David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Comcast
CMCSA
|
+$354M |
| 2 |
Wells Fargo
WFC
|
+$274M |
| 3 |
IBM
IBM
|
+$266M |
| 4 |
Qualcomm
QCOM
|
+$257M |
| 5 |
Mondelez International
MDLZ
|
+$224M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gilead Sciences
GILD
|
+$356M |
| 2 |
PayPal
PYPL
|
+$290M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$261M |
| 4 |
NVIDIA
NVDA
|
+$248M |
| 5 |
AABA
Altaba Inc
AABA
|
+$245M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.31% |
| 2 | Healthcare | 10.66% |
| 3 | Consumer Discretionary | 10.29% |
| 4 | Communication Services | 8.78% |
| 5 | Financials | 8.21% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1051
Wolfspeed
WOLF
$1.31B
| $8.02M | 0.01% |
+284,357
| New | +$7.07M |
|
1052
Henry Schein
HSIC
$9.99B
| $8M | 0.01% |
124,390
-80,893
| -39% | -$5.52M |
|
1053
PUT
Lowe's Companies
LOW
$120B
| $7.99M | 0.01% |
100,000
| – | – |
|
|
CAA
1054
DELISTED
CalAtlantic Group, Inc.
CAA
| $7.98M | 0.01% |
217,904
+49,772
| +30% | +$1.77M |
|
1055
Bank of Montreal
BMO
$121B
| $7.98M | 0.01% |
105,331
+61,170
| +139% | +$4.56M |
|
|
FNGN
1056
DELISTED
Financial Engines, Inc.
FNGN
| $7.97M | 0.01% |
229,383
-22,489
| -9% | -$782K |
|
|
NBL
1057
DELISTED
Noble Energy, Inc.
NBL
| $7.95M | 0.01% |
280,355
-450,647
| -62% | -$11.9M |
|
1058
Akamai
AKAM
$15.2B
| $7.94M | 0.01% |
162,892
-643,788
| -80% | -$30.8M |
|
1059
Pinnacle West Capital
PNW
$11.8B
| $7.91M | 0.01% |
+93,494
| New | +$8.19M |
|
1060
CALL
Markel Group
MKL
$22.4B
| $7.9M | 0.01% |
7,400
+7,100
| +2,367% | +$7.34M |
|
1061
Lumen
LUMN
$6.08B
| $7.9M | 0.01% |
418,102
+323,153
| +340% | +$6.8M |
|
1062
Banco Santander Chile
BSAC
$17B
| $7.88M | 0.01% |
265,285
+39,700
| +18% | +$1.13M |
|
1063
CALL
Rockwell Automation
ROK
$47.7B
| $7.86M | 0.01% |
44,100
+10,000
| +29% | +$1.66M |
|
1064
BioCryst Pharmaceuticals
BCRX
$2.51B
| $7.82M | 0.01% |
1,492,317
-595,690
| -29% | -$3.05M |
|
1065
CALL
Petrobras
PBR
$115B
| $7.81M | 0.01% |
778,000
+400,000
| +106% | +$3.63M |
|
1066
Cheniere Energy
LNG
$57.6B
| $7.81M | 0.01% |
173,383
-721,742
| -81% | -$31.9M |
|
|
ARGO
1067
DELISTED
Argo Group International Holdings, Ltd.
ARGO
| $7.8M | 0.01% |
145,886
-17,458
| -11% | -$914K |
|
|
PXD
1068
CALL
DELISTED
Pioneer Natural Resource Co.
PXD
| $7.78M | 0.01% |
52,700
| – | – |
|
1069
PUT
Arista Networks
ANET
$241B
| $7.77M | 0.01% |
656,000
| – | – |
|
1070
PUT
Abbott
ABT
$201B
| $7.74M | 0.01% |
145,100
-4,400
| -3% | -$221K |
|
1071
World Kinect Corp
WKC
$1.81B
| $7.74M | 0.01% |
228,118
+52,428
| +30% | +$1.87M |
|
1072
DuPont de Nemours
DD
$18.4B
| $7.71M | 0.01% |
43,963
-101,002
| -70% | -$16.9M |
|
1073
CALL
Expedia Group
EXPE
$40.6B
| $7.7M | 0.01% |
53,500
+23,500
| +78% | +$3.48M |
|
1074
Ryman Hospitality Properties
RHP
$9.17B
| $7.69M | 0.01% |
123,060
+22,805
| +23% | +$1.39M |
|
1075
Edison International
EIX
$28.8B
| $7.68M | 0.01% |
99,529
+39,611
| +66% | +$3.13M |
|
Similar funds
David Shaw's Q3 2017 Portfolio in Review
As of Q3 2017, David Shaw held 3,794 positions worth $65.1B, up 7.7% from $60.5B the previous quarter. Its ten largest holdings account for 9.6% of the portfolio.
David Shaw's Q3 2017 filing shows 469 new, 1,367 increased, 1,237 reduced and 370 closed positions. Its largest new stake was Baker Hughes: 3,076,914 shares worth $113M. The largest sale was Gilead Sciences, an estimated $356M.
By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- David Shaw's largest Q3 2017 buy was Baker Hughes: 3,076,914 shares worth $113M.
- David Shaw added most to Comcast in Q3 2017, an estimated $354M increase.
- David Shaw's biggest Q3 2017 reduction was Gilead Sciences, cutting an estimated $356M.
- David Shaw fully exited Mobileye N.V. in Q3 2017, selling an estimated $72.4M.
- David Shaw's ten largest holdings make up 9.6% of its $65.1B portfolio in Q3 2017.
- David Shaw opened 469 new positions and closed 370 in Q3 2017.
- David Shaw's portfolio value rose 7.7% quarter-over-quarter to $65.1B.
Based on D.E. Shaw & Co's 13F filing for Q3 2017, filed 14 Nov 2017.