David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$516M |
| 2 |
Estee Lauder
EL
|
+$487M |
| 3 |
Microsoft
MSFT
|
+$482M |
| 4 |
Nike
NKE
|
+$252M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$247M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walmart Inc
WMT
|
+$584M |
| 2 |
Tesla
TSLA
|
+$483M |
| 3 |
NVIDIA
NVDA
|
+$444M |
| 4 |
Eli Lilly
LLY
|
+$345M |
| 5 |
T-Mobile US
TMUS
|
+$296M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.67% |
| 2 | Consumer Discretionary | 9.3% |
| 3 | Healthcare | 7.82% |
| 4 | Financials | 5.66% |
| 5 | Industrials | 4.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
651
CALL
SoFi Technologies
SOFI
$24.5B
| $26M | 0.03% |
3,252,500
+2,452,500
| +307% | +$21.6M |
|
|
HOUS
652
DELISTED
Anywhere Real Estate
HOUS
| $25.8M | 0.03% |
4,015,342
-254,982
| -6% | -$1.86M |
|
653
CALL
SLB Ltd
SLB
$79.1B
| $25.6M | 0.03% |
438,700
-145,100
| -25% | -$8.41M |
|
654
Delta Air Lines
DAL
$55B
| $25.5M | 0.03% |
688,701
+537,689
| +356% | +$23.3M |
|
655
CALL
ASML
ASML
$670B
| $25.4M | 0.03% |
43,200
-36,700
| -46% | -$24.4M |
|
656
Marvell Technology
MRVL
$216B
| $25.4M | 0.03% |
469,367
+154,109
| +49% | +$9.1M |
|
|
DOCU
657
PUT
DocuSign
DOCU
$11.6B
| $25.4M | 0.03% |
604,800
+118,000
| +24% | +$5.78M |
|
658
Tenaris
TS
$27.6B
| $25.3M | 0.03% |
800,969
+372,266
| +87% | +$12M |
|
|
ACH
659
Accendra Health
ACH
$89.2M
| $25.3M | 0.03% |
1,565,786
+229,411
| +17% | +$4.07M |
|
660
Iridium Communications
IRDM
$4.99B
| $25.2M | 0.03% |
554,094
-319,408
| -37% | -$16.5M |
|
661
Dover
DOV
$27.2B
| $25.1M | 0.03% |
180,179
+72,900
| +68% | +$10.5M |
|
662
Eastman Chemical
EMN
$8.23B
| $25.1M | 0.03% |
326,699
+118,510
| +57% | +$9.83M |
|
663
NextEra Energy
NEE
$176B
| $25.1M | 0.03% |
437,412
-231,453
| -35% | -$16M |
|
664
PUT
Lockheed Martin
LMT
$128B
| $25M | 0.03% |
61,200
+9,200
| +18% | +$4.08M |
|
665
PUT
Snowflake
SNOW
$110B
| $25M | 0.03% |
163,600
-78,000
| -32% | -$12.7M |
|
666
LiveRamp
RAMP
$2.29B
| $24.9M | 0.03% |
865,003
-332,338
| -28% | -$9.81M |
|
667
CALL
Sea Limited
SE
$75.4B
| $24.8M | 0.03% |
564,900
-97,900
| -15% | -$4.79M |
|
668
CALL
Watsco Inc
WSO
$12.5B
| $24.7M | 0.03% |
65,300
+14,800
| +29% | +$5.35M |
|
669
Trimble
TRMB
$13.9B
| $24.7M | 0.03% |
457,788
-301,761
| -40% | -$16M |
|
670
Canadian Solar
CSIQ
$970M
| $24.6M | 0.03% |
1,001,613
+184,941
| +23% | +$5.85M |
|
671
MaxLinear
MXL
$6.02B
| $24.6M | 0.03% |
1,105,574
+895,848
| +427% | +$22.8M |
|
672
CALL
Exelon
EXC
$45.7B
| $24.6M | 0.03% |
650,000
+189,000
| +41% | +$7.7M |
|
673
Saia
SAIA
$9.17B
| $24.5M | 0.03% |
61,446
-25,526
| -29% | -$10.3M |
|
674
Dynatrace
DT
$14.5B
| $24.5M | 0.03% |
523,240
-237,315
| -31% | -$11.7M |
|
|
675
PUT
T-Mobile US
TMUS
$195B
| $24.4M | 0.03% |
174,500
+117,600
| +207% | +$16.3M |
|
Similar funds
David Shaw's Q3 2023 Portfolio in Review
As of Q3 2023, David Shaw held 4,689 positions worth $95.8B, down 2.2% from $97.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
David Shaw withdrew a net $2.99B in Q3 2023, closing 472 positions and reducing 1,535 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $174M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, David Shaw opened a new position in NiSource Inc. Series A Corporate Units worth $52.6M.
- David Shaw's largest Q3 2023 buy was NiSource Inc. Series A Corporate Units: 540,000 shares worth $52.6M.
- David Shaw added most to Amazon in Q3 2023, an estimated $516M increase.
- David Shaw's biggest Q3 2023 reduction was Walmart Inc, cutting an estimated $584M.
- David Shaw fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2023, selling an estimated $174M.
- David Shaw's ten largest holdings make up 12% of its $95.8B portfolio in Q3 2023.
- David Shaw opened 482 new positions and closed 472 in Q3 2023.
- David Shaw's portfolio value fell 2.2% quarter-over-quarter to $95.8B.
Based on D.E. Shaw & Co's 13F filing for Q3 2023, filed 14 Nov 2023.