David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
776
Idexx Laboratories
IDXX
$44.1B
| $12M | 0.02% |
106,626
+68,285
| +178% | +$7.2M |
|
777
Southern Copper
SCCO
$181B
| $12M | 0.02% |
498,194
-68,622
| -12% | -$1.64M |
|
|
BNCL
778
DELISTED
Beneficial Bancorp, Inc.
BNCL
| $12M | 0.02% |
813,781
-133,481
| -14% | -$1.89M |
|
|
NCI
779
DELISTED
Navigant Consulting, Inc.
NCI
| $12M | 0.02% |
591,091
-51,744
| -8% | -$983K |
|
780
CALL
UnitedHealth
UNH
$358B
| $11.9M | 0.02% |
85,300
-5,600
| -6% | -$784K |
|
781
CALL
Paychex
PAYX
$44.8B
| $11.9M | 0.02% |
206,300
+118,100
| +134% | +$7.08M |
|
|
CVSA
782
Covista Inc
CVSA
$4.52B
| $11.9M | 0.02% |
517,714
+67,770
| +15% | +$1.51M |
|
783
Steris
STE
$23.2B
| $11.9M | 0.02% |
163,125
-45,597
| -22% | -$3.22M |
|
784
East-West Bancorp
EWBC
$17.7B
| $11.9M | 0.02% |
324,232
-41,865
| -11% | -$1.47M |
|
785
Outfront Media
OUT
$5.36B
| $11.9M | 0.02% |
510,675
-147,857
| -22% | -$3.33M |
|
786
Smith & Nephew
SNN
$12.4B
| $11.9M | 0.02% |
362,252
-193,184
| -35% | -$6.48M |
|
787
NetApp
NTAP
$36.7B
| $11.9M | 0.02% |
330,998
-1,505
| -0.5% | -$45.9K |
|
788
Eaton
ETN
$159B
| $11.8M | 0.02% |
179,357
+100,546
| +128% | +$6.5M |
|
789
PUT
Procter & Gamble
PG
$341B
| $11.7M | 0.02% |
130,500
-71,300
| -35% | -$6.19M |
|
790
Louisiana-Pacific
LPX
$5.08B
| $11.7M | 0.02% |
619,828
+402,197
| +185% | +$7.79M |
|
791
Capri Holdings
CPRI
$1.55B
| $11.7M | 0.02% |
+249,194
| New | +$12.4M |
|
|
PRMW
792
DELISTED
Primo Water Corporation
PRMW
| $11.6M | 0.02% |
816,578
-198,401
| -20% | -$3.04M |
|
793
CSX Corp
CSX
$95.3B
| $11.6M | 0.02% |
1,143,414
-3,462,636
| -75% | -$32.7M |
|
|
AY
794
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
| $11.6M | 0.02% |
609,541
+54
| +0% | +$1.05K |
|
795
Lesaka Technologies
LSAK
$392M
| $11.6M | 0.02% |
1,350,011
+33,549
| +3% | +$332K |
|
|
XL
796
DELISTED
XL Group Ltd.
XL
| $11.5M | 0.02% |
343,398
-87,437
| -20% | -$2.94M |
|
797
PUT
Viatris
VTRS
$19B
| $11.4M | 0.02% |
299,200
+188,800
| +171% | +$8.39M |
|
|
MENT
798
DELISTED
Mentor Graphics Corp
MENT
| $11.4M | 0.02% |
430,646
+115,417
| +37% | +$2.62M |
|
799
Ameren
AEE
$29.7B
| $11.4M | 0.02% |
231,339
-93,923
| -29% | -$4.79M |
|
|
IMS
800
DELISTED
IMS HEALTH HLDGS INC COM STK (DE)
IMS
| $11.2M | 0.02% |
357,910
-238,446
| -40% | -$6.97M |
|
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David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.