David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$528M |
| 2 |
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
|
+$447M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$242M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$233M |
| 5 |
Meta Platforms (Facebook)
META
|
+$209M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$751M |
| 2 |
Pfizer
PFE
|
+$320M |
| 3 |
BMC
BMC SOFTWARE, INC
BMC
|
+$264M |
| 4 |
Visa
V
|
+$201M |
| 5 |
McDonald's
MCD
|
+$161M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.42% |
| 2 | Consumer Discretionary | 7% |
| 3 | Financials | 6.95% |
| 4 | Healthcare | 6.82% |
| 5 | Communication Services | 6.11% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
UnitedHealth
UNH
$350B
| $136M | 0.22% |
1,894,317
+532,136
| +39% | +$38.1M |
|
77
Merck
MRK
$376B
| $135M | 0.21% |
2,962,779
+375,770
| +15% | +$17.2M |
|
|
TYC
78
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
| $134M | 0.21% |
3,664,993
-671,165
| -15% | -$24.3M |
|
79
MGM Resorts International
MGM
$11B
| $131M | 0.21% |
6,428,274
+5,648,915
| +725% | +$98.4M |
|
80
PUT
Walmart Inc
WMT
$825B
| $131M | 0.21% |
5,307,600
+1,571,400
| +42% | +$39.6M |
|
|
CTRA
81
DELISTED
Coterra Energy
CTRA
| $130M | 0.21% |
3,485,984
+1,505,342
| +76% | +$56.4M |
|
82
Liberty Global Class C
LBTYK
$3.55B
| $130M | 0.21% |
4,253,174
+635,512
| +18% | +$19.1M |
|
83
eBay
EBAY
$46.3B
| $129M | 0.21% |
5,492,057
-6,794,700
| -55% | -$152M |
|
84
PUT
Starbucks
SBUX
$122B
| $128M | 0.2% |
3,337,400
+830,200
| +33% | +$29.8M |
|
85
PUT
Ford
F
$57.5B
| $128M | 0.2% |
7,576,000
+4,743,300
| +167% | +$80.1M |
|
|
MON
86
DELISTED
Monsanto Co
MON
| $127M | 0.2% |
1,212,331
+232,396
| +24% | +$23.3M |
|
87
Baidu
BIDU
$31.6B
| $126M | 0.2% |
814,624
+431,951
| +113% | +$55.7M |
|
88
SLM Corp
SLM
$4.97B
| $125M | 0.2% |
14,086,984
+260,807
| +2% | +$2.28M |
|
89
CF Industries
CF
$19.6B
| $124M | 0.2% |
2,945,970
-140,200
| -5% | -$5.37M |
|
|
90
Pfizer
PFE
$160B
| $123M | 0.2% |
4,498,714
-11,763,255
| -72% | -$320M |
|
|
DTV
91
DELISTED
DIRECTV COM STK (DE)
DTV
| $121M | 0.19% |
2,025,126
-1,306,543
| -39% | -$80.4M |
|
92
CALL
JPMorgan Chase
JPM
$935B
| $119M | 0.19% |
2,293,500
-745,900
| -25% | -$40M |
|
93
HF Sinclair
DINO
$17.3B
| $118M | 0.19% |
2,800,066
+390,078
| +16% | +$16.9M |
|
|
94
Visa
V
$693B
| $117M | 0.19% |
2,444,864
-4,351,696
| -64% | -$201M |
|
95
International Paper
IP
$22B
| $116M | 0.19% |
2,778,767
+630,198
| +29% | +$28M |
|
|
CELG
96
PUT
DELISTED
Celgene Corp
CELG
| $116M | 0.18% |
1,503,000
+541,000
| +56% | +$37.9M |
|
|
GMCR
97
DELISTED
KEURIG GREEN MTN INC
GMCR
| $116M | 0.18% |
1,533,956
+886,254
| +137% | +$69.9M |
|
|
AGU
98
DELISTED
Agrium
AGU
| $116M | 0.18% |
1,375,000
+525,000
| +62% | +$46M |
|
99
AT&T
T
$173B
| $115M | 0.18% |
4,495,589
-1,978,862
| -31% | -$52M |
|
100
CALL
Boeing
BA
$169B
| $114M | 0.18% |
969,400
+193,800
| +25% | +$20.9M |
|
Similar funds
David Shaw's Q3 2013 Portfolio in Review
As of Q3 2013, David Shaw held 4,679 positions worth $62.7B, up 18% from $53.2B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
David Shaw deployed $4.08B of net new capital in Q3 2013, opening 738 new positions and adding to 1,785 existing holdings. Its largest new stake was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 9.9% a quarter earlier, followed by Consumer Discretionary and Financials.
On the sell side, the largest reduction was Apple, an estimated $751M trimmed.
- David Shaw's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
- David Shaw added most to DELL INC in Q3 2013, an estimated $528M increase.
- David Shaw's biggest Q3 2013 reduction was Apple, cutting an estimated $751M.
- David Shaw fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $264M.
- David Shaw's ten largest holdings make up 14% of its $62.7B portfolio in Q3 2013.
- David Shaw opened 738 new positions and closed 426 in Q3 2013.
- David Shaw's portfolio value rose 18% quarter-over-quarter to $62.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2013, filed 14 Nov 2013.