David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1076
Jack in the Box
JACK
$342M
| $6.89M | 0.01% |
71,777
+4,874
| +7% | +$462K |
|
1077
Mattel
MAT
$4.23B
| $6.88M | 0.01% |
227,353
+155,249
| +215% | +$5.08M |
|
|
SCS
1078
DELISTED
Steelcase
SCS
| $6.87M | 0.01% |
494,734
+165,829
| +50% | +$2.37M |
|
1079
CALL
GoPro
GPRO
$111M
| $6.86M | 0.01% |
411,500
+199,300
| +94% | +$2.74M |
|
1080
Alpha and Omega Semiconductor
AOSL
$783M
| $6.84M | 0.01% |
314,746
+51,775
| +20% | +$930K |
|
|
MSGN
1081
DELISTED
MSG Networks Inc.
MSGN
| $6.83M | 0.01% |
367,084
-217,319
| -37% | -$3.68M |
|
1082
Warner Bros
WBD
$72B
| $6.81M | 0.01% |
252,974
+168,848
| +201% | +$4.33M |
|
1083
CALL
Mondelez International
MDLZ
$82.6B
| $6.81M | 0.01% |
155,100
-255,000
| -62% | -$11.2M |
|
1084
Silicon Laboratories
SLAB
$7.28B
| $6.81M | 0.01% |
115,756
-6,094
| -5% | -$329K |
|
|
GG
1085
DELISTED
Goldcorp Inc
GG
| $6.79M | 0.01% |
410,685
-22,217
| -5% | -$392K |
|
1086
Four Corners Property Trust
FCPT
$2.8B
| $6.78M | 0.01% |
317,898
-29,600
| -9% | -$623K |
|
1087
CALL
Canadian Pacific Kansas City
CP
$83.2B
| $6.78M | 0.01% |
222,000
| – | – |
|
1088
BJ's Restaurants
BJRI
$1.43B
| $6.76M | 0.01% |
190,277
+135,543
| +248% | +$5.46M |
|
1089
Gogo Inc
GOGO
$347M
| $6.75M | 0.01% |
+611,202
| New | +$6.49M |
|
1090
Wintrust Financial
WTFC
$10.3B
| $6.74M | 0.01% |
121,322
-32,393
| -21% | -$1.74M |
|
|
SEMI
1091
DELISTED
SunEdison Semiconductor Limited
SEMI
| $6.71M | 0.01% |
589,463
-38,464
| -6% | -$345K |
|
|
ATSG
1092
DELISTED
Air Transport Services Group
ATSG
| $6.71M | 0.01% |
467,494
-122,157
| -21% | -$1.72M |
|
|
HI
1093
DELISTED
Hillenbrand
HI
| $6.69M | 0.01% |
211,427
+26,048
| +14% | +$826K |
|
1094
CALL
Markel Group
MKL
$22.5B
| $6.69M | 0.01% |
7,200
-8,000
| -53% | -$7.46M |
|
1095
CALL
BP
BP
$113B
| $6.68M | 0.01% |
225,814
| – | – |
|
|
CZZ
1096
DELISTED
Cosan Limited
CZZ
| $6.66M | 0.01% |
931,622
+17,986
| +2% | +$121K |
|
|
OME
1097
DELISTED
Omega Protein
OME
| $6.66M | 0.01% |
285,013
+142,393
| +100% | +$3.35M |
|
|
CEMP
1098
DELISTED
Cempra, Inc.
CEMP
| $6.65M | 0.01% |
274,709
+164,465
| +149% | +$3.54M |
|
1099
CALL
Bath & Body Works
BBWI
$3.86B
| $6.64M | 0.01% |
116,154
+12,370
| +12% | +$729K |
|
1100
CALL
F5
FFIV
$21.5B
| $6.64M | 0.01% |
53,300
+1,100
| +2% | +$134K |
|
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David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.