David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$446M |
| 2 |
SLB Ltd
SLB
|
+$276M |
| 3 |
Apple
AAPL
|
+$267M |
| 4 |
Johnson & Johnson
JNJ
|
+$244M |
| 5 |
TJX Companies
TJX
|
+$216M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walt Disney
DIS
|
+$304M |
| 2 |
Amazon
AMZN
|
+$289M |
| 3 |
YHOO
Yahoo Inc
YHOO
|
+$274M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$204M |
| 5 |
Bristol-Myers Squibb
BMY
|
+$196M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.94% |
| 2 | Healthcare | 11.06% |
| 3 | Financials | 9.65% |
| 4 | Consumer Discretionary | 9.31% |
| 5 | Communication Services | 8.79% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
826
Dover
DOV
$27.4B
| $10.9M | 0.02% |
168,154
+32,739
| +24% | +$2.09M |
|
827
Semtech
SMTC
$11.3B
| $10.8M | 0.02% |
320,924
-76,832
| -19% | -$2.58M |
|
828
AES
AES
$10.5B
| $10.8M | 0.02% |
+969,769
| New | +$11.1M |
|
829
PUT
Markel Group
MKL
$22.5B
| $10.8M | 0.02% |
11,100
+200
| +2% | +$189K |
|
830
PUT
Merck
MRK
$372B
| $10.8M | 0.02% |
178,160
-53,238
| -23% | -$3.23M |
|
831
Illinois Tool Works
ITW
$80.9B
| $10.7M | 0.02% |
80,947
+78,149
| +2,793% | +$10.1M |
|
832
Euronet Worldwide
EEFT
$2.63B
| $10.6M | 0.02% |
124,004
+121,231
| +4,372% | +$9.53M |
|
833
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.23B
| $10.6M | 0.02% |
133,000
| – | – |
|
834
Green Plains
GPRE
$1.05B
| $10.6M | 0.02% |
427,905
-395,717
| -48% | -$9.42M |
|
835
Donaldson
DCI
$10.7B
| $10.6M | 0.02% |
232,369
+70,643
| +44% | +$3.06M |
|
836
Atlanta Braves Holdings Series B
BATRK
$3.37B
| $10.6M | 0.02% |
447,184
-23,363
| -5% | -$499K |
|
837
Photronics
PLAB
$1.74B
| $10.6M | 0.02% |
986,931
+11,635
| +1% | +$129K |
|
838
Akamai
AKAM
$15.2B
| $10.5M | 0.02% |
175,881
-1,037,473
| -86% | -$68.2M |
|
|
VAL
839
DELISTED
Valspar
VAL
| $10.5M | 0.02% |
94,304
+22,893
| +32% | +$2.51M |
|
|
APC
840
CALL
DELISTED
Anadarko Petroleum
APC
| $10.4M | 0.02% |
168,500
-412,500
| -71% | -$27.4M |
|
|
GWPH
841
CALL
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
| $10.4M | 0.02% |
86,200
-47,700
| -36% | -$5.85M |
|
842
United Rentals
URI
$67.4B
| $10.4M | 0.02% |
+83,285
| New | +$10.1M |
|
843
PUT
Howmet Aerospace
HWM
$105B
| $10.4M | 0.02% |
513,629
-305,785
| -37% | -$6.01M |
|
844
Outfront Media
OUT
$5.36B
| $10.3M | 0.02% |
395,007
-218,266
| -36% | -$5.7M |
|
845
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.3B
| $10.3M | 0.02% |
234,600
+202,600
| +633% | +$8.68M |
|
|
DO
846
DELISTED
Diamond Offshore Drilling
DO
| $10.3M | 0.02% |
614,747
-520,942
| -46% | -$8.85M |
|
|
TBI
847
Trueblue
TBI
$325M
| $10.2M | 0.02% |
374,482
+66,737
| +22% | +$1.7M |
|
848
Molina Healthcare
MOH
$10.4B
| $10.2M | 0.02% |
224,189
-29,009
| -11% | -$1.52M |
|
|
ESV
849
DELISTED
Ensco Rowan plc
ESV
| $10.2M | 0.02% |
284,789
-344,883
| -55% | -$14M |
|
850
CALL
Cummins
CMI
$78.7B
| $10.2M | 0.02% |
67,300
+25,100
| +59% | +$3.72M |
|
Similar funds
David Shaw's Q1 2017 Portfolio in Review
As of Q1 2017, David Shaw held 3,844 positions worth $56.9B, down 3.4% from $58.9B the previous quarter. Its ten largest holdings account for 9.7% of the portfolio.
David Shaw withdrew a net $5.64B in Q1 2017, closing 599 positions and reducing 1,534 holdings. Its most notable exit was Dick's Sporting Goods, an estimated $62.3M position sold in full.
By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
Against the trend, David Shaw opened a new position in C&J Energy Services, Inc. worth $131M.
- David Shaw's largest Q1 2017 buy was C&J Energy Services, Inc.: 3,857,413 shares worth $131M.
- David Shaw added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $446M increase.
- David Shaw's biggest Q1 2017 reduction was Walt Disney, cutting an estimated $304M.
- David Shaw fully exited Dick's Sporting Goods in Q1 2017, selling an estimated $62.3M.
- David Shaw's ten largest holdings make up 9.7% of its $56.9B portfolio in Q1 2017.
- David Shaw opened 437 new positions and closed 599 in Q1 2017.
- David Shaw's portfolio value fell 3.4% quarter-over-quarter to $56.9B.
Based on D.E. Shaw & Co's 13F filing for Q1 2017, filed 15 May 2017.