David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walt Disney
DIS
|
+$642M |
| 2 |
Boeing
BA
|
+$429M |
| 3 |
Alibaba
BABA
|
+$313M |
| 4 |
Advanced Micro Devices
AMD
|
+$304M |
| 5 |
JD.com
JD
|
+$275M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$1.13B |
| 2 |
Amazon
AMZN
|
+$456M |
| 3 |
Procter & Gamble
PG
|
+$359M |
| 4 |
JPMorgan Chase
JPM
|
+$304M |
| 5 |
Costco
COST
|
+$298M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.94% |
| 2 | Consumer Discretionary | 12.37% |
| 3 | Healthcare | 8.89% |
| 4 | Communication Services | 6.57% |
| 5 | Financials | 6.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1201
CALL
Prudential Financial
PRU
$40.9B
| $9.27M | 0.01% |
145,900
+48,500
| +50% | +$3.19M |
|
|
CVSA
1202
Covista Inc
CVSA
$4.54B
| $9.24M | 0.01% |
376,566
-120,267
| -24% | -$3.88M |
|
1203
PUT
Moderna
MRNA
$62.2B
| $9.23M | 0.01% |
130,400
-228,600
| -64% | -$15.9M |
|
1204
Alexandria Real Estate Equities
ARE
$9.18B
| $9.2M | 0.01% |
57,516
+56,187
| +4,228% | +$9.38M |
|
1205
Globe Life
GL
$13.2B
| $9.2M | 0.01% |
115,101
-32,370
| -22% | -$2.58M |
|
1206
CALL
Estee Lauder
EL
$37.4B
| $9.19M | 0.01% |
42,100
-9,200
| -18% | -$1.89M |
|
1207
Encompass Health
EHC
$11.9B
| $9.18M | 0.01% |
177,506
+88,801
| +100% | +$4.56M |
|
1208
Blackbaud
BLKB
$2.16B
| $9.14M | 0.01% |
163,761
-6,213
| -4% | -$372K |
|
1209
Invesco
IVZ
$14.5B
| $9.11M | 0.01% |
798,664
+647,319
| +428% | +$6.86M |
|
1210
CALL
NetEase
NTES
$81.7B
| $9.09M | 0.01% |
100,000
| – | – |
|
1211
Dollar General
DG
$27.2B
| $9.05M | 0.01% |
43,193
-90,006
| -68% | -$17.7M |
|
1212
Comcast
CMCSA
$96.2B
| $9.03M | 0.01% |
195,254
+75,454
| +63% | +$3.28M |
|
|
CYBR
1213
PUT
DELISTED
CyberArk
CYBR
| $9.03M | 0.01% |
87,300
+28,700
| +49% | +$3.09M |
|
|
GTS
1214
DELISTED
Triple-S Management Corporation
GTS
| $9.01M | 0.01% |
504,378
-45,145
| -8% | -$848K |
|
1215
PUT
Tyson Foods
TSN
$20.2B
| $9.01M | 0.01% |
151,500
+47,300
| +45% | +$2.92M |
|
|
LVGO
1216
CALL
DELISTED
Livongo Health, Inc. Common Stock
LVGO
| $9.01M | 0.01% |
64,300
+24,300
| +61% | +$2.96M |
|
|
WPX
1217
DELISTED
WPX Energy, Inc.
WPX
| $9M | 0.01% |
1,835,914
-270,677
| -13% | -$1.5M |
|
1218
National Vision
EYE
$1.47B
| $8.99M | 0.01% |
235,073
+13,884
| +6% | +$483K |
|
1219
W.P. Carey
WPC
$16.3B
| $8.99M | 0.01% |
140,836
+100,475
| +249% | +$6.77M |
|
|
UNIT
1220
Uniti Group
UNIT
$2.4B
| $8.99M | 0.01% |
852,967
-974,855
| -53% | -$9.44M |
|
1221
PUT
Whirlpool
WHR
$2.63B
| $8.97M | 0.01% |
48,800
+3,500
| +8% | +$582K |
|
1222
Nektar Therapeutics
NKTR
$2.58B
| $8.97M | 0.01% |
36,041
+1,159
| +3% | +$365K |
|
1223
CALL
Eli Lilly
LLY
$1.13T
| $8.96M | 0.01% |
60,500
-48,300
| -44% | -$7.48M |
|
|
HR
1224
DELISTED
Healthcare Realty Trust Incorporated
HR
| $8.93M | 0.01% |
296,544
+147,587
| +99% | +$4.25M |
|
1225
CALL
UnitedHealth
UNH
$356B
| $8.92M | 0.01% |
28,600
-144,600
| -83% | -$44.4M |
|
Similar funds
David Shaw's Q3 2020 Portfolio in Review
As of Q3 2020, David Shaw held 4,373 positions worth $97.7B, up 16% from $83.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
David Shaw's Q3 2020 filing shows 420 new, 1,314 increased, 1,591 reduced and 597 closed positions. Its largest new stake was iShares Gold Trust: 6,019,847 shares worth $217M. The largest sale was Apple, an estimated $1.13B.
By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- David Shaw's largest Q3 2020 buy was iShares Gold Trust: 6,019,847 shares worth $217M.
- David Shaw added most to Walt Disney in Q3 2020, an estimated $642M increase.
- David Shaw's biggest Q3 2020 reduction was Apple, cutting an estimated $1.13B.
- David Shaw fully exited American Airlines Group in Q3 2020, selling an estimated $106M.
- David Shaw's ten largest holdings make up 12% of its $97.7B portfolio in Q3 2020.
- David Shaw opened 420 new positions and closed 597 in Q3 2020.
- David Shaw's portfolio value rose 16% quarter-over-quarter to $97.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2020, filed 16 Nov 2020.