David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
IBM
IBM
|
+$339M |
| 2 |
James River Group Holdings
JRVR
|
+$309M |
| 3 |
Phillips 66
PSX
|
+$252M |
| 4 |
LyondellBasell Industries
LYB
|
+$251M |
| 5 |
DuPont de Nemours
DD
|
+$250M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$693M |
| 2 |
Alibaba
BABA
|
+$408M |
| 3 |
Booking.com
BKNG
|
+$406M |
| 4 |
YHOO
Yahoo Inc
YHOO
|
+$284M |
| 5 |
Micron Technology
MU
|
+$265M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.71% |
| 2 | Energy | 8.64% |
| 3 | Consumer Discretionary | 8.27% |
| 4 | Healthcare | 7.23% |
| 5 | Communication Services | 6.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
826
CALL
Whirlpool
WHR
$2.62B
| $15.6M | 0.02% |
80,700
+52,100
| +182% | +$8.95M |
|
|
RAI
827
PUT
DELISTED
Reynolds American Inc
RAI
| $15.6M | 0.02% |
486,200
| – | – |
|
828
CALL
Dillards
DDS
$10B
| $15.6M | 0.02% |
124,800
-10,000
| -7% | -$1.11M |
|
|
TSNU
829
DELISTED
Tyson Foods, Inc.
TSNU
| $15.6M | 0.02% |
+310,000
| New | +$15.8M |
|
830
PUT
Trane Technologies
TT
$99.7B
| $15.6M | 0.02% |
246,000
| – | – |
|
831
PUT
Melco Resorts & Entertainment
MLCO
$2.08B
| $15.6M | 0.02% |
613,800
-12,500
| -2% | -$313K |
|
|
JOY
832
DELISTED
Joy Global Inc
JOY
| $15.6M | 0.02% |
334,892
+211,439
| +171% | +$10.8M |
|
833
Carnival Corporation Ltd
CCL
$35.2B
| $15.6M | 0.02% |
343,218
+71,187
| +26% | +$2.91M |
|
834
Broadridge
BR
$21.1B
| $15.5M | 0.02% |
335,757
-77,743
| -19% | -$3.4M |
|
|
EVRI
835
DELISTED
Everi Holdings
EVRI
| $15.5M | 0.02% |
2,167,592
+409,830
| +23% | +$2.88M |
|
836
Adeia
ADEA
$2.9B
| $15.5M | 0.02% |
1,638,176
-579,025
| -26% | -$4.79M |
|
837
Kinross Gold
KGC
$39.1B
| $15.5M | 0.02% |
5,486,899
+1,750,602
| +47% | +$4.91M |
|
838
CALL
Aflac
AFL
$59.3B
| $15.4M | 0.02% |
505,000
| – | – |
|
839
Chevron
CVX
$398B
| $15.4M | 0.02% |
136,891
-76,930
| -36% | -$8.74M |
|
840
PUT
Danaher
DHR
$151B
| $15.3M | 0.02% |
265,876
-14,878
| -5% | -$807K |
|
841
Emergent Biosolutions
EBS
$266M
| $15.3M | 0.02% |
561,118
+40,642
| +8% | +$969K |
|
842
APA Corp
APA
$15.1B
| $15.3M | 0.02% |
243,747
+48,786
| +25% | +$3.47M |
|
843
JetBlue
JBLU
$1.87B
| $15.3M | 0.02% |
963,030
+862,993
| +863% | +$11.2M |
|
844
The GEO Group
GEO
$4.24B
| $15.2M | 0.02% |
565,917
-498,236
| -47% | -$13M |
|
845
PUT
Ross Stores
ROST
$77.5B
| $15.2M | 0.02% |
322,000
+20,000
| +7% | +$844K |
|
|
SINA
846
DELISTED
Sina Corp
SINA
| $15.1M | 0.02% |
404,596
+33,398
| +9% | +$1.3M |
|
847
Honeywell
HON
$68.1B
| $15.1M | 0.02% |
168,064
+52,750
| +46% | +$4.54M |
|
848
PUT
Prudential Financial
PRU
$42.3B
| $15.1M | 0.02% |
166,400
-10,000
| -6% | -$859K |
|
849
PUT
Wheaton Precious Metals
WPM
$72.8B
| $15M | 0.02% |
738,200
+120,000
| +19% | +$2.39M |
|
|
VRN
850
DELISTED
Veren
VRN
| $15M | 0.02% |
682,859
-688,673
| -50% | -$18.8M |
|
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David Shaw's Q4 2014 Portfolio in Review
As of Q4 2014, David Shaw held 4,575 positions worth $77.8B, up 0.73% from $77.2B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
David Shaw's Q4 2014 filing shows 517 new, 1,382 increased, 1,468 reduced and 614 closed positions. Its largest new stake was James River Group Holdings: 14,047,238 shares worth $320M. The largest sale was Apple, an estimated $693M.
By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 9.2% a quarter earlier, followed by Energy and Consumer Discretionary.
- David Shaw's largest Q4 2014 buy was James River Group Holdings: 14,047,238 shares worth $320M.
- David Shaw added most to IBM in Q4 2014, an estimated $339M increase.
- David Shaw's biggest Q4 2014 reduction was Apple, cutting an estimated $693M.
- David Shaw fully exited TIM HORTONS INC COM, CANADA in Q4 2014, selling an estimated $110M.
- David Shaw's ten largest holdings make up 11% of its $77.8B portfolio in Q4 2014.
- David Shaw opened 517 new positions and closed 614 in Q4 2014.
- David Shaw's portfolio value rose 0.73% quarter-over-quarter to $77.8B.
Based on D.E. Shaw & Co's 13F filing for Q4 2014, filed 17 Feb 2015.