David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1101
CALL
Norfolk Southern
NSC
$79.3B
| $6.64M | 0.01% |
68,400
+10,000
| +17% | +$910K |
|
1102
MGM Resorts International
MGM
$11B
| $6.64M | 0.01% |
255,016
-313,769
| -55% | -$7.62M |
|
1103
CBIZ
CBZ
$2.96B
| $6.63M | 0.01% |
592,932
-21,339
| -3% | -$237K |
|
1104
PPG Industries
PPG
$25.2B
| $6.62M | 0.01% |
64,023
+60,152
| +1,554% | +$6.31M |
|
1105
CALL
Dillards
DDS
$10B
| $6.61M | 0.01% |
104,900
-7,800
| -7% | -$488K |
|
|
UN
1106
DELISTED
Unilever NV New York Registry Shares
UN
| $6.6M | 0.01% |
143,220
+129,179
| +920% | +$5.96M |
|
1107
Calix
CALX
$2.51B
| $6.59M | 0.01% |
897,292
-22,667
| -2% | -$170K |
|
1108
PUT
Perrigo
PRGO
$1.98B
| $6.57M | 0.01% |
71,200
+31,200
| +78% | +$2.88M |
|
1109
Ternium
TX
$10.8B
| $6.53M | 0.01% |
332,387
-99,089
| -23% | -$2.06M |
|
1110
PUT
Abercrombie & Fitch
ANF
$4.99B
| $6.5M | 0.01% |
409,300
+39,300
| +11% | +$759K |
|
|
ISCA
1111
DELISTED
International Speedway Corp
ISCA
| $6.48M | 0.01% |
193,916
+37,495
| +24% | +$1.27M |
|
1112
Loews
L
$22.8B
| $6.47M | 0.01% |
157,305
-156,356
| -50% | -$6.42M |
|
1113
Seres Therapeutics
MCRB
$46.8M
| $6.46M | 0.01% |
26,265
+25,790
| +5,429% | +$9.05M |
|
1114
Booz Allen Hamilton
BAH
$9.05B
| $6.45M | 0.01% |
204,147
-5,554
| -3% | -$169K |
|
1115
iShares National Muni Bond ETF
MUB
$45.6B
| $6.45M | 0.01% |
+57,200
| New | +$6.48M |
|
1116
CALL
Ralph Lauren
RL
$22.1B
| $6.43M | 0.01% |
63,600
+10,000
| +19% | +$1M |
|
1117
PUT
Cencora
COR
$61.8B
| $6.43M | 0.01% |
79,600
| – | – |
|
|
PXD
1118
DELISTED
Pioneer Natural Resource Co.
PXD
| $6.41M | 0.01% |
34,540
+30,192
| +694% | +$5.14M |
|
|
B
1119
DELISTED
Barnes Group Inc.
B
| $6.41M | 0.01% |
158,068
-77,614
| -33% | -$3.01M |
|
1120
Churchill Downs
CHDN
$6.32B
| $6.4M | 0.01% |
262,404
-244,146
| -48% | -$5.75M |
|
1121
Beazer Homes USA
BZH
$883M
| $6.39M | 0.01% |
547,960
+415,838
| +315% | +$4.24M |
|
1122
PUT
Mastercard
MA
$525B
| $6.38M | 0.01% |
62,700
-18,400
| -23% | -$1.76M |
|
1123
Middleby
MIDD
$5.21B
| $6.38M | 0.01% |
51,610
+29,306
| +131% | +$3.6M |
|
|
KNL
1124
DELISTED
Knoll, Inc.
KNL
| $6.37M | 0.01% |
278,883
+13,409
| +5% | +$334K |
|
1125
PUT
Madison Square Garden
MSGS
$9.69B
| $6.37M | 0.01% |
+52,715
| New | +$6.7M |
|
Similar funds
David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.