David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ExxonMobil
XOM
|
+$454M |
| 2 |
Apple
AAPL
|
+$364M |
| 3 |
Procter & Gamble
PG
|
+$314M |
| 4 |
Verizon
VZ
|
+$308M |
| 5 |
Pfizer
PFE
|
+$299M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$735M |
| 2 |
Emerson Electric
EMR
|
+$423M |
| 3 |
Biogen
BIIB
|
+$354M |
| 4 |
PayPal
PYPL
|
+$349M |
| 5 |
Amazon
AMZN
|
+$338M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.34% |
| 2 | Healthcare | 11.75% |
| 3 | Consumer Discretionary | 9.24% |
| 4 | Financials | 7.7% |
| 5 | Communication Services | 6.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
PUT
Advanced Micro Devices
AMD
$773B
| $155M | 0.24% |
3,414,200
+2,746,000
| +411% | +$132M |
|
|
BNY
77
Bank of New York Mellon
BNY
$108B
| $155M | 0.24% |
4,597,747
+783,898
| +21% | +$32.9M |
|
|
MLNX
78
DELISTED
Mellanox Technologies, Ltd.
MLNX
| $153M | 0.24% |
1,262,992
+26,334
| +2% | +$3.1M |
|
79
Mercado Libre
MELI
$97.5B
| $153M | 0.24% |
313,010
+44,070
| +16% | +$27.2M |
|
|
NVRO
80
DELISTED
NEVRO CORP.
NVRO
| $149M | 0.23% |
1,494,914
-437,604
| -23% | -$52.6M |
|
81
American Tower
AMT
$81.9B
| $149M | 0.23% |
685,813
+674,168
| +5,789% | +$157M |
|
|
STMP
82
DELISTED
Stamps.com, Inc.
STMP
| $148M | 0.23% |
1,138,305
-21,179
| -2% | -$2.22M |
|
83
Bank of America
BAC
$431B
| $148M | 0.23% |
6,972,126
+2,295,741
| +49% | +$68.8M |
|
84
Netflix
NFLX
$331B
| $147M | 0.23% |
3,926,990
-8,226,220
| -68% | -$291M |
|
85
PUT
Bristol-Myers Squibb
BMY
$137B
| $146M | 0.23% |
2,615,700
-691,400
| -21% | -$42.3M |
|
86
CALL
Chipotle Mexican Grill
CMG
$46.7B
| $145M | 0.23% |
11,060,000
-5,060,000
| -31% | -$80M |
|
87
PUT
Shopify
SHOP
$192B
| $143M | 0.22% |
3,426,000
+653,000
| +24% | +$29.4M |
|
88
Sempra
SRE
$54.2B
| $142M | 0.22% |
2,506,210
+1,415,132
| +130% | +$100M |
|
89
PUT
AT&T
T
$173B
| $140M | 0.22% |
6,343,681
-1,412,179
| -18% | -$38.6M |
|
|
ETFC
90
DELISTED
E*Trade Financial Corporation
ETFC
| $137M | 0.21% |
3,991,237
+299,703
| +8% | +$12.7M |
|
91
Chevron
CVX
$403B
| $137M | 0.21% |
1,884,773
+1,512,052
| +406% | +$149M |
|
92
Union Pacific
UNP
$183B
| $136M | 0.21% |
960,763
+83,276
| +9% | +$13.8M |
|
93
Alphabet (Google) Class C
GOOG
$4.18T
| $135M | 0.21% |
2,328,800
+1,758,800
| +309% | +$119M |
|
|
94
Biogen
BIIB
$32B
| $132M | 0.21% |
416,343
-1,167,480
| -74% | -$354M |
|
95
Lockheed Martin
LMT
$130B
| $130M | 0.2% |
383,550
-41,730
| -10% | -$16.4M |
|
96
PUT
Meta Platforms (Facebook)
META
$1.4T
| $130M | 0.2% |
778,500
+401,800
| +107% | +$78.7M |
|
|
97
PUT
Tesla
TSLA
$1.43T
| $128M | 0.2% |
+3,675,000
| New | +$152M |
|
98
Atlassian
TEAM
$43.5B
| $128M | 0.2% |
932,212
+231,011
| +33% | +$32.3M |
|
|
HZNP
99
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
| $128M | 0.2% |
4,317,753
-816,404
| -16% | -$27.6M |
|
|
LSXMA
100
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
| $125M | 0.2% |
5,466,144
+673,182
| +14% | +$21.3M |
|
Similar funds
David Shaw's Q1 2020 Portfolio in Review
As of Q1 2020, David Shaw held 4,498 positions worth $64.1B, down 27% from $87.5B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
David Shaw withdrew a net $5.59B in Q1 2020, closing 626 positions and reducing 1,723 holdings. Its most notable exit was PG&E, an estimated $79M position sold in full.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, David Shaw opened a new position in iShares iBoxx $ Investment Grade Corporate Bond ETF worth $124M.
- David Shaw's largest Q1 2020 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 1,005,000 shares worth $124M.
- David Shaw added most to ExxonMobil in Q1 2020, an estimated $454M increase.
- David Shaw's biggest Q1 2020 reduction was Tesla, cutting an estimated $735M.
- David Shaw fully exited PG&E in Q1 2020, selling an estimated $79M.
- David Shaw's ten largest holdings make up 12% of its $64.1B portfolio in Q1 2020.
- David Shaw opened 538 new positions and closed 626 in Q1 2020.
- David Shaw's portfolio value fell 27% quarter-over-quarter to $64.1B.
Based on D.E. Shaw & Co's 13F filing for Q1 2020, filed 15 May 2020.