David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SCHW
Charles Schwab
SCHW
|
+$602M |
| 2 |
Booking.com
BKNG
|
+$582M |
| 3 |
Walmart Inc
WMT
|
+$407M |
| 4 |
Visa
V
|
+$395M |
| 5 |
Johnson & Johnson
JNJ
|
+$335M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$483M |
| 2 |
Salesforce
CRM
|
+$380M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$364M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$336M |
| 5 |
Colgate-Palmolive
CL
|
+$316M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.49% |
| 2 | Consumer Discretionary | 9.18% |
| 3 | Healthcare | 8.57% |
| 4 | Financials | 8% |
| 5 | Industrials | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
A.O. Smith
AOS
$8.52B
| $30.3M | 0.03% |
438,216
-12,301
| -3% | -$799K |
|
602
Rivian
RIVN
$24B
| $30.3M | 0.03% |
+1,954,782
| New | +$33M |
|
|
PACW
603
DELISTED
PacWest Bancorp
PACW
| $30.2M | 0.03% |
3,107,864
+2,340,544
| +305% | +$52M |
|
604
CALL
McDonald's
MCD
$193B
| $30.2M | 0.03% |
108,000
-205,600
| -66% | -$55.1M |
|
605
LiveRamp
RAMP
$2.29B
| $30.2M | 0.03% |
1,376,863
+259,460
| +23% | +$6.19M |
|
606
Nasdaq
NDAQ
$55.2B
| $30.1M | 0.03% |
550,906
+307,967
| +127% | +$17.8M |
|
607
Semtech
SMTC
$11.3B
| $30M | 0.03% |
1,241,052
-465,754
| -27% | -$14.6M |
|
608
CALL
Union Pacific
UNP
$184B
| $29.9M | 0.03% |
148,800
-184,300
| -55% | -$37.4M |
|
609
WIX.com
WIX
$3.53B
| $29.8M | 0.03% |
298,665
+243,142
| +438% | +$21.4M |
|
610
Vaxcyte
PCVX
$9.21B
| $29.8M | 0.03% |
794,907
-177,414
| -18% | -$7.53M |
|
611
Kyndryl
KD
$2.78B
| $29.7M | 0.03% |
2,015,051
+331,617
| +20% | +$4.71M |
|
612
CALL
Royal Caribbean
RCL
$78.4B
| $29.6M | 0.03% |
453,700
-270,100
| -37% | -$17.8M |
|
613
Tyler Technologies
TYL
$14.6B
| $29.6M | 0.03% |
83,516
+10,968
| +15% | +$3.57M |
|
614
Hyatt Hotels
H
$17B
| $29.5M | 0.03% |
263,864
+120,275
| +84% | +$13.2M |
|
615
Philip Morris
PM
$298B
| $29.5M | 0.03% |
303,093
+23,403
| +8% | +$2.33M |
|
616
Ollie's Bargain Outlet
OLLI
$4.62B
| $29.2M | 0.03% |
503,497
+308,971
| +159% | +$17M |
|
617
Nike
NKE
$60.5B
| $29.1M | 0.03% |
237,642
-776,319
| -77% | -$95.4M |
|
618
PUT
Tyson Foods
TSN
$20.4B
| $29.1M | 0.03% |
490,500
+192,500
| +65% | +$11.8M |
|
|
NVRO
619
DELISTED
NEVRO CORP.
NVRO
| $29M | 0.03% |
802,595
+209,296
| +35% | +$7.35M |
|
620
CALL
Bilibili
BILI
$6.91B
| $28.9M | 0.03% |
1,231,100
+729,700
| +146% | +$17.4M |
|
621
Alcon
ALC
$35.6B
| $28.9M | 0.03% |
409,413
+401,094
| +4,821% | +$28.5M |
|
622
Skyworks Solutions
SWKS
$10.1B
| $28.7M | 0.03% |
243,524
-900,581
| -79% | -$99.8M |
|
623
PUT
Take-Two Interactive
TTWO
$43.7B
| $28.5M | 0.03% |
238,600
-2,600
| -1% | -$290K |
|
|
624
PUT
Walmart Inc
WMT
$847B
| $28.4M | 0.03% |
578,100
-487,500
| -46% | -$23.1M |
|
625
CALL
Crocs
CROX
$6.03B
| $28.4M | 0.03% |
224,700
+139,500
| +164% | +$16.9M |
|
Similar funds
David Shaw's Q1 2023 Portfolio in Review
As of Q1 2023, David Shaw held 5,246 positions worth $93.4B, up 3.2% from $90.5B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
David Shaw withdrew a net $9.17B in Q1 2023, closing 860 positions and reducing 1,787 holdings. Its most notable exit was SVB Financial Group, an estimated $163M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, David Shaw opened a new position in State Street Utilities Select Sector SPDR ETF worth $99.9M.
- David Shaw's largest Q1 2023 buy was State Street Utilities Select Sector SPDR ETF: 2,950,552 shares worth $99.9M.
- David Shaw added most to Charles Schwab in Q1 2023, an estimated $602M increase.
- David Shaw's biggest Q1 2023 reduction was Microsoft, cutting an estimated $483M.
- David Shaw fully exited SVB Financial Group in Q1 2023, selling an estimated $163M.
- David Shaw's ten largest holdings make up 11% of its $93.4B portfolio in Q1 2023.
- David Shaw opened 431 new positions and closed 860 in Q1 2023.
- David Shaw's portfolio value rose 3.2% quarter-over-quarter to $93.4B.
Based on D.E. Shaw & Co's 13F filing for Q1 2023, filed 15 May 2023.