David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Netflix
NFLX
|
+$408M |
| 2 |
Medtronic
MDT
|
+$271M |
| 3 |
NXP Semiconductors
NXPI
|
+$270M |
| 4 |
Gilead Sciences
GILD
|
+$253M |
| 5 |
Hewlett Packard
HPE
|
+$211M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$424M |
| 2 |
CVS Health
CVS
|
+$391M |
| 3 |
LNKD
LinkedIn Corporation
LNKD
|
+$323M |
| 4 |
Wells Fargo
WFC
|
+$280M |
| 5 |
VMW
VMware, Inc
VMW
|
+$264M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.19% |
| 2 | Healthcare | 10.41% |
| 3 | Financials | 9.12% |
| 4 | Communication Services | 8.45% |
| 5 | Consumer Discretionary | 8.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
626
Adient
ADNT
$1.46B
| $19.4M | 0.03% |
+330,672
| New | +$17.5M |
|
627
Federated Hermes
FHI
$4.83B
| $19.4M | 0.03% |
685,076
+81,304
| +13% | +$2.25M |
|
628
Nasdaq
NDAQ
$55.2B
| $19.3M | 0.03% |
862,755
-121,773
| -12% | -$2.69M |
|
|
RICE
629
DELISTED
Rice Energy Inc.
RICE
| $19.3M | 0.03% |
903,521
+229,124
| +34% | +$5.46M |
|
630
PUT
Broadcom
AVGO
$1.71T
| $19.3M | 0.03% |
1,090,000
-110,000
| -9% | -$1.91M |
|
631
General Motors
GM
$76.3B
| $19.2M | 0.03% |
550,477
-1,112,337
| -67% | -$37.4M |
|
632
Radian Group
RDN
$4.86B
| $19.2M | 0.03% |
1,066,341
-953,975
| -47% | -$14.3M |
|
633
PUT
Valero Energy
VLO
$99.6B
| $19.1M | 0.03% |
280,000
-67,200
| -19% | -$4.14M |
|
634
PUT
Starbucks
SBUX
$123B
| $19.1M | 0.03% |
344,500
+28,200
| +9% | +$1.56M |
|
635
Teck Resources
TECK
$34.4B
| $19M | 0.03% |
952,486
+841,273
| +756% | +$18.2M |
|
|
FMSA
636
DELISTED
Fairmount Santrol Holdings Inc.
FMSA
| $19M | 0.03% |
1,614,011
+1,188,057
| +279% | +$11M |
|
637
AXIS Capital
AXS
$7.25B
| $19M | 0.03% |
291,301
-321,713
| -52% | -$19.4M |
|
|
SIOX
638
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
| $18.9M | 0.03% |
190,642
-2,069
| -1% | -$218K |
|
|
MNDT
639
DELISTED
Mandiant, Inc. Common Stock
MNDT
| $18.9M | 0.03% |
1,588,457
+842,985
| +113% | +$10.9M |
|
640
Regal Rexnord
RRX
$10.8B
| $18.8M | 0.03% |
271,327
+106,188
| +64% | +$7.03M |
|
641
Coca-Cola Europacific Partners
CCEP
$48.6B
| $18.7M | 0.03% |
595,483
+472,268
| +383% | +$16.6M |
|
642
PUT
BP
BP
$113B
| $18.7M | 0.03% |
583,643
-70,030
| -11% | -$2.11M |
|
643
Mondelez International
MDLZ
$82.6B
| $18.7M | 0.03% |
421,482
-308,517
| -42% | -$13.3M |
|
|
UTEK
644
DELISTED
Ultratech Inc.
UTEK
| $18.6M | 0.03% |
777,591
-29,221
| -4% | -$666K |
|
645
HF Sinclair
DINO
$16.9B
| $18.6M | 0.03% |
567,716
+212,595
| +60% | +$5.89M |
|
646
Scotiabank
BNS
$106B
| $18.6M | 0.03% |
334,189
+146,489
| +78% | +$7.99M |
|
|
CA
647
DELISTED
CA, Inc.
CA
| $18.6M | 0.03% |
585,032
+513,901
| +722% | +$16.4M |
|
|
648
CALL
Broadcom
AVGO
$1.71T
| $18.6M | 0.03% |
1,050,000
-110,020
| -9% | -$1.91M |
|
|
CXP
649
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
| $18.5M | 0.03% |
855,978
-11,404
| -1% | -$243K |
|
650
PUT
CF Industries
CF
$19.6B
| $18.4M | 0.03% |
585,700
-43,200
| -7% | -$1.16M |
|
Similar funds
David Shaw's Q4 2016 Portfolio in Review
As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.
David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
- David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
- David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
- David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
- David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
- David Shaw opened 462 new positions and closed 397 in Q4 2016.
- David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.
Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.