David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
Y
1126
DELISTED
Alleghany Corp
Y
| $6.36M | 0.01% |
12,109
-1,341
| -10% | -$717K |
|
1127
PUT
Monster Beverage
MNST
$95.5B
| $6.36M | 0.01% |
519,600
| – | – |
|
1128
ICF International
ICFI
$1.59B
| $6.35M | 0.01% |
143,339
+18,139
| +14% | +$761K |
|
1129
Viavi Solutions
VIAV
$9.28B
| $6.34M | 0.01% |
857,639
-258,775
| -23% | -$1.9M |
|
|
ECOM
1130
DELISTED
CHANNELADVISOR CORPORATION
ECOM
| $6.33M | 0.01% |
489,728
-49,439
| -9% | -$669K |
|
1131
Banco Bradesco
BBD
$34.7B
| $6.33M | 0.01% |
1,348,121
+1,252,698
| +1,313% | +$5.68M |
|
|
QUOT
1132
DELISTED
Quotient Technology Inc
QUOT
| $6.32M | 0.01% |
474,999
+2,429
| +0.5% | +$32.3K |
|
1133
Emcor
EME
$33.1B
| $6.3M | 0.01% |
105,668
-68,838
| -39% | -$3.81M |
|
1134
PUT
Kraft Heinz
KHC
$30.1B
| $6.27M | 0.01% |
70,000
| – | – |
|
|
MNDT
1135
PUT
DELISTED
Mandiant, Inc. Common Stock
MNDT
| $6.24M | 0.01% |
423,600
-85,000
| -17% | -$1.31M |
|
1136
Franco-Nevada
FNV
$52.5B
| $6.24M | 0.01% |
89,261
-22,120
| -20% | -$1.66M |
|
1137
Martin Marietta Materials
MLM
$37.9B
| $6.24M | 0.01% |
34,816
+30,475
| +702% | +$5.82M |
|
|
GIMO
1138
DELISTED
Gigamon Inc.
GIMO
| $6.23M | 0.01% |
113,616
-157,235
| -58% | -$7.14M |
|
1139
Comfort Systems
FIX
$55.9B
| $6.19M | 0.01% |
211,068
+132,974
| +170% | +$3.95M |
|
1140
PUT
BHP
BHP
$248B
| $6.18M | 0.01% |
199,986
-133,287
| -40% | -$3.66M |
|
1141
CALL
Duke Energy
DUK
$94.7B
| $6.17M | 0.01% |
77,100
+2,600
| +3% | +$215K |
|
|
VAL
1142
DELISTED
Valspar
VAL
| $6.17M | 0.01% |
58,157
-38,923
| -40% | -$4.14M |
|
1143
CALL
Range Resources
RRC
$9.58B
| $6.16M | 0.01% |
159,000
| – | – |
|
|
ANW
1144
DELISTED
Aegean Marine Petroleum Network
ANW
| $6.14M | 0.01% |
614,187
+60,179
| +11% | +$501K |
|
|
XXIA
1145
DELISTED
Ixia
XXIA
| $6.13M | 0.01% |
490,678
+10,419
| +2% | +$119K |
|
1146
Monolithic Power Systems
MPWR
$64.4B
| $6.13M | 0.01% |
76,142
-14,753
| -16% | -$1.09M |
|
|
TWX
1147
CALL
DELISTED
Time Warner Inc
TWX
| $6.13M | 0.01% |
77,000
| – | – |
|
|
MAG
1148
DELISTED
MAG Silver
MAG
| $6.1M | 0.01% |
405,000
-94,500
| -19% | -$1.49M |
|
1149
3D Systems Corp
DDD
$523M
| $6.08M | 0.01% |
338,739
+168,457
| +99% | +$2.53M |
|
1150
CALL
Domino's
DPZ
$11.6B
| $6.07M | 0.01% |
+40,000
| New | +$5.84M |
|
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David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.