANDV
113
DELISTED
Andeavor
ANDV
| $104M | 0.18% |
1,307,525
-632,484
| -33% | -$48.7M |
|
114
American Electric Power
AEP
$65.8B
| $103M | 0.18% |
1,608,978
+314,618
| +24% | +$21.2M |
|
115
Bunge Global
BG
$21.7B
| $103M | 0.18% |
1,739,681
-1,331,015
| -43% | -$82.8M |
|
116
Kimberly-Clark
KMB
$36.4B
| $103M | 0.18% |
815,154
+443,707
| +119% | +$57.4M |
|
|
117
IBM
IBM
$222B
| $102M | 0.18% |
668,808
+439,539
| +192% | +$66.7M |
|
118
CALL
AutoZone
AZO
$48.3B
| $101M | 0.18% |
131,800
+41,300
| +46% | +$32.1M |
|
|
EXAS
119
DELISTED
Exact Sciences
EXAS
| $101M | 0.18% |
5,446,800
+875,405
| +19% | +$15.4M |
|
120
CALL
Pfizer
PFE
$160B
| $101M | 0.18% |
3,137,231
-259,811
| -8% | -$8.69M |
|
121
Cardinal Health
CAH
$53.4B
| $101M | 0.18% |
1,295,184
+184,082
| +17% | +$14.9M |
|
122
Public Storage
PSA
$60.2B
| $100M | 0.18% |
449,781
-2,498
| -0.6% | -$583K |
|
|
AGN
123
PUT
DELISTED
Allergan plc
AGN
| $100M | 0.18% |
434,500
+105,500
| +32% | +$25.8M |
|
124
TE Connectivity
TEL
$58.9B
| $100M | 0.18% |
1,554,145
-278,179
| -15% | -$17M |
|
125
Conagra Brands
CAG
$7.89B
| $99.3M | 0.18% |
2,708,574
+1,015,409
| +60% | +$36.4M |
|
Similar funds
David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.