David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGN
Allergan plc
AGN
|
+$397M |
| 2 |
YHOO
Yahoo Inc
YHOO
|
+$342M |
| 3 |
Bank of America
BAC
|
+$322M |
| 4 |
Citigroup
C
|
+$260M |
| 5 |
Booking.com
BKNG
|
+$219M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
PCP
PRECISION CASTPARTS CORP
PCP
|
+$637M |
| 2 |
BRCM
BROADCOM CORP CL-A
BRCM
|
+$397M |
| 3 |
Gilead Sciences
GILD
|
+$358M |
| 4 |
Phillips 66
PSX
|
+$330M |
| 5 |
Apple
AAPL
|
+$320M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 13.78% |
| 2 | Technology | 11.11% |
| 3 | Financials | 10% |
| 4 | Consumer Discretionary | 8.83% |
| 5 | Communication Services | 8.61% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
951
CALL
Palo Alto Networks
PANW
$277B
| $8.22M | 0.01% |
302,400
-205,800
| -40% | -$5.06M |
|
952
IPG Photonics
IPGP
$3.05B
| $8.22M | 0.01% |
85,536
+11,538
| +16% | +$979K |
|
|
AIV
953
Aimco
AIV
$375M
| $8.21M | 0.01% |
1,474,471
+1,434,783
| +3,615% | +$7.35M |
|
954
CALL
Delta Air Lines
DAL
$55B
| $8.21M | 0.01% |
168,700
-404,000
| -71% | -$18.9M |
|
|
TWC
955
PUT
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
| $8.19M | 0.01% |
40,000
| – | – |
|
956
Stratasys
SSYS
$693M
| $8.16M | 0.01% |
314,976
+293,954
| +1,398% | +$5.99M |
|
|
XXIA
957
DELISTED
Ixia
XXIA
| $8.16M | 0.01% |
654,740
+196,754
| +43% | +$2.09M |
|
958
Benchmark Electronics
BHE
$2.58B
| $8.14M | 0.01% |
353,047
+48,049
| +16% | +$1.01M |
|
|
VRNT
959
DELISTED
Verint Systems
VRNT
| $8.13M | 0.01% |
478,344
-94,167
| -16% | -$1.72M |
|
960
Kaiser Aluminum
KALU
$2.51B
| $8.1M | 0.01% |
95,747
-31,420
| -25% | -$2.47M |
|
|
COWN
961
DELISTED
Cowen Inc. Class A Common Stock
COWN
| $8.09M | 0.01% |
530,944
-7,069
| -1% | -$92.6K |
|
962
CALL
BP
BP
$110B
| $8.09M | 0.01% |
318,636
-714,168
| -69% | -$18M |
|
|
ENIA
963
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
| $8.04M | 0.01% |
1,072,834
+463,895
| +76% | +$3.11M |
|
|
LQ
964
DELISTED
La Quinta Holdings Inc.
LQ
| $8.04M | 0.01% |
642,876
+307,181
| +92% | +$3.49M |
|
|
HOS
965
DELISTED
Hornbeck Offshore Services, Inc.
HOS
| $8.02M | 0.01% |
807,699
+267,257
| +49% | +$2.24M |
|
966
Vera Bradley
VRA
$91M
| $8M | 0.01% |
393,044
-98,984
| -20% | -$1.62M |
|
967
RH
RH
$2.67B
| $7.98M | 0.01% |
190,470
+182,623
| +2,327% | +$9.34M |
|
|
SKX
968
CALL
DELISTED
Skechers
SKX
| $7.98M | 0.01% |
262,000
-158,200
| -38% | -$4.76M |
|
969
Dolby
DLB
$6.19B
| $7.97M | 0.01% |
183,390
-128,685
| -41% | -$4.78M |
|
970
SM Energy
SM
$8.49B
| $7.96M | 0.01% |
424,478
+372,599
| +718% | +$5.14M |
|
971
Banco Santander Chile
BSAC
$17B
| $7.92M | 0.01% |
409,266
+325,011
| +386% | +$5.74M |
|
|
ICPT
972
CALL
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
| $7.89M | 0.01% |
61,400
+13,900
| +29% | +$1.64M |
|
973
Darden Restaurants
DRI
$25B
| $7.88M | 0.01% |
118,936
-45,216
| -28% | -$2.86M |
|
|
NRF
974
DELISTED
NorthStar Realty Finance Corp.
NRF
| $7.88M | 0.01% |
600,947
+395,748
| +193% | +$4.85M |
|
975
CALL
CVS Health
CVS
$119B
| $7.88M | 0.01% |
76,000
-97,600
| -56% | -$9.49M |
|
Similar funds
David Shaw's Q1 2016 Portfolio in Review
As of Q1 2016, David Shaw held 4,137 positions worth $55.7B, down 17% from $67.2B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.
David Shaw withdrew a net $9.72B in Q1 2016, closing 773 positions and reducing 1,495 holdings. Its most notable exit was PRECISION CASTPARTS CORP, an estimated $637M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 14% of assets, up from 13% a quarter earlier, followed by Technology and Financials.
Against the trend, David Shaw opened a new position in EQT Corp worth $47.6M.
- David Shaw's largest Q1 2016 buy was EQT Corp: 1,300,361 shares worth $47.6M.
- David Shaw added most to Allergan plc in Q1 2016, an estimated $397M increase.
- David Shaw's biggest Q1 2016 reduction was Gilead Sciences, cutting an estimated $358M.
- David Shaw fully exited PRECISION CASTPARTS CORP in Q1 2016, selling an estimated $637M.
- David Shaw's ten largest holdings make up 9.5% of its $55.7B portfolio in Q1 2016.
- David Shaw opened 382 new positions and closed 773 in Q1 2016.
- David Shaw's portfolio value fell 17% quarter-over-quarter to $55.7B.
Based on D.E. Shaw & Co's 13F filing for Q1 2016, filed 16 May 2016.