David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SCHW
Charles Schwab
SCHW
|
+$602M |
| 2 |
Booking.com
BKNG
|
+$582M |
| 3 |
Walmart Inc
WMT
|
+$407M |
| 4 |
Visa
V
|
+$395M |
| 5 |
Johnson & Johnson
JNJ
|
+$335M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$483M |
| 2 |
Salesforce
CRM
|
+$380M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$364M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$336M |
| 5 |
Colgate-Palmolive
CL
|
+$316M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.49% |
| 2 | Consumer Discretionary | 9.18% |
| 3 | Healthcare | 8.57% |
| 4 | Financials | 8% |
| 5 | Industrials | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
576
CALL
Nike
NKE
$60.5B
| $31.5M | 0.03% |
256,900
+168,700
| +191% | +$20.7M |
|
|
RBCP
577
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
| $31.4M | 0.03% |
280,000
+50,000
| +22% | +$5.57M |
|
578
StoneCo
STNE
$2.2B
| $31.4M | 0.03% |
3,286,232
+1,414,089
| +76% | +$13.5M |
|
579
Upwork
UPWK
$1.07B
| $31.3M | 0.03% |
2,767,356
+255,460
| +10% | +$3.04M |
|
580
Lantheus
LNTH
$6.58B
| $31.3M | 0.03% |
379,111
+12,595
| +3% | +$812K |
|
581
Lattice Semiconductor
LSCC
$16.2B
| $31.3M | 0.03% |
327,708
+234,700
| +252% | +$19.3M |
|
|
INFN
582
DELISTED
Infinera Corporation Common Stock
INFN
| $31.1M | 0.03% |
4,009,126
+748,990
| +23% | +$5.45M |
|
583
Pentair
PNR
$10.1B
| $31M | 0.03% |
561,564
+19,342
| +4% | +$1.03M |
|
584
Cameco
CCJ
$44.5B
| $31M | 0.03% |
1,184,983
+1,099,893
| +1,293% | +$29.1M |
|
585
TFI International
TFII
$11.2B
| $31M | 0.03% |
259,684
+3,500
| +1% | +$408K |
|
586
Zscaler
ZS
$28.5B
| $30.8M | 0.03% |
263,937
-72,169
| -21% | -$8.66M |
|
|
HCVI
587
DELISTED
Hennessy Capital Investment Corp. VI Class A Common Stock
HCVI
| $30.8M | 0.03% |
2,970,000
| – | – |
|
588
CALL
DoorDash
DASH
$99.3B
| $30.8M | 0.03% |
483,900
+18,300
| +4% | +$1.05M |
|
589
Globant
GLOB
$1.71B
| $30.7M | 0.03% |
187,470
+165,849
| +767% | +$27.1M |
|
590
Simon Property Group
SPG
$71.4B
| $30.6M | 0.03% |
273,544
-195,915
| -42% | -$23.4M |
|
591
Advanced Micro Devices
AMD
$746B
| $30.6M | 0.03% |
312,074
+27,326
| +10% | +$2.22M |
|
592
CALL
SLB Ltd
SLB
$80.1B
| $30.5M | 0.03% |
621,600
+24,900
| +4% | +$1.32M |
|
593
Interactive Brokers
IBKR
$42.2B
| $30.5M | 0.03% |
1,477,668
+383,204
| +35% | +$7.8M |
|
|
DOCU
594
PUT
DocuSign
DOCU
$11.9B
| $30.5M | 0.03% |
522,900
-695,000
| -57% | -$41.5M |
|
595
Keysight
KEYS
$52.9B
| $30.5M | 0.03% |
188,648
+45,142
| +31% | +$7.66M |
|
596
CALL
SolarEdge
SEDG
$1.85B
| $30.5M | 0.03% |
100,200
-31,000
| -24% | -$9.45M |
|
597
CALL
Atlassian
TEAM
$43.4B
| $30.4M | 0.03% |
177,800
+107,400
| +153% | +$17.1M |
|
598
HubSpot
HUBS
$12.2B
| $30.4M | 0.03% |
70,941
+21,672
| +44% | +$7.91M |
|
599
CALL
Sun Life Financial
SLF
$44B
| $30.4M | 0.03% |
650,000
+130,000
| +25% | +$6.26M |
|
|
TRTL
600
DELISTED
TortoiseEcofin Acquisition Corp. III
TRTL
| $30.4M | 0.03% |
2,970,000
| – | – |
|
Similar funds
David Shaw's Q1 2023 Portfolio in Review
As of Q1 2023, David Shaw held 5,246 positions worth $93.4B, up 3.2% from $90.5B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
David Shaw withdrew a net $9.17B in Q1 2023, closing 860 positions and reducing 1,787 holdings. Its most notable exit was SVB Financial Group, an estimated $163M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, David Shaw opened a new position in State Street Utilities Select Sector SPDR ETF worth $99.9M.
- David Shaw's largest Q1 2023 buy was State Street Utilities Select Sector SPDR ETF: 2,950,552 shares worth $99.9M.
- David Shaw added most to Charles Schwab in Q1 2023, an estimated $602M increase.
- David Shaw's biggest Q1 2023 reduction was Microsoft, cutting an estimated $483M.
- David Shaw fully exited SVB Financial Group in Q1 2023, selling an estimated $163M.
- David Shaw's ten largest holdings make up 11% of its $93.4B portfolio in Q1 2023.
- David Shaw opened 431 new positions and closed 860 in Q1 2023.
- David Shaw's portfolio value rose 3.2% quarter-over-quarter to $93.4B.
Based on D.E. Shaw & Co's 13F filing for Q1 2023, filed 15 May 2023.