David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
IBM
IBM
|
+$339M |
| 2 |
James River Group Holdings
JRVR
|
+$309M |
| 3 |
Phillips 66
PSX
|
+$252M |
| 4 |
LyondellBasell Industries
LYB
|
+$251M |
| 5 |
DuPont de Nemours
DD
|
+$250M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$693M |
| 2 |
Alibaba
BABA
|
+$408M |
| 3 |
Booking.com
BKNG
|
+$406M |
| 4 |
YHOO
Yahoo Inc
YHOO
|
+$284M |
| 5 |
Micron Technology
MU
|
+$265M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.71% |
| 2 | Energy | 8.64% |
| 3 | Consumer Discretionary | 8.27% |
| 4 | Healthcare | 7.23% |
| 5 | Communication Services | 6.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
901
PUT
Campbell Soup
CPB
$7.2B
| $13.6M | 0.02% |
309,700
| – | – |
|
|
CAJ
902
DELISTED
Canon, Inc.
CAJ
| $13.6M | 0.02% |
428,131
-81,732
| -16% | -$2.58M |
|
|
WPG
903
DELISTED
Washington Prime Group Inc.
WPG
| $13.6M | 0.02% |
87,459
-27,731
| -24% | -$4.29M |
|
904
Humana
HUM
$46.4B
| $13.5M | 0.02% |
94,084
-27,426
| -23% | -$3.75M |
|
905
ManpowerGroup
MAN
$2.86B
| $13.5M | 0.02% |
197,646
-31,509
| -14% | -$2.09M |
|
906
Waste Management
WM
$90.5B
| $13.5M | 0.02% |
+262,495
| New | +$12.8M |
|
|
TIF
907
CALL
DELISTED
Tiffany & Co.
TIF
| $13.4M | 0.02% |
125,200
-30,000
| -19% | -$3M |
|
908
CALL
Eaton
ETN
$159B
| $13.4M | 0.02% |
196,800
-20,800
| -10% | -$1.37M |
|
909
CALL
PNC Financial Services
PNC
$97.2B
| $13.4M | 0.02% |
146,400
| – | – |
|
|
ABMD
910
DELISTED
Abiomed Inc
ABMD
| $13.3M | 0.02% |
350,338
+264,269
| +307% | +$8.34M |
|
911
PUT
Mercado Libre
MELI
$98.8B
| $13.3M | 0.02% |
104,400
| – | – |
|
912
CALL
Bristol-Myers Squibb
BMY
$137B
| $13.3M | 0.02% |
225,700
+112,000
| +99% | +$6.32M |
|
913
MBIA
MBI
$250M
| $13.3M | 0.02% |
1,392,528
-144,769
| -9% | -$1.4M |
|
914
PUT
Stratasys
SSYS
$670M
| $13.2M | 0.02% |
159,100
-24,800
| -13% | -$2.54M |
|
|
HOT
915
PUT
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
| $13.2M | 0.02% |
162,800
| – | – |
|
916
PUT
Stanley Black & Decker
SWK
$14.9B
| $13.2M | 0.02% |
137,300
-10,000
| -7% | -$922K |
|
|
X
917
DELISTED
US Steel
X
| $13.2M | 0.02% |
492,926
-715,669
| -59% | -$23.9M |
|
|
AHL
918
DELISTED
ASPEN Insurance Holding Limited
AHL
| $13.1M | 0.02% |
299,486
+279,002
| +1,362% | +$12.1M |
|
919
PUT
State Street
STT
$52.4B
| $13.1M | 0.02% |
166,700
| – | – |
|
|
BNY
920
Bank of New York Mellon
BNY
$110B
| $13.1M | 0.02% |
322,103
-393,634
| -55% | -$15.4M |
|
921
Mitsubishi UFJ Financial
MUFG
$248B
| $13M | 0.02% |
2,358,542
+525,591
| +29% | +$2.93M |
|
922
CALL
Western Digital
WDC
$157B
| $13M | 0.02% |
155,849
+16,405
| +12% | +$1.24M |
|
923
Radian Group
RDN
$4.86B
| $13M | 0.02% |
776,021
-497,535
| -39% | -$8.02M |
|
924
CALL
Elevance Health
ELV
$87.3B
| $13M | 0.02% |
103,100
-34,600
| -25% | -$4.28M |
|
|
PNRA
925
PUT
DELISTED
Panera Bread Co
PNRA
| $13M | 0.02% |
74,100
-11,000
| -13% | -$1.83M |
|
Similar funds
David Shaw's Q4 2014 Portfolio in Review
As of Q4 2014, David Shaw held 4,575 positions worth $77.8B, up 0.73% from $77.2B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
David Shaw's Q4 2014 filing shows 517 new, 1,382 increased, 1,468 reduced and 614 closed positions. Its largest new stake was James River Group Holdings: 14,047,238 shares worth $320M. The largest sale was Apple, an estimated $693M.
By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 9.2% a quarter earlier, followed by Energy and Consumer Discretionary.
- David Shaw's largest Q4 2014 buy was James River Group Holdings: 14,047,238 shares worth $320M.
- David Shaw added most to IBM in Q4 2014, an estimated $339M increase.
- David Shaw's biggest Q4 2014 reduction was Apple, cutting an estimated $693M.
- David Shaw fully exited TIM HORTONS INC COM, CANADA in Q4 2014, selling an estimated $110M.
- David Shaw's ten largest holdings make up 11% of its $77.8B portfolio in Q4 2014.
- David Shaw opened 517 new positions and closed 614 in Q4 2014.
- David Shaw's portfolio value rose 0.73% quarter-over-quarter to $77.8B.
Based on D.E. Shaw & Co's 13F filing for Q4 2014, filed 17 Feb 2015.