David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SGEN
726
DELISTED
Seagen Inc. Common Stock
SGEN
| $13.2M | 0.02% |
245,073
+152,504
| +165% | +$7.23M |
|
727
RB Global
RBA
$15.6B
| $13.2M | 0.02% |
377,010
-257,281
| -41% | -$8.39M |
|
728
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.29B
| $13.2M | 0.02% |
+430,000
| New | +$13M |
|
729
Regency Centers
REG
$14B
| $13.2M | 0.02% |
169,709
+165,709
| +4,143% | +$13.4M |
|
|
BRSL
730
Brightstar Lottery PLC
BRSL
$2.16B
| $13.1M | 0.02% |
539,213
| – | – |
|
731
Spire
SR
$4.87B
| $13.1M | 0.02% |
206,150
-16,973
| -8% | -$1.13M |
|
732
CALL
Deere & Co
DE
$175B
| $13.1M | 0.02% |
153,500
+6,200
| +4% | +$507K |
|
733
Cogent Communications
CCOI
$486M
| $13.1M | 0.02% |
+355,769
| New | +$13.7M |
|
|
TCF
734
DELISTED
TCF Financial Corporation
TCF
| $13.1M | 0.02% |
901,110
-282,148
| -24% | -$3.91M |
|
735
Range Resources
RRC
$9.64B
| $13.1M | 0.02% |
+337,158
| New | +$13.6M |
|
|
PE
736
DELISTED
PARSLEY ENERGY INC
PE
| $13.1M | 0.02% |
+389,774
| New | +$12.2M |
|
737
EOG Resources
EOG
$78.8B
| $13M | 0.02% |
134,924
-145,333
| -52% | -$12.8M |
|
738
CALL
DuPont de Nemours
DD
$18.5B
| $13M | 0.02% |
99,115
+5,449
| +6% | +$727K |
|
|
DD
739
DELISTED
Du Pont De Nemours E I
DD
| $12.9M | 0.02% |
193,017
+106,977
| +124% | +$7.27M |
|
|
DNY
740
DELISTED
DONNELLEY R R & SONS CO
DNY
| $12.9M | 0.02% |
820,807
+376,065
| +85% | +$5.91M |
|
741
Acco Brands
ACCO
$387M
| $12.8M | 0.02% |
1,332,916
+254,368
| +24% | +$2.61M |
|
742
MGIC Investment
MTG
$6.38B
| $12.8M | 0.02% |
1,605,292
-133,137
| -8% | -$990K |
|
743
PUT
Eli Lilly
LLY
$1.11T
| $12.8M | 0.02% |
+160,000
| New | +$12.8M |
|
|
CVA
744
DELISTED
Covanta Holding Corporation
CVA
| $12.8M | 0.02% |
832,827
-547,199
| -40% | -$8.51M |
|
|
NSR
745
DELISTED
Neustar Inc
NSR
| $12.8M | 0.02% |
481,069
-113,776
| -19% | -$2.84M |
|
746
PUT
Canadian Pacific Kansas City
CP
$83.2B
| $12.8M | 0.02% |
418,500
| – | – |
|
747
Lennar Class A
LEN
$21.2B
| $12.8M | 0.02% |
316,736
-288,648
| -48% | -$12.8M |
|
|
LL
748
DELISTED
LL Flooring Holdings, Inc.
LL
| $12.7M | 0.02% |
646,681
+67,316
| +12% | +$1.1M |
|
749
PUT
Coca-Cola
KO
$396B
| $12.7M | 0.02% |
+300,000
| New | +$13.1M |
|
|
DATA
750
DELISTED
Tableau Software, Inc.
DATA
| $12.7M | 0.02% |
229,598
+165,181
| +256% | +$9.09M |
|
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David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.