David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Netflix
NFLX
|
+$408M |
| 2 |
Medtronic
MDT
|
+$271M |
| 3 |
NXP Semiconductors
NXPI
|
+$270M |
| 4 |
Gilead Sciences
GILD
|
+$253M |
| 5 |
Hewlett Packard
HPE
|
+$211M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$424M |
| 2 |
CVS Health
CVS
|
+$391M |
| 3 |
LNKD
LinkedIn Corporation
LNKD
|
+$323M |
| 4 |
Wells Fargo
WFC
|
+$280M |
| 5 |
VMW
VMware, Inc
VMW
|
+$264M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.19% |
| 2 | Healthcare | 10.41% |
| 3 | Financials | 9.12% |
| 4 | Communication Services | 8.45% |
| 5 | Consumer Discretionary | 8.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
751
PUT
Under Armour
UAA
$2.31B
| $14.4M | 0.02% |
495,700
+100,000
| +25% | +$3.28M |
|
752
Leidos
LDOS
$17.4B
| $14.4M | 0.02% |
281,351
+274,708
| +4,135% | +$12.8M |
|
753
PUT
JD.com
JD
$39.4B
| $14.4M | 0.02% |
565,400
-20,500
| -3% | -$534K |
|
754
Freeport-McMoran
FCX
$112B
| $14.4M | 0.02% |
1,089,884
+876,956
| +412% | +$11.2M |
|
|
TIME
755
DELISTED
Time Inc.
TIME
| $14.4M | 0.02% |
804,767
+267,576
| +50% | +$3.97M |
|
756
Canadian National Railway
CNI
$77.1B
| $14.4M | 0.02% |
213,409
-308,286
| -59% | -$20.4M |
|
|
CBI
757
DELISTED
Chicago Bridge & Iron Nv
CBI
| $14.3M | 0.02% |
451,562
-99,129
| -18% | -$3.1M |
|
758
AGNC Investment
AGNC
$13B
| $14.3M | 0.02% |
789,523
-160,956
| -17% | -$3.05M |
|
|
EVHC.PR
759
DELISTED
Envision Healthcare Corporation
EVHC.PR
| $14.3M | 0.02% |
+120,000
| New | +$15.1M |
|
760
Globe Life
GL
$13.3B
| $14.3M | 0.02% |
193,553
+151,744
| +363% | +$10.4M |
|
761
PNC Financial Services
PNC
$97.2B
| $14.3M | 0.02% |
122,005
-1,268,137
| -91% | -$132M |
|
|
SNCR
762
DELISTED
Synchronoss Technologies
SNCR
| $14.2M | 0.02% |
41,129
+21,848
| +113% | +$8.22M |
|
763
Wayfair
W
$14.1B
| $14.1M | 0.02% |
403,087
+288,429
| +252% | +$10.4M |
|
764
CNX Resources
CNX
$5.4B
| $14.1M | 0.02% |
928,384
-288,914
| -24% | -$4.56M |
|
765
CALL
Norfolk Southern
NSC
$79.3B
| $14M | 0.02% |
130,000
+61,600
| +90% | +$6.22M |
|
766
Baytex Energy
BTE
$3.3B
| $14M | 0.02% |
2,869,475
+752,713
| +36% | +$3.27M |
|
767
Huntington Bancshares
HBAN
$34.4B
| $14M | 0.02% |
1,056,865
+1,043,501
| +7,808% | +$12.2M |
|
768
CALL
Northrop Grumman
NOC
$78B
| $13.9M | 0.02% |
59,900
+1,200
| +2% | +$279K |
|
769
Autohome
ATHM
$2.52B
| $13.9M | 0.02% |
549,512
+123,625
| +29% | +$3.19M |
|
770
CALL
Vale
VALE
$64B
| $13.9M | 0.02% |
1,820,500
+1,480,500
| +435% | +$10.8M |
|
|
PHH
771
DELISTED
PHH Corporation
PHH
| $13.8M | 0.02% |
910,862
+135,629
| +17% | +$2M |
|
772
CALL
Paychex
PAYX
$44.8B
| $13.8M | 0.02% |
226,300
+20,000
| +10% | +$1.15M |
|
773
Molina Healthcare
MOH
$10.4B
| $13.7M | 0.02% |
253,198
+72,184
| +40% | +$3.95M |
|
774
Nice
NICE
$5.87B
| $13.7M | 0.02% |
199,803
+12,964
| +7% | +$865K |
|
775
Plains GP Holdings
PAGP
$5.4B
| $13.7M | 0.02% |
394,172
-206,698
| -34% | -$7.09M |
|
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David Shaw's Q4 2016 Portfolio in Review
As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.
David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
- David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
- David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
- David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
- David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
- David Shaw opened 462 new positions and closed 397 in Q4 2016.
- David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.
Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.