David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
926
CALL
Macy's
M
$6.1B
| $9.03M | 0.02% |
243,700
-1,400
| -0.6% | -$50.7K |
|
927
Baytex Energy
BTE
$3.3B
| $8.99M | 0.02% |
+2,116,762
| New | +$10.2M |
|
|
WNR
928
PUT
DELISTED
Western Refining Inc
WNR
| $8.98M | 0.02% |
339,500
+50,000
| +17% | +$1.18M |
|
929
Wolverine World Wide
WWW
$1.71B
| $8.97M | 0.02% |
389,633
-399,350
| -51% | -$9.29M |
|
930
Mercado Libre
MELI
$98.8B
| $8.97M | 0.02% |
48,489
-43,261
| -47% | -$7.17M |
|
|
OCLR
931
DELISTED
Oclaro Inc.
OCLR
| $8.96M | 0.02% |
+1,048,202
| New | +$7.29M |
|
932
PUT
Cheniere Energy
LNG
$58B
| $8.96M | 0.02% |
205,500
+63,700
| +45% | +$2.69M |
|
|
FTR
933
DELISTED
Frontier Communications Corp.
FTR
| $8.95M | 0.02% |
143,391
-131,071
| -48% | -$9.34M |
|
934
State Street SPDR S&P Regional Banking ETF
KRE
$4.06B
| $8.93M | 0.02% |
211,184
| – | – |
|
|
GAP
935
PUT
The Gap Inc
GAP
$7.33B
| $8.9M | 0.02% |
400,100
+30,000
| +8% | +$724K |
|
936
Innoviva
INVA
$1.52B
| $8.88M | 0.02% |
808,436
+304,793
| +61% | +$3.56M |
|
937
Murphy USA
MUSA
$10.4B
| $8.88M | 0.02% |
124,415
-301,761
| -71% | -$22.5M |
|
|
ZNGA
938
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
| $8.84M | 0.02% |
3,036,999
+339,909
| +13% | +$947K |
|
939
CALL
Acuity Brands
AYI
$10.1B
| $8.81M | 0.02% |
33,300
+14,100
| +73% | +$3.75M |
|
940
Ford
F
$55.5B
| $8.79M | 0.02% |
728,284
+571,654
| +365% | +$7.21M |
|
941
Liquidity Services
LQDT
$1.35B
| $8.79M | 0.02% |
781,750
-6,230
| -0.8% | -$57.5K |
|
942
CALL
Whirlpool
WHR
$2.62B
| $8.77M | 0.02% |
54,100
-28,400
| -34% | -$5.03M |
|
943
CALL
APA Corp
APA
$15.1B
| $8.77M | 0.02% |
137,300
+17,900
| +15% | +$978K |
|
944
XPO
XPO
$22.5B
| $8.76M | 0.02% |
+690,659
| New | +$7.81M |
|
945
Revvity
RVTY
$13.7B
| $8.75M | 0.02% |
156,023
-176,152
| -53% | -$9.61M |
|
|
ZIONW
946
DELISTED
Zions Bancorporation N.A. Warrants
ZIONW
| $8.7M | 0.02% |
2,148,700
| – | – |
|
947
HF Sinclair
DINO
$16.9B
| $8.7M | 0.02% |
355,121
+184,742
| +108% | +$4.64M |
|
948
Parker-Hannifin
PH
$128B
| $8.7M | 0.02% |
69,292
-25,097
| -27% | -$2.99M |
|
|
PXD
949
PUT
DELISTED
Pioneer Natural Resource Co.
PXD
| $8.69M | 0.02% |
46,800
-5,900
| -11% | -$1M |
|
950
Kirby Corp
KEX
$7.32B
| $8.68M | 0.02% |
139,652
-31,164
| -18% | -$1.79M |
|
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David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.