David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1151
PUT
United Parcel Service
UPS
$87.4B
| $6.06M | 0.01% |
55,400
-45,800
| -45% | -$5M |
|
1152
PUT
DuPont de Nemours
DD
$18.5B
| $6.04M | 0.01% |
46,004
+8,727
| +23% | +$1.16M |
|
|
WCC
1153
WESCO International
WCC
$16.4B
| $6.03M | 0.01% |
98,073
-65,583
| -40% | -$3.76M |
|
1154
CALL
HP
HPQ
$26.1B
| $6.03M | 0.01% |
388,200
+338,200
| +676% | +$4.82M |
|
1155
CALL
American Tower
AMT
$83.1B
| $6.01M | 0.01% |
53,000
-40,000
| -43% | -$4.57M |
|
1156
Philip Morris
PM
$298B
| $6M | 0.01% |
+61,757
| New | +$6.19M |
|
1157
Grand Canyon Education
LOPE
$3.85B
| $6M | 0.01% |
148,468
+1,164
| +0.8% | +$48.4K |
|
|
MGI
1158
DELISTED
MoneyGram International, Inc. New
MGI
| $5.99M | 0.01% |
844,121
-14,400
| -2% | -$103K |
|
1159
PUT
Eastman Chemical
EMN
$8.31B
| $5.99M | 0.01% |
88,500
| – | – |
|
1160
Central Garden & Pet Co Class A
CENTA
$2.4B
| $5.99M | 0.01% |
301,780
+20,451
| +7% | +$389K |
|
1161
Rockwell Automation
ROK
$47.7B
| $5.99M | 0.01% |
+48,939
| New | +$5.72M |
|
1162
Pinnacle West Capital
PNW
$11.8B
| $5.96M | 0.01% |
78,372
+43,055
| +122% | +$3.35M |
|
|
CYOU
1163
DELISTED
Changyou.com Limited American Depositary Share
CYOU
| $5.95M | 0.01% |
218,301
+50,171
| +30% | +$1.16M |
|
1164
Expedia Group
EXPE
$40.7B
| $5.93M | 0.01% |
50,835
-4,612
| -8% | -$522K |
|
1165
Take-Two Interactive
TTWO
$43.7B
| $5.93M | 0.01% |
131,545
-236,703
| -64% | -$9.98M |
|
1166
Arbutus Biopharma
ABUS
$1.03B
| $5.92M | 0.01% |
1,720,981
-20,914
| -1% | -$81.7K |
|
1167
Enviri
NVRI
$595M
| $5.9M | 0.01% |
594,202
-185,663
| -24% | -$1.77M |
|
1168
PUT
Dillards
DDS
$10B
| $5.88M | 0.01% |
93,300
-25,200
| -21% | -$1.58M |
|
|
AAT
1169
American Assets Trust
AAT
$1.41B
| $5.85M | 0.01% |
134,893
-41,966
| -24% | -$1.86M |
|
1170
Unisys
UIS
$192M
| $5.84M | 0.01% |
599,863
+111,192
| +23% | +$1.03M |
|
1171
CALL
Perrigo
PRGO
$1.98B
| $5.83M | 0.01% |
63,200
+10,800
| +21% | +$995K |
|
1172
Angi Inc
ANGI
$200M
| $5.83M | 0.01% |
58,832
+554
| +1% | +$48.5K |
|
|
GES
1173
DELISTED
Guess Inc
GES
| $5.83M | 0.01% |
398,706
+382,818
| +2,409% | +$5.8M |
|
|
ABMD
1174
CALL
DELISTED
Abiomed Inc
ABMD
| $5.83M | 0.01% |
+45,300
| New | +$5.43M |
|
1175
Avis
CAR
$5.19B
| $5.82M | 0.01% |
170,189
+129,506
| +318% | +$4.69M |
|
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David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.