David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
951
CALL
Cheniere Energy
LNG
$58B
| $8.67M | 0.02% |
198,900
+27,100
| +16% | +$1.14M |
|
952
Archrock
AROC
$5.38B
| $8.67M | 0.02% |
662,894
-174,095
| -21% | -$1.87M |
|
953
CALL
Southern Company
SO
$104B
| $8.64M | 0.02% |
168,400
+98,000
| +139% | +$5.16M |
|
954
Atlanta Braves Holdings Series B
BATRK
$3.37B
| $8.63M | 0.02% |
496,853
-38,746
| -7% | -$630K |
|
955
Nabors Industries
NBR
$1.31B
| $8.61M | 0.02% |
+14,161
| New | +$6.98M |
|
956
CALL
Honeywell
HON
$68.1B
| $8.6M | 0.02% |
82,132
-8,235
| -9% | -$861K |
|
957
Illumina
ILMN
$33.7B
| $8.59M | 0.02% |
48,599
+42,644
| +716% | +$6.82M |
|
|
EXPR
958
DELISTED
Express, Inc.
EXPR
| $8.59M | 0.02% |
36,409
+24,283
| +200% | +$6.58M |
|
959
PUT
Applied Materials
AMAT
$384B
| $8.58M | 0.02% |
284,700
+244,700
| +612% | +$6.83M |
|
|
KCG
960
DELISTED
KCG Holdings, Inc.
KCG
| $8.57M | 0.02% |
552,100
-101,163
| -15% | -$1.47M |
|
961
KBR
KBR
$4.75B
| $8.54M | 0.02% |
564,428
-280,278
| -33% | -$4.12M |
|
962
Interface
TILE
$2.21B
| $8.51M | 0.02% |
509,765
+174,869
| +52% | +$2.92M |
|
963
Church & Dwight Co
CHD
$24.3B
| $8.51M | 0.02% |
177,492
-745,526
| -81% | -$36.8M |
|
|
GCP
964
DELISTED
GCP Applied Technologies Inc.
GCP
| $8.49M | 0.02% |
299,858
-52,612
| -15% | -$1.46M |
|
965
TripAdvisor
TRIP
$1.19B
| $8.47M | 0.01% |
134,019
-84,451
| -39% | -$5.43M |
|
966
PUT
Boston Beer
SAM
$1.95B
| $8.46M | 0.01% |
54,500
| – | – |
|
967
Agnico Eagle Mines
AEM
$110B
| $8.45M | 0.01% |
156,002
-25,316
| -14% | -$1.39M |
|
968
Entegris
ENTG
$21.1B
| $8.44M | 0.01% |
484,565
+87,163
| +22% | +$1.43M |
|
|
CNR
969
DELISTED
Cornerstone Building Brands, Inc.
CNR
| $8.44M | 0.01% |
578,488
+172,315
| +42% | +$2.78M |
|
|
VER
970
DELISTED
VEREIT, Inc.
VER
| $8.41M | 0.01% |
162,141
+158,484
| +4,334% | +$8.25M |
|
971
Mistras Group
MG
$608M
| $8.4M | 0.01% |
358,108
+124,506
| +53% | +$3.05M |
|
|
SNBR
972
DELISTED
Sleep Number
SNBR
| $8.36M | 0.01% |
387,134
-233,979
| -38% | -$5.76M |
|
|
MSCC
973
DELISTED
Microsemi Corp
MSCC
| $8.36M | 0.01% |
199,024
+149,639
| +303% | +$5.73M |
|
|
RPTP
974
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
| $8.36M | 0.01% |
931,488
-1,019,667
| -52% | -$7.25M |
|
975
CALL
Capital One
COF
$133B
| $8.35M | 0.01% |
+116,300
| New | +$7.99M |
|
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David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.