David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$528M |
| 2 |
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
|
+$447M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$242M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$233M |
| 5 |
Meta Platforms (Facebook)
META
|
+$209M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$751M |
| 2 |
Pfizer
PFE
|
+$320M |
| 3 |
BMC
BMC SOFTWARE, INC
BMC
|
+$264M |
| 4 |
Visa
V
|
+$201M |
| 5 |
McDonald's
MCD
|
+$161M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.42% |
| 2 | Consumer Discretionary | 7% |
| 3 | Financials | 6.95% |
| 4 | Healthcare | 6.82% |
| 5 | Communication Services | 6.11% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SGI
1101
Somnigroup International
SGI
$13.5B
| $8.83M | 0.01% |
803,412
-523,972
| -39% | -$5.44M |
|
1102
Royal Caribbean
RCL
$78.4B
| $8.83M | 0.01% |
230,627
-49,543
| -18% | -$1.86M |
|
1103
Churchill Downs
CHDN
$6.32B
| $8.8M | 0.01% |
610,440
+4,686
| +0.8% | +$65K |
|
1104
PUT
AbbVie
ABBV
$467B
| $8.79M | 0.01% |
196,600
+74,600
| +61% | +$3.31M |
|
1105
CALL
Whirlpool
WHR
$2.62B
| $8.79M | 0.01% |
60,000
| – | – |
|
1106
ServiceNow
NOW
$132B
| $8.78M | 0.01% |
845,385
-230,090
| -21% | -$2.12M |
|
|
ATW
1107
PUT
DELISTED
Atwood Oceanics
ATW
| $8.78M | 0.01% |
159,600
+17,500
| +12% | +$986K |
|
1108
CALL
PRA Group
PRAA
$759M
| $8.78M | 0.01% |
146,400
+40,800
| +39% | +$2.19M |
|
1109
PUT
Check Point Software Technologies
CHKP
$13.3B
| $8.77M | 0.01% |
155,000
+65,000
| +72% | +$3.65M |
|
1110
PUT
Core Laboratories
CLB
$553M
| $8.77M | 0.01% |
51,800
-47,800
| -48% | -$7.42M |
|
1111
PUT
Becton Dickinson
BDX
$52B
| $8.75M | 0.01% |
89,688
-17,015
| -16% | -$1.67M |
|
|
FNGN
1112
CALL
DELISTED
Financial Engines, Inc.
FNGN
| $8.72M | 0.01% |
146,700
+70,200
| +92% | +$3.73M |
|
|
TW
1113
CALL
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
| $8.72M | 0.01% |
81,500
+33,800
| +71% | +$2.97M |
|
1114
iShares Russell 2000 ETF
IWM
$81.4B
| $8.71M | 0.01% |
81,707
-10,725
| -12% | -$1.11M |
|
|
CB
1115
PUT
DELISTED
CHUBB CORPORATION
CB
| $8.71M | 0.01% |
97,600
-700
| -0.7% | -$60.6K |
|
1116
CALL
Domino's
DPZ
$11.5B
| $8.71M | 0.01% |
128,200
-15,900
| -11% | -$1M |
|
|
TGI
1117
DELISTED
Triumph Group
TGI
| $8.7M | 0.01% |
123,915
-69,220
| -36% | -$5.34M |
|
|
EA
1118
PUT
DELISTED
Electronic Arts
EA
| $8.7M | 0.01% |
340,300
+39,100
| +13% | +$1.02M |
|
|
OCR
1119
DELISTED
OMNICARE INC
OCR
| $8.68M | 0.01% |
156,466
+138,759
| +784% | +$7.4M |
|
1120
PUT
ExxonMobil
XOM
$675B
| $8.66M | 0.01% |
100,700
-297,600
| -75% | -$26.8M |
|
1121
CALL
Elevance Health
ELV
$87.3B
| $8.66M | 0.01% |
103,600
-44,300
| -30% | -$3.8M |
|
|
BRCM
1122
DELISTED
BROADCOM CORP CL-A
BRCM
| $8.65M | 0.01% |
332,759
-834,472
| -71% | -$23.6M |
|
1123
Waste Management
WM
$90.5B
| $8.63M | 0.01% |
209,250
+127,414
| +156% | +$5.31M |
|
|
THI
1124
DELISTED
TIM HORTONS INC COM, CANADA
THI
| $8.62M | 0.01% |
148,693
+139,214
| +1,469% | +$7.9M |
|
1125
CALL
APA Corp
APA
$15.1B
| $8.61M | 0.01% |
101,100
+2,600
| +3% | +$216K |
|
Similar funds
David Shaw's Q3 2013 Portfolio in Review
As of Q3 2013, David Shaw held 4,679 positions worth $62.7B, up 18% from $53.2B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
David Shaw deployed $4.08B of net new capital in Q3 2013, opening 738 new positions and adding to 1,785 existing holdings. Its largest new stake was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 9.9% a quarter earlier, followed by Consumer Discretionary and Financials.
On the sell side, the largest reduction was Apple, an estimated $751M trimmed.
- David Shaw's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
- David Shaw added most to DELL INC in Q3 2013, an estimated $528M increase.
- David Shaw's biggest Q3 2013 reduction was Apple, cutting an estimated $751M.
- David Shaw fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $264M.
- David Shaw's ten largest holdings make up 14% of its $62.7B portfolio in Q3 2013.
- David Shaw opened 738 new positions and closed 426 in Q3 2013.
- David Shaw's portfolio value rose 18% quarter-over-quarter to $62.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2013, filed 14 Nov 2013.