David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
876
Scotiabank
BNS
$106B
| $9.95M | 0.02% |
187,700
+17,411
| +10% | +$900K |
|
|
DNR
877
DELISTED
Denbury Resources, Inc.
DNR
| $9.94M | 0.02% |
3,077,290
-458,529
| -13% | -$1.4M |
|
878
CALL
Gen Digital
GEN
$17.4B
| $9.93M | 0.02% |
+395,400
| New | +$8.99M |
|
879
Universal Health Services
UHS
$10.4B
| $9.86M | 0.02% |
80,011
-41,004
| -34% | -$5.19M |
|
880
Regal Rexnord
RRX
$10.8B
| $9.82M | 0.02% |
165,139
+113,754
| +221% | +$6.84M |
|
|
IPHI
881
DELISTED
INPHI CORPORATION
IPHI
| $9.82M | 0.02% |
225,789
+161,519
| +251% | +$6.24M |
|
|
XOXO
882
DELISTED
Xo Group Inc
XOXO
| $9.82M | 0.02% |
508,251
-24,838
| -5% | -$458K |
|
883
Genworth Financial
GNW
$3.74B
| $9.82M | 0.02% |
+1,979,104
| New | +$7.6M |
|
884
Metallus
MTUS
$776M
| $9.79M | 0.02% |
936,701
+19,233
| +2% | +$191K |
|
885
HUB Group
HUBG
$2.46B
| $9.77M | 0.02% |
479,352
+32,108
| +7% | +$653K |
|
|
TLRD
886
DELISTED
Tailored Brands, Inc.
TLRD
| $9.76M | 0.02% |
621,916
+325,722
| +110% | +$4.74M |
|
887
CALL
Martin Marietta Materials
MLM
$32B
| $9.74M | 0.02% |
54,400
+3,100
| +6% | +$592K |
|
|
PNRA
888
CALL
DELISTED
Panera Bread Co
PNRA
| $9.74M | 0.02% |
50,000
| – | – |
|
|
WEB
889
DELISTED
Web.com Group, Inc.
WEB
| $9.73M | 0.02% |
563,562
-179,369
| -24% | -$3.21M |
|
890
CALL
Ford
F
$55.5B
| $9.7M | 0.02% |
803,900
-11,900
| -1% | -$150K |
|
891
Orthofix Medical
OFIX
$399M
| $9.65M | 0.02% |
225,586
-70,375
| -24% | -$3.14M |
|
892
CALL
Exelon
EXC
$45.7B
| $9.61M | 0.02% |
404,757
| – | – |
|
893
Semtech
SMTC
$11.3B
| $9.57M | 0.02% |
345,144
-5,161
| -1% | -$133K |
|
894
CALL
Dollar Tree
DLTR
$26.3B
| $9.53M | 0.02% |
120,700
+30,000
| +33% | +$2.7M |
|
895
PUT
Wheaton Precious Metals
WPM
$72.8B
| $9.52M | 0.02% |
352,300
+336,200
| +2,088% | +$9.25M |
|
|
SAAS
896
DELISTED
inContact, Inc.
SAAS
| $9.51M | 0.02% |
679,873
+94,367
| +16% | +$1.31M |
|
897
Zillow
ZG
$8.53B
| $9.5M | 0.02% |
275,714
-144,891
| -34% | -$5.19M |
|
898
Live Nation Entertainment
LYV
$43B
| $9.5M | 0.02% |
345,552
+11,255
| +3% | +$294K |
|
899
Progress Software
PRGS
$1.78B
| $9.47M | 0.02% |
348,313
-111,398
| -24% | -$3.19M |
|
|
NE
900
DELISTED
Noble Corporation
NE
| $9.47M | 0.02% |
1,493,915
+849,796
| +132% | +$5.71M |
|
Similar funds
David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.