David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walt Disney
DIS
|
+$642M |
| 2 |
Boeing
BA
|
+$429M |
| 3 |
Alibaba
BABA
|
+$313M |
| 4 |
Advanced Micro Devices
AMD
|
+$304M |
| 5 |
JD.com
JD
|
+$275M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$1.13B |
| 2 |
Amazon
AMZN
|
+$456M |
| 3 |
Procter & Gamble
PG
|
+$359M |
| 4 |
JPMorgan Chase
JPM
|
+$304M |
| 5 |
Costco
COST
|
+$298M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.94% |
| 2 | Consumer Discretionary | 12.37% |
| 3 | Healthcare | 8.89% |
| 4 | Communication Services | 6.57% |
| 5 | Financials | 6.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Union Pacific
UNP
$183B
| $212M | 0.22% |
1,074,346
-353,720
| -25% | -$65.7M |
|
|
BKI
77
DELISTED
Black Knight, Inc. Common Stock
BKI
| $209M | 0.21% |
2,405,615
-121,451
| -5% | -$9.56M |
|
78
Coca-Cola
KO
$392B
| $207M | 0.21% |
4,192,854
-2,315,867
| -36% | -$111M |
|
79
CALL
NVIDIA
NVDA
$5.2T
| $205M | 0.21% |
15,140,000
-812,000
| -5% | -$9.45M |
|
80
Hartford Financial Services
HIG
$36.9B
| $204M | 0.21% |
5,545,863
+898,321
| +19% | +$35.8M |
|
81
Royal Caribbean
RCL
$78.1B
| $203M | 0.21% |
3,132,701
-185,870
| -6% | -$10.9M |
|
82
UnitedHealth
UNH
$350B
| $202M | 0.21% |
649,445
-390,412
| -38% | -$120M |
|
|
83
PUT
Advanced Micro Devices
AMD
$773B
| $201M | 0.21% |
2,456,000
+196,700
| +9% | +$14.6M |
|
84
PepsiCo
PEP
$196B
| $199M | 0.2% |
1,434,185
-1,231,697
| -46% | -$168M |
|
85
Zscaler
ZS
$29.4B
| $197M | 0.2% |
1,400,198
-697,399
| -33% | -$90.5M |
|
86
Cisco
CSCO
$438B
| $195M | 0.2% |
4,945,020
+4,013,627
| +431% | +$175M |
|
87
Restaurant Brands International
QSR
$28.2B
| $190M | 0.19% |
3,307,327
+410,538
| +14% | +$22.9M |
|
88
PUT
Netflix
NFLX
$331B
| $187M | 0.19% |
3,733,000
-966,000
| -21% | -$48.1M |
|
89
PUT
Intel
INTC
$476B
| $185M | 0.19% |
3,579,500
+2,747,000
| +330% | +$143M |
|
90
Target
TGT
$75.1B
| $184M | 0.19% |
1,166,355
+470,201
| +68% | +$64.5M |
|
|
DOCU
91
DocuSign
DOCU
$11.8B
| $183M | 0.19% |
852,092
-1,319,505
| -61% | -$274M |
|
92
Charter Communications
CHTR
$17.9B
| $182M | 0.19% |
291,776
-292,156
| -50% | -$172M |
|
|
HOLX
93
DELISTED
Hologic
HOLX
| $182M | 0.19% |
2,734,002
+465,420
| +21% | +$29.5M |
|
94
Peloton Interactive
PTON
$2.37B
| $181M | 0.19% |
1,821,206
-228,424
| -11% | -$16.8M |
|
95
CrowdStrike
CRWD
$195B
| $179M | 0.18% |
5,209,012
+3,145,192
| +152% | +$91.6M |
|
96
Palo Alto Networks
PANW
$292B
| $178M | 0.18% |
4,369,044
-1,113,978
| -20% | -$46.3M |
|
97
PUT
AT&T
T
$173B
| $176M | 0.18% |
8,157,032
+1,067,277
| +15% | +$23.9M |
|
|
GRUB
98
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
| $175M | 0.18% |
1,212,669
+296,711
| +32% | +$42.8M |
|
|
NVRO
99
DELISTED
NEVRO CORP.
NVRO
| $175M | 0.18% |
1,256,777
-4,477
| -0.4% | -$598K |
|
100
Evergy
EVRG
$18.7B
| $175M | 0.18% |
3,434,580
+957,284
| +39% | +$53.5M |
|
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David Shaw's Q3 2020 Portfolio in Review
As of Q3 2020, David Shaw held 4,373 positions worth $97.7B, up 16% from $83.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
David Shaw's Q3 2020 filing shows 420 new, 1,314 increased, 1,591 reduced and 597 closed positions. Its largest new stake was iShares Gold Trust: 6,019,847 shares worth $217M. The largest sale was Apple, an estimated $1.13B.
By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- David Shaw's largest Q3 2020 buy was iShares Gold Trust: 6,019,847 shares worth $217M.
- David Shaw added most to Walt Disney in Q3 2020, an estimated $642M increase.
- David Shaw's biggest Q3 2020 reduction was Apple, cutting an estimated $1.13B.
- David Shaw fully exited American Airlines Group in Q3 2020, selling an estimated $106M.
- David Shaw's ten largest holdings make up 12% of its $97.7B portfolio in Q3 2020.
- David Shaw opened 420 new positions and closed 597 in Q3 2020.
- David Shaw's portfolio value rose 16% quarter-over-quarter to $97.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2020, filed 16 Nov 2020.