David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
901
W.P. Carey
WPC
$16.3B
| $9.45M | 0.02% |
149,559
-87,731
| -37% | -$5.85M |
|
|
VVC
902
DELISTED
Vectren Corporation
VVC
| $9.45M | 0.02% |
188,153
+83,473
| +80% | +$4.23M |
|
|
NFX
903
DELISTED
Newfield Exploration
NFX
| $9.44M | 0.02% |
217,297
-11,189
| -5% | -$492K |
|
|
SPPI
904
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
| $9.43M | 0.02% |
2,019,370
-89,244
| -4% | -$529K |
|
905
SLM Corp
SLM
$4.95B
| $9.38M | 0.02% |
1,255,246
-213,060
| -15% | -$1.53M |
|
906
ASML
ASML
$668B
| $9.35M | 0.02% |
85,306
-60,184
| -41% | -$6.37M |
|
907
Adecoagro
AGRO
$1.62B
| $9.34M | 0.02% |
818,471
-274,619
| -25% | -$2.9M |
|
908
PUT
Mercado Libre
MELI
$98.8B
| $9.32M | 0.02% |
+50,400
| New | +$8.35M |
|
909
Hawaiian Electric Industries
HE
$1.97B
| $9.31M | 0.02% |
311,831
+267,938
| +610% | +$8.23M |
|
|
QGENF
910
DELISTED
QIAGEN NV
QGENF
| $9.3M | 0.02% |
338,720
-6,129
| -2% | -$168K |
|
|
DOOR
911
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
| $9.29M | 0.02% |
149,461
-21,423
| -13% | -$1.44M |
|
|
GXP
912
DELISTED
Great Plains Energy Incorporated
GXP
| $9.28M | 0.02% |
339,850
-333,107
| -49% | -$9.53M |
|
|
WPX
913
DELISTED
WPX Energy, Inc.
WPX
| $9.25M | 0.02% |
701,391
-2,769,059
| -80% | -$30.8M |
|
|
ARGO
914
DELISTED
Argo Group International Holdings, Ltd.
ARGO
| $9.23M | 0.02% |
188,192
-42,452
| -18% | -$2.02M |
|
915
CALL
Expedia Group
EXPE
$40.7B
| $9.21M | 0.02% |
78,900
+29,000
| +58% | +$3.28M |
|
916
PUT
Consolidated Edison
ED
$39.8B
| $9.2M | 0.02% |
122,200
+33,000
| +37% | +$2.56M |
|
917
Neurocrine Biosciences
NBIX
$15.6B
| $9.2M | 0.02% |
181,671
+146,220
| +412% | +$7.28M |
|
918
QuidelOrtho
QDEL
$994M
| $9.15M | 0.02% |
414,382
-18,033
| -4% | -$385K |
|
919
NRG Energy
NRG
$23.5B
| $9.14M | 0.02% |
815,076
+678,486
| +497% | +$8.84M |
|
|
CHUBK
920
DELISTED
CommerceHub, Inc. Series C Common Stock
CHUBK
| $9.13M | 0.02% |
+574,120
| New | +$8.12M |
|
921
CALL
EOG Resources
EOG
$78.8B
| $9.11M | 0.02% |
94,200
+1,700
| +2% | +$149K |
|
|
JOYY
922
CALL
JOYY Inc
JOYY
$3.7B
| $9.11M | 0.02% |
170,900
+50,000
| +41% | +$2.28M |
|
|
CMA.WS
923
DELISTED
Comerica Incorporated Ws
CMA.WS
| $9.1M | 0.02% |
500,000
| – | – |
|
|
ANSS
924
DELISTED
Ansys
ANSS
| $9.07M | 0.02% |
97,946
+20,036
| +26% | +$1.87M |
|
|
MGLN
925
DELISTED
Magellan Health Services, Inc.
MGLN
| $9.07M | 0.02% |
168,769
+15,846
| +10% | +$955K |
|
Similar funds
David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.