David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Netflix
NFLX
|
+$408M |
| 2 |
Medtronic
MDT
|
+$271M |
| 3 |
NXP Semiconductors
NXPI
|
+$270M |
| 4 |
Gilead Sciences
GILD
|
+$253M |
| 5 |
Hewlett Packard
HPE
|
+$211M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$424M |
| 2 |
CVS Health
CVS
|
+$391M |
| 3 |
LNKD
LinkedIn Corporation
LNKD
|
+$323M |
| 4 |
Wells Fargo
WFC
|
+$280M |
| 5 |
VMW
VMware, Inc
VMW
|
+$264M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.19% |
| 2 | Healthcare | 10.41% |
| 3 | Financials | 9.12% |
| 4 | Communication Services | 8.45% |
| 5 | Consumer Discretionary | 8.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
951
MarketAxess Holdings
MKTX
$5.72B
| $9.39M | 0.02% |
63,945
-27,589
| -30% | -$4.38M |
|
952
Archrock
AROC
$5.38B
| $9.38M | 0.02% |
710,248
+47,354
| +7% | +$611K |
|
|
TIF
953
CALL
DELISTED
Tiffany & Co.
TIF
| $9.37M | 0.02% |
121,000
-27,000
| -18% | -$2.08M |
|
|
SPPI
954
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
| $9.35M | 0.02% |
2,109,895
+90,525
| +4% | +$380K |
|
955
Cenovus Energy
CVE
$59.3B
| $9.34M | 0.02% |
618,374
+355,116
| +135% | +$5.35M |
|
956
PUT
NetEase
NTES
$78.7B
| $9.32M | 0.02% |
216,500
+200,000
| +1,212% | +$9.55M |
|
957
CALL
Cleveland-Cliffs
CLF
$6.45B
| $9.32M | 0.02% |
1,108,100
+116,700
| +12% | +$879K |
|
958
CNO Financial Group
CNO
$5.02B
| $9.32M | 0.02% |
486,506
+183,570
| +61% | +$3.16M |
|
959
Apple Hospitality REIT
APLE
$3.92B
| $9.31M | 0.02% |
465,737
+217,925
| +88% | +$4.05M |
|
960
Mistras Group
MG
$608M
| $9.29M | 0.02% |
361,681
+3,573
| +1% | +$81.5K |
|
961
CALL
TransDigm Group
TDG
$66.3B
| $9.26M | 0.02% |
37,200
+17,200
| +86% | +$4.52M |
|
962
CALL
Occidental Petroleum
OXY
$60.1B
| $9.26M | 0.02% |
130,000
+125,600
| +2,855% | +$8.92M |
|
963
Veeco
VECO
$2.86B
| $9.24M | 0.02% |
317,051
-55,835
| -15% | -$1.4M |
|
|
EVHC
964
DELISTED
Envision Healthcare Holdings Inc
EVHC
| $9.24M | 0.02% |
145,939
-190,618
| -57% | -$12.5M |
|
965
Telephone and Data Systems
TDS
$3.81B
| $9.23M | 0.02% |
319,805
+221,234
| +224% | +$6.03M |
|
966
PUT
Expedia Group
EXPE
$40.7B
| $9.21M | 0.02% |
81,300
-7,400
| -8% | -$903K |
|
967
CALL
Kimberly-Clark
KMB
$37B
| $9.21M | 0.02% |
80,700
-17,600
| -18% | -$2.04M |
|
|
TGI
968
DELISTED
Triumph Group
TGI
| $9.21M | 0.02% |
347,447
+277,661
| +398% | +$7.38M |
|
969
Ecolab
ECL
$80.4B
| $9.2M | 0.02% |
78,501
+37,810
| +93% | +$4.43M |
|
970
PUT
Trip.com Group
TCOM
$29B
| $9.2M | 0.02% |
230,000
-1,100
| -0.5% | -$48.1K |
|
|
CHUBK
971
DELISTED
CommerceHub, Inc. Series C Common Stock
CHUBK
| $9.19M | 0.02% |
611,309
+37,189
| +6% | +$558K |
|
|
IOC
972
DELISTED
Interoil Corporation
IOC
| $9.19M | 0.02% |
193,085
-51,943
| -21% | -$2.54M |
|
973
Progress Software
PRGS
$1.78B
| $9.19M | 0.02% |
287,694
-60,619
| -17% | -$1.76M |
|
974
Eversource Energy
ES
$26.8B
| $9.18M | 0.02% |
166,263
-153,278
| -48% | -$8.19M |
|
975
Unilever
UL
$141B
| $9.18M | 0.02% |
+200,508
| New | +$9.35M |
|
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David Shaw's Q4 2016 Portfolio in Review
As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.
David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
- David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
- David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
- David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
- David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
- David Shaw opened 462 new positions and closed 397 in Q4 2016.
- David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.
Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.