David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ATVI
Activision Blizzard
ATVI
|
+$757M |
| 2 |
Alibaba
BABA
|
+$544M |
| 3 |
Booking.com
BKNG
|
+$475M |
| 4 |
XLNX
Xilinx Inc
XLNX
|
+$377M |
| 5 |
Caterpillar
CAT
|
+$285M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$1.07B |
| 2 |
Amazon
AMZN
|
+$486M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$443M |
| 4 |
Salesforce
CRM
|
+$363M |
| 5 |
Qualcomm
QCOM
|
+$352M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.87% |
| 2 | Consumer Discretionary | 9.92% |
| 3 | Healthcare | 7.34% |
| 4 | Financials | 7.06% |
| 5 | Communication Services | 6.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
926
CALL
Tilray
TLRY
$649M
| $19.6M | 0.02% |
173,520
+51,450
| +42% | +$7.05M |
|
927
PUT
Cisco
CSCO
$434B
| $19.6M | 0.02% |
359,800
+19,800
| +6% | +$1.11M |
|
|
WAVC.U
928
DELISTED
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
| $19.5M | 0.02% |
+1,980,000
| New | +$19.6M |
|
929
PUT
First Solar
FSLR
$22.4B
| $19.5M | 0.02% |
204,100
-45,700
| -18% | -$4.24M |
|
930
CALL
Martin Marietta Materials
MLM
$37.9B
| $19.5M | 0.02% |
57,000
-100
| -0.2% | -$36.4K |
|
931
Usana Health Sciences
USNA
$251M
| $19.4M | 0.02% |
210,753
-2,879
| -1% | -$277K |
|
932
Brown-Forman Class B
BF.B
$13.2B
| $19.4M | 0.02% |
289,617
+183,101
| +172% | +$13M |
|
|
CRHC
933
DELISTED
Cohn Robbins Holdings Corp.
CRHC
| $19.4M | 0.02% |
1,975,603
+240,571
| +14% | +$2.36M |
|
934
Acuity Brands
AYI
$10.1B
| $19.4M | 0.02% |
111,765
-52,512
| -32% | -$9.21M |
|
935
PUT
Macy's
M
$6.1B
| $19.3M | 0.02% |
855,600
+308,800
| +56% | +$6.18M |
|
936
Ingersoll Rand
IR
$31B
| $19.3M | 0.02% |
383,437
+191,144
| +99% | +$9.73M |
|
937
Aecom
ACM
$8.36B
| $19.3M | 0.02% |
306,014
-173,065
| -36% | -$11M |
|
|
BOAC
938
DELISTED
Bluescape Opportunities Acquisition Corp.
BOAC
| $19.3M | 0.02% |
1,967,197
+1,358,516
| +223% | +$13.3M |
|
939
Eversource Energy
ES
$26.8B
| $19.3M | 0.02% |
235,735
-668,385
| -74% | -$58M |
|
940
PUT
Humana
HUM
$46.4B
| $19.3M | 0.02% |
49,500
+20,800
| +72% | +$8.83M |
|
|
VTLE
941
DELISTED
Vital Energy
VTLE
| $19.2M | 0.02% |
237,416
-119,170
| -33% | -$7.28M |
|
942
Dover
DOV
$27.4B
| $19.2M | 0.02% |
123,567
-166,967
| -57% | -$27.7M |
|
943
Raymond James Financial
RJF
$34B
| $19.2M | 0.02% |
208,102
+36,260
| +21% | +$3.25M |
|
944
PUT
Equinix
EQIX
$104B
| $19.2M | 0.02% |
24,300
-15,700
| -39% | -$13M |
|
945
CALL
Spotify
SPOT
$111B
| $19.2M | 0.02% |
85,000
+16,200
| +24% | +$3.82M |
|
|
GRMN
946
Garmin
GRMN
$56.2B
| $19.1M | 0.02% |
123,035
-116,086
| -49% | -$18.9M |
|
947
G-III Apparel Group
GIII
$1.43B
| $19.1M | 0.02% |
674,950
-88,206
| -12% | -$2.66M |
|
948
Scotiabank
BNS
$106B
| $19.1M | 0.02% |
310,024
-152,417
| -33% | -$9.53M |
|
949
Curtiss-Wright
CW
$22.7B
| $19M | 0.02% |
150,812
-51,938
| -26% | -$6.21M |
|
|
EQC
950
DELISTED
Equity Commonwealth
EQC
| $19M | 0.02% |
732,302
+195,515
| +36% | +$5.14M |
|
Similar funds
David Shaw's Q3 2021 Portfolio in Review
As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.
David Shaw withdrew a net $8.92B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.
By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, David Shaw opened a new position in Sea Limited worth $206M.
- David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
- David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
- David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
- David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
- David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
- David Shaw opened 915 new positions and closed 695 in Q3 2021.
- David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.
Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.