David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ATVI
Activision Blizzard
ATVI
|
+$757M |
| 2 |
Alibaba
BABA
|
+$544M |
| 3 |
Booking.com
BKNG
|
+$475M |
| 4 |
XLNX
Xilinx Inc
XLNX
|
+$377M |
| 5 |
Caterpillar
CAT
|
+$285M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$1.07B |
| 2 |
Amazon
AMZN
|
+$486M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$443M |
| 4 |
Salesforce
CRM
|
+$363M |
| 5 |
Qualcomm
QCOM
|
+$352M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.87% |
| 2 | Consumer Discretionary | 9.92% |
| 3 | Healthcare | 7.34% |
| 4 | Financials | 7.06% |
| 5 | Communication Services | 6.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SJIV
651
DELISTED
South Jersey Industries, Inc. Corporate Units
SJIV
| $33.5M | 0.03% |
700,000
| – | – |
|
652
Owens Corning
OC
$11.6B
| $33.4M | 0.03% |
390,256
+212,848
| +120% | +$20M |
|
653
PUT
GameStop
GME
$8.09B
| $33.3M | 0.03% |
760,000
-121,600
| -14% | -$5.56M |
|
654
Commercial Metals
CMC
$7.18B
| $33.3M | 0.03% |
1,093,369
-116,643
| -10% | -$3.71M |
|
|
IAA
655
DELISTED
IAA, Inc. Common Stock
IAA
| $33.3M | 0.03% |
609,460
-207,363
| -25% | -$11.5M |
|
656
Rambus
RMBS
$9.44B
| $33.2M | 0.03% |
1,496,189
+117,565
| +9% | +$2.77M |
|
657
CALL
FedEx
FDX
$79.1B
| $33.2M | 0.03% |
151,400
+6,700
| +5% | +$1.82M |
|
658
Allegion
ALLE
$13.8B
| $32.9M | 0.03% |
248,911
-265,891
| -52% | -$36.9M |
|
659
Resideo Technologies
REZI
$2.93B
| $32.9M | 0.03% |
1,325,909
+26,227
| +2% | +$763K |
|
660
Invesco
IVZ
$14.3B
| $32.9M | 0.03% |
1,362,929
+1,217,039
| +834% | +$30.4M |
|
|
FLG
661
Flagstar Bank National Association
FLG
$5.57B
| $32.8M | 0.03% |
850,354
-998,671
| -54% | -$36.2M |
|
|
VSXY
662
Victoria's Secret
VSXY
$6.93B
| $32.8M | 0.03% |
+593,641
| New | +$36M |
|
|
PSTH
663
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
| $32.8M | 0.03% |
+1,664,030
| New | +$33.7M |
|
664
Ingevity
NGVT
$2.37B
| $32.8M | 0.03% |
458,950
-50,158
| -10% | -$3.96M |
|
665
Synchrony
SYF
$26B
| $32.7M | 0.03% |
668,055
+104,643
| +19% | +$5.08M |
|
|
FRC
666
DELISTED
First Republic Bank
FRC
| $32.6M | 0.03% |
169,214
+111,652
| +194% | +$22M |
|
|
PPLI
667
People Inc
PPLI
$2.89B
| $32.6M | 0.03% |
305,217
+232,285
| +318% | +$25.6M |
|
668
Tenable Holdings
TENB
$3.74B
| $32.6M | 0.03% |
706,124
-593,676
| -46% | -$26M |
|
669
CALL
Lyft
LYFT
$6.69B
| $32.6M | 0.03% |
607,700
-146,600
| -19% | -$7.77M |
|
670
Cheniere Energy
LNG
$58B
| $32.5M | 0.03% |
332,582
-106,932
| -24% | -$9.36M |
|
|
RBAC
671
DELISTED
RedBall Acquisition Corp.
RBAC
| $32.5M | 0.03% |
3,299,785
+276,244
| +9% | +$2.7M |
|
672
CALL
Royal Caribbean
RCL
$78.4B
| $32.4M | 0.03% |
364,300
-63,900
| -15% | -$5.17M |
|
673
CALL
Bilibili
BILI
$6.91B
| $32.3M | 0.03% |
488,300
+94,100
| +24% | +$8.05M |
|
674
PUT
Gilead Sciences
GILD
$182B
| $32.3M | 0.03% |
462,500
-40,300
| -8% | -$2.83M |
|
675
Evergy
EVRG
$18.8B
| $32.3M | 0.03% |
518,954
-777,979
| -60% | -$51M |
|
Similar funds
David Shaw's Q3 2021 Portfolio in Review
As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.
David Shaw withdrew a net $8.92B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.
By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, David Shaw opened a new position in Sea Limited worth $206M.
- David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
- David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
- David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
- David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
- David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
- David Shaw opened 915 new positions and closed 695 in Q3 2021.
- David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.
Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.