David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$516M |
| 2 |
Estee Lauder
EL
|
+$487M |
| 3 |
Microsoft
MSFT
|
+$482M |
| 4 |
Nike
NKE
|
+$252M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$247M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walmart Inc
WMT
|
+$584M |
| 2 |
Tesla
TSLA
|
+$483M |
| 3 |
NVIDIA
NVDA
|
+$444M |
| 4 |
Eli Lilly
LLY
|
+$345M |
| 5 |
T-Mobile US
TMUS
|
+$296M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.67% |
| 2 | Consumer Discretionary | 9.3% |
| 3 | Healthcare | 7.82% |
| 4 | Financials | 5.66% |
| 5 | Industrials | 4.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1076
Cognex
CGNX
$10.3B
| $11.8M | 0.01% |
278,915
+150,306
| +117% | +$7.39M |
|
1077
CALL
TFI International
TFII
$11.1B
| $11.8M | 0.01% |
92,000
+23,200
| +34% | +$2.94M |
|
1078
CALL
Marriott International
MAR
$93.4B
| $11.8M | 0.01% |
60,100
+27,600
| +85% | +$5.48M |
|
1079
Enbridge
ENB
$110B
| $11.8M | 0.01% |
355,030
+110,200
| +45% | +$3.91M |
|
1080
Sprinklr
CXM
$1.75B
| $11.8M | 0.01% |
851,084
-89,314
| -9% | -$1.28M |
|
1081
IDEAYA Biosciences
IDYA
$3.97B
| $11.8M | 0.01% |
436,358
+223,143
| +105% | +$5.66M |
|
1082
RH
RH
$2.75B
| $11.8M | 0.01% |
44,529
-268,089
| -86% | -$93.2M |
|
1083
Cigna
CI
$74.7B
| $11.8M | 0.01% |
41,146
-250,617
| -86% | -$71.5M |
|
1084
PUT
Upstart Holdings
UPST
$2.93B
| $11.7M | 0.01% |
410,000
+55,000
| +15% | +$2.21M |
|
1085
PUT
Parker-Hannifin
PH
$131B
| $11.7M | 0.01% |
30,000
+8,000
| +36% | +$3.22M |
|
1086
Vicor
VICR
$9.06B
| $11.7M | 0.01% |
198,313
+116,171
| +141% | +$7.7M |
|
1087
Box
BOX
$4.58B
| $11.7M | 0.01% |
481,716
-146,249
| -23% | -$4.18M |
|
1088
BlackBerry
BB
$4.52B
| $11.7M | 0.01% |
2,473,472
-1,181,108
| -32% | -$5.8M |
|
1089
MYR Group
MYRG
$4.73B
| $11.6M | 0.01% |
86,411
-4,852
| -5% | -$686K |
|
1090
BILL Holdings
BILL
$4.72B
| $11.6M | 0.01% |
107,176
+92,904
| +651% | +$10.6M |
|
|
1091
PUT
RH
RH
$2.75B
| $11.6M | 0.01% |
44,000
+18,300
| +71% | +$6.36M |
|
1092
British American Tobacco
BTI
$124B
| $11.6M | 0.01% |
370,179
-884,674
| -71% | -$29.2M |
|
|
JBTM
1093
JBT Marel
JBTM
$6.16B
| $11.6M | 0.01% |
110,425
+40,782
| +59% | +$4.56M |
|
|
1094
PUT
BILL Holdings
BILL
$4.72B
| $11.6M | 0.01% |
106,900
+37,500
| +54% | +$4.27M |
|
1095
Cardlytics
CDLX
$24.3M
| $11.6M | 0.01% |
70,294
-33,369
| -32% | -$4.34M |
|
1096
PUT
Las Vegas Sands
LVS
$30.1B
| $11.6M | 0.01% |
252,800
+188,600
| +294% | +$10.2M |
|
1097
Rambus
RMBS
$9.72B
| $11.6M | 0.01% |
207,310
-412,482
| -67% | -$23.4M |
|
1098
Teekay Tankers
TNK
$2.92B
| $11.6M | 0.01% |
277,485
-108,373
| -28% | -$4.43M |
|
|
EXAS
1099
DELISTED
Exact Sciences
EXAS
| $11.5M | 0.01% |
169,106
+166,606
| +6,664% | +$14.1M |
|
1100
CALL
Abbott
ABT
$199B
| $11.5M | 0.01% |
119,100
+49,300
| +71% | +$5.18M |
|
Similar funds
David Shaw's Q3 2023 Portfolio in Review
As of Q3 2023, David Shaw held 4,689 positions worth $95.8B, down 2.2% from $97.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
David Shaw withdrew a net $2.99B in Q3 2023, closing 472 positions and reducing 1,535 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $174M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, David Shaw opened a new position in NiSource Inc. Series A Corporate Units worth $52.6M.
- David Shaw's largest Q3 2023 buy was NiSource Inc. Series A Corporate Units: 540,000 shares worth $52.6M.
- David Shaw added most to Amazon in Q3 2023, an estimated $516M increase.
- David Shaw's biggest Q3 2023 reduction was Walmart Inc, cutting an estimated $584M.
- David Shaw fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2023, selling an estimated $174M.
- David Shaw's ten largest holdings make up 12% of its $95.8B portfolio in Q3 2023.
- David Shaw opened 482 new positions and closed 472 in Q3 2023.
- David Shaw's portfolio value fell 2.2% quarter-over-quarter to $95.8B.
Based on D.E. Shaw & Co's 13F filing for Q3 2023, filed 14 Nov 2023.