David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$446M |
| 2 |
SLB Ltd
SLB
|
+$276M |
| 3 |
Apple
AAPL
|
+$267M |
| 4 |
Johnson & Johnson
JNJ
|
+$244M |
| 5 |
TJX Companies
TJX
|
+$216M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walt Disney
DIS
|
+$304M |
| 2 |
Amazon
AMZN
|
+$289M |
| 3 |
YHOO
Yahoo Inc
YHOO
|
+$274M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$204M |
| 5 |
Bristol-Myers Squibb
BMY
|
+$196M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.94% |
| 2 | Healthcare | 11.06% |
| 3 | Financials | 9.65% |
| 4 | Consumer Discretionary | 9.31% |
| 5 | Communication Services | 8.79% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
926
DNOW Inc
DNOW
$2.84B
| $8.87M | 0.02% |
522,804
+354,351
| +210% | +$6.97M |
|
927
PUT
Under Armour
UAA
$2.23B
| $8.86M | 0.02% |
448,100
-47,600
| -10% | -$1.11M |
|
928
Interface
TILE
$2.23B
| $8.85M | 0.02% |
464,625
+15,470
| +3% | +$286K |
|
|
ICPT
929
PUT
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
| $8.81M | 0.02% |
77,900
-72,700
| -48% | -$8.49M |
|
930
Mercury Systems
MRCY
$5.23B
| $8.76M | 0.02% |
224,192
-164,519
| -42% | -$5.85M |
|
931
Open Text
OTEX
$5.86B
| $8.73M | 0.02% |
257,131
-93,431
| -27% | -$3.11M |
|
|
NVO
932
Novo Nordisk
NVO
$213B
| $8.72M | 0.02% |
508,590
-78,324
| -13% | -$1.36M |
|
933
Smith & Wesson
SWBI
$608M
| $8.71M | 0.02% |
572,270
+395,857
| +224% | +$6.04M |
|
934
PUT
Molson Coors Class B
TAP
$7.87B
| $8.71M | 0.02% |
91,000
-11,400
| -11% | -$1.11M |
|
|
GG
935
DELISTED
Goldcorp Inc
GG
| $8.68M | 0.02% |
595,011
+375,654
| +171% | +$5.87M |
|
936
Simon Property Group
SPG
$71.2B
| $8.67M | 0.02% |
50,413
-127,579
| -72% | -$22.8M |
|
937
Elevance Health
ELV
$86.6B
| $8.65M | 0.02% |
52,325
-303,487
| -85% | -$48.3M |
|
938
Zoetis
ZTS
$31.9B
| $8.63M | 0.02% |
161,728
-519,392
| -76% | -$28.1M |
|
939
Darling Ingredients
DAR
$9.9B
| $8.62M | 0.02% |
593,436
-63,074
| -10% | -$831K |
|
940
Toronto Dominion Bank
TD
$196B
| $8.61M | 0.02% |
172,204
+139,088
| +420% | +$7.11M |
|
|
SKX
941
DELISTED
Skechers
SKX
| $8.6M | 0.02% |
+313,129
| New | +$8.12M |
|
|
NXTM
942
DELISTED
NxStage Medical Inc.
NXTM
| $8.59M | 0.02% |
320,226
+24,732
| +8% | +$683K |
|
943
Four Corners Property Trust
FCPT
$2.79B
| $8.56M | 0.02% |
374,975
+66,082
| +21% | +$1.42M |
|
944
CBIZ
CBZ
$2.96B
| $8.56M | 0.02% |
631,587
+21,630
| +4% | +$291K |
|
945
PUT
Western Digital
WDC
$160B
| $8.55M | 0.02% |
137,063
-948,757
| -87% | -$54.5M |
|
|
CTRL
946
DELISTED
Control4 Corporation
CTRL
| $8.54M | 0.02% |
540,810
+306,973
| +131% | +$4.11M |
|
|
JCP
947
PUT
DELISTED
J.C. Penney Company, Inc.
JCP
| $8.53M | 0.02% |
+1,385,400
| New | +$9.16M |
|
|
KNL
948
DELISTED
Knoll, Inc.
KNL
| $8.53M | 0.02% |
358,272
-115,676
| -24% | -$2.86M |
|
949
PUT
Comcast
CMCSA
$96.5B
| $8.52M | 0.02% |
226,600
+180,000
| +386% | +$6.68M |
|
950
PUT
Thermo Fisher Scientific
TMO
$232B
| $8.51M | 0.02% |
55,400
| – | – |
|
Similar funds
David Shaw's Q1 2017 Portfolio in Review
As of Q1 2017, David Shaw held 3,844 positions worth $56.9B, down 3.4% from $58.9B the previous quarter. Its ten largest holdings account for 9.7% of the portfolio.
David Shaw withdrew a net $5.64B in Q1 2017, closing 599 positions and reducing 1,534 holdings. Its most notable exit was Dick's Sporting Goods, an estimated $62.3M position sold in full.
By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
Against the trend, David Shaw opened a new position in C&J Energy Services, Inc. worth $131M.
- David Shaw's largest Q1 2017 buy was C&J Energy Services, Inc.: 3,857,413 shares worth $131M.
- David Shaw added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $446M increase.
- David Shaw's biggest Q1 2017 reduction was Walt Disney, cutting an estimated $304M.
- David Shaw fully exited Dick's Sporting Goods in Q1 2017, selling an estimated $62.3M.
- David Shaw's ten largest holdings make up 9.7% of its $56.9B portfolio in Q1 2017.
- David Shaw opened 437 new positions and closed 599 in Q1 2017.
- David Shaw's portfolio value fell 3.4% quarter-over-quarter to $56.9B.
Based on D.E. Shaw & Co's 13F filing for Q1 2017, filed 15 May 2017.