David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
United Rentals
URI
$67.4B
| $18.2M | 0.03% |
+232,276
| New | +$17.8M |
|
602
Zions Bancorporation
ZION
$9.91B
| $18.2M | 0.03% |
586,311
+86,172
| +17% | +$2.45M |
|
603
Imperial Oil
IMO
$66.2B
| $18.2M | 0.03% |
581,094
-39,472
| -6% | -$1.22M |
|
|
AGN
604
DELISTED
Allergan plc
AGN
| $18.2M | 0.03% |
78,934
-323,076
| -80% | -$78.9M |
|
605
Gildan
GIL
$10.2B
| $18.1M | 0.03% |
649,476
-237,868
| -27% | -$7.03M |
|
|
VISN
606
Vistance Networks Inc
VISN
$2.5B
| $18M | 0.03% |
596,525
-321,622
| -35% | -$9.7M |
|
607
Federated Hermes
FHI
$4.83B
| $17.9M | 0.03% |
603,772
+210,122
| +53% | +$6.58M |
|
608
CALL
Wynn Resorts
WYNN
$10.2B
| $17.8M | 0.03% |
183,100
+16,400
| +10% | +$1.6M |
|
609
Old Dominion Freight Line
ODFL
$41.8B
| $17.8M | 0.03% |
776,697
-227,835
| -23% | -$5.15M |
|
610
MSC Industrial Direct
MSM
$6.66B
| $17.7M | 0.03% |
241,555
+91,914
| +61% | +$6.68M |
|
|
HZNP
611
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
| $17.7M | 0.03% |
977,456
+49,942
| +5% | +$976K |
|
612
PUT
Newmont
NEM
$139B
| $17.7M | 0.03% |
450,100
-110,900
| -20% | -$4.6M |
|
|
RICE
613
DELISTED
Rice Energy Inc.
RICE
| $17.6M | 0.03% |
674,397
-319,813
| -32% | -$7.94M |
|
614
CALL
Applied Materials
AMAT
$384B
| $17.6M | 0.03% |
583,500
+502,400
| +619% | +$14M |
|
|
PPL
615
PPL Corp
PPL
$26.4B
| $17.5M | 0.03% |
505,809
+422,842
| +510% | +$15.2M |
|
616
CALL
Salesforce
CRM
$171B
| $17.5M | 0.03% |
245,100
+62,900
| +35% | +$4.91M |
|
|
ICPT
617
PUT
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
| $17.5M | 0.03% |
106,200
+10,000
| +10% | +$1.58M |
|
|
BMCH
618
DELISTED
BMC Stock Holdings, Inc
BMCH
| $17.5M | 0.03% |
985,035
-282,263
| -22% | -$5.5M |
|
619
ATI
ATI
$28.6B
| $17.5M | 0.03% |
966,420
-507,436
| -34% | -$8.41M |
|
620
Kennametal
KMT
$2.23B
| $17.4M | 0.03% |
600,052
+101,277
| +20% | +$2.68M |
|
621
Medtronic
MDT
$119B
| $17.4M | 0.03% |
+201,033
| New | +$17.5M |
|
622
CALL
Berkshire Hathaway Class B
BRK.B
$1.08T
| $17.3M | 0.03% |
120,000
-30,000
| -20% | -$4.39M |
|
623
Eversource Energy
ES
$26.8B
| $17.3M | 0.03% |
319,541
+122,883
| +62% | +$6.94M |
|
624
F5
FFIV
$21.5B
| $17.3M | 0.03% |
138,836
-415,118
| -75% | -$50.4M |
|
625
Monster Beverage
MNST
$95.8B
| $17.3M | 0.03% |
1,414,056
+1,373,256
| +3,366% | +$17.8M |
|
Similar funds
David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.